| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|
| Jan 10, 2019 D/A CERF Co-Investment, S.C.Sp. File 021-302920 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 2, 2019 D Epoch Coinvestment, L.P. File 021-329385 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 9, 2018 D/A CSSAF Coinvestment, LP File 021-225828 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 9, 2018 D/A CEMOF II Coinvestment, L.P. File 021-250511 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 9, 2018 D/A CEOF II Coinvestment, L.P. File 021-250514 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 9, 2018 D/A CEOF II Coinvestment B, L.P. File 021-250513 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 9, 2018 D/A CGP Coinvestment, L.P. File 021-250515 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 2, 2018 D/A CP VI Coinvestment A, LP File 021-225826 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 2, 2018 D/A CP VI Coinvestment B, LP File 021-225827 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 2, 2018 D/A CAP IV Coinvestment, LP File 021-225832 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 2, 2018 D/A CJIP III Coinvestment, LP File 021-225835 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 2, 2018 D/A CPF Coinvestment, LP File 021-225837 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 27, 2018 D/A Carlyle Global Financial Services Partners III, L.P. File 021-289714 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ Etgal Holdings, Ltd no CRD number reported Korea Investments & Securities Co no CRD number reported Butterfield Asset Management Limited no CRD number reported KB Investment & Securities Co., Ltd. no CRD number reported Alistithmar Capital no CRD number reported Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Apr 13, 2018 D/A Carlyle Global Infrastructure Opportunity Fund Access, L.P. File 021-303116 | $3,945,179 (est.) | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Mar 14, 2018 D/A Carlyle Partners VII, L.P. File 021-299435 | $3,446,508 (est.) | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ Moneda S.A. Administradora General de Fondos no CRD number reported KB Investment & Securities Co., Ltd. no CRD number reported Noah Holdings (Hong Kong) Limited no CRD number reported The Hongkong and Shanghai Banking Corporation Limited, Private Banking Division no CRD number reported The Hongkong and Shanghai Banking Corporation Limited, Singapore Branch, Private Banking Division no CRD number reported HSBC Private Bank (Suisse) SA no CRD number reported HSBC Private Bank (UK) Limited no CRD number reported HSBC Private Banking, a division of HSBC Bank USA, N.A. no CRD number reported HSBC Private Bank International no CRD number reported Etgal Holdings, Ltd. no CRD number reported Korea Investment & Securities no CRD number reported Butterfield Asset Management Limited no CRD number reported Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Mar 8, 2018 D Carlyle Private Equity Access Fund IV, L.P. File 021-307289 | $0 | $0 | $0 | TCG SECURITIES, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| Feb 14, 2018 D CER Italian Logistics Feeder, L.P. File 021-305567 | $0 (est.) | $0 | $0 (est.) | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| Feb 9, 2018 D Carlyle Eagle Coinvestment, L.P. File 021-305335 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| Feb 9, 2018 D CGFSP III Eagle Coinvestment Holdings, L.P. File 021-305332 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| Jan 19, 2018 D/A Carlyle Global Infrastructure Opportunity Fund, L.P. File 021-283711 | $142,808 (est.) | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ Alistithmar Capital no CRD number reported Etgal Holdings Ltd. no CRD number reported Top Consulting S.A. no CRD number reported UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Jan 5, 2018 D Carlyle China Rome Logistics, L.P. File 021-302520 | $0 (est.) | $0 | $0 (est.) The general partner is entitled to a performance allocation. The investment advisor is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| Dec 14, 2017 D Carlyle Europe Realty Fund, S.C.Sp. File 021-300760 | $0 (est.) | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| Oct 27, 2017 D Carlyle Asia Partners V, L.P. File 021-297616 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| Oct 27, 2017 D CAP V Feeder, L.P. File 021-297621 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| Oct 4, 2017 D/A CGFSP II Coinvestment, LP File 021-225501 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 4, 2017 D/A CJP III Coinvestment, LP File 021-225836 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 28, 2017 D/A Carlyle China Realty, L.P. File 021-271586 | $0 (est.) | $0 | $0 (est.) The general partner is entitled to a performance allocation. The investment advisor is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| Sep 25, 2017 D/A Carlyle Structured Credit Fund, L.P. File 021-269461 | $4,172,573 | $0 | $0 | TCG Securities, L.L.C BrokerCheck CRD 154788 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Moneda S.A. Administradora General de Fondos no CRD number reported | EDGAR ↗ |
| Sep 22, 2017 D Carlyle Ariane Partners, L.P. File 021-295198 | $0 (est.) | $0 (est.) | $0 | Not Applicable no CRD number reported | EDGAR ↗ |
| Sep 22, 2017 D Carlyle Erpe-Mere Partners, L.P. File 021-295199 | $0 (est.) | $0 (est.) | $0 | Not Applicable no CRD number reported | EDGAR ↗ |
| Aug 28, 2017 D CER ITALIAN LOGISTICS, L.P. File 021-293559 | $0 (est.) | $0 | $0 (est.) One of the general partners is entitled to a performance allocation. The other general partner is entitled to management fees. The performance allocation and management fees are fully discussed in the Issuer's confidential offering materials. | TCG SECURITIES, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| Aug 24, 2017 D Raptor Employee Holdings, LLC File 021-293404 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 2, 2017 D Carlyle Jupiter Coinvestment, L.P. File 021-291919 | $0 | $0 | $0 "Certain employees of an affiliate of the GP (""Carlyle"") receive compensation in part based on the capital raised; such compensation is borne by Carlyle, not the Issuer's investors." | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| Jun 29, 2017 D CCOF Cayman, L.P. File 021-289707 | $0 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported | EDGAR ↗ |
| Jun 29, 2017 D Carlyle Credit Opportunities Fund, L.P. File 021-289710 | $0 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported | EDGAR ↗ |
| Jun 29, 2017 D Carlyle Credit Opportunities Fund (Parallel), L.P. File 021-289712 | $0 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported | EDGAR ↗ |
| May 18, 2017 D CEMOF II Master Co-Investment Partners, L.P. File 021-287040 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| May 17, 2017 D/A Carlyle Asia Growth Partners V, L.P. File 021-263504 | $0 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported | EDGAR ↗ |
| Apr 12, 2017 D/A Carlyle Private Equity Access Fund III, L.P. File 021-282972 | $2,500 | $0 | $0 | TCG SECURITIES, L.L.C. BrokerCheck CRD 154788 ↗ COMMERCE STREET CAPITAL, LLC BrokerCheck CRD 143797 ↗ | EDGAR ↗ |
| Apr 7, 2017 D Carlyle Beachhead Coinvestment, L.P. File 021-284304 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| Mar 21, 2017 D/A Carlyle Strategic Partners IV, L.P. File 021-261318 | $10,285,245 (est.) | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Etgal Holdings Ltd. no CRD number reported Noah Holdings (Hong Kong) Limited no CRD number reported BBVA Securities Inc. BrokerCheck CRD 27060 ↗ Bank of Singapore Ltd no CRD number reported | EDGAR ↗ |
| Mar 21, 2017 D Carlyle Private Equity Access Blocker Fund III, L.P. File 021-282973 | $0 | $0 | $0 | TCG SECURITIES, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| Mar 17, 2017 D Neptune Coinvestment, L.P. File 021-282850 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 13, 2017 D Carlyle Europe Realty Gallia, L.P. File 021-282358 | $0 (est.) | $0 | $0 (est.) The general partner is entitled to a performance allocation. The investment advisor is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| Feb 24, 2017 D Nash Coinvestment, L.P. File 021-281282 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 30, 2017 D Carlyle Bell Partners II, L.P. File 021-279623 | $0 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported | EDGAR ↗ |
| Jan 10, 2017 D/A Carlyle Energy Mezzanine Opportunities Fund II, L.P. File 021-233879 | $8,763,394 (est.) | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Jan 10, 2017 D/A CEMOF II Offshore Investors, L.P. File 021-233889 | $3,204,117 (est.) | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ Alistithmar Capital no CRD number reported Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Bank Julius Baer & Co. Ltd. no CRD number reported Kora Post Savings Bureau no CRD number reported | EDGAR ↗ |
| Dec 29, 2016 D/A Carlyle Innovation Partners, L.P. File 021-250738 | $0 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported | EDGAR ↗ |
| Dec 21, 2016 D Carlyle Europe Realty Berlin RP, L.P. File 021-276795 | $0 (est.) | $0 | $0 (est.) The general partner is entitled to a performance allocation. The investment advisor is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| Dec 2, 2016 D/A Carlyle Asia Structured Credit Opportunities Fund, L.P. File 021-229592 | $0 | $14,000 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ Alistithmar Capital no CRD number reported | EDGAR ↗ |
| Dec 2, 2016 D/A Carlyle Private Equity Access Blocker Fund 2015, L.P. File 021-255659 | $12,000 | $0 | $0 | LPL FINANCIAL LLC BrokerCheck CRD 6413 ↗ | EDGAR ↗ |
| Dec 2, 2016 D/A Carlyle Private Equity Access Fund 2015, L.P. File 021-255661 | $108,750 | $0 | $0 | LPL FINANCIAL LLC BrokerCheck CRD 6413 ↗ | EDGAR ↗ |
| Nov 4, 2016 D Carlyle Europe Realty Net.Works, L.P. File 021-273860 | $0 (est.) | $0 | $0 (est.) The general partner is entitled to a performance allocation. The investment advisor is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| Sep 29, 2016 D Carlyle China Rome Logistics, L.P. File 021-271588 | $0 (est.) | $0 | $0 (est.) The general partner is entitled to a performance allocation. The investment advisor is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| Sep 28, 2016 D Carlyle Mars Partners, L.P. File 021-271482 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| May 25, 2016 D Carlyle Wing Partners, L.P. File 021-263799 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation as fully discussed in the Issuer's governing documents. | None listed on this filing | EDGAR ↗ |
| May 25, 2016 D Carlyle Wing Partners II, L.P. File 021-263800 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation as fully discussed in the Issuer's governing documents. | None listed on this filing | EDGAR ↗ |
| Mar 31, 2016 D/A Brazil Buyout Coinvestment, L.P. File 021-151568 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 22, 2016 D/A Carlyle U.S. Equity Opportunity Fund II, L.P. File 021-235141 | $9,593,439 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗via Merrill Lynch, Pierce, Fenner & Smith Incorporated ( CRD 7691 ↗) Butterfield Asset Management Limited no CRD number reported Provest Asset Management (Suisse) SA no CRD number reported Financial Management Enterprises Capital Sal no CRD number reported Alistithmar Capital no CRD number reported Moneda International Inc. BrokerCheck CRD 163449 ↗ Foreside Fund Services, LLC BrokerCheck CRD 46106 ↗ | EDGAR ↗ |
| Nov 18, 2015 D/A Carlyle Energy Coinvestment IV, L.P. File 021-150293 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 18, 2015 D/A CAGP IV Co-Investment, L.P. File 021-150294 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 30, 2015 D/A CETP III Coinvestment, LP File 021-225838 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 29, 2015 D Carlyle Havasu Coinvestment, L.P. File 021-248435 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| Sep 18, 2015 D/A Carlyle Japan Partners III, L.P. File 021-200382 | $160,940 (est.) | $0 | $0 (est.) The general partner is entitled to a performance allocation. The management company is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ Nomura Securities Co., Ltd. no CRD number reported | EDGAR ↗ |
| Sep 18, 2015 D/A Carlyle Japan International Partners III, L.P. File 021-200383 | $174,694 (est.) | $0 | $0 (est.) The general partner is entitled to a performance allocation. The management company is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ Butterfield Asset Management Limited no CRD number reported | EDGAR ↗ |
| Sep 4, 2015 D Rede D Or Secondary Opportunity, L.P. File 021-247108 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Sep 4, 2015 D Carlyle RDSL Coinvestment, L.P. File 021-247112 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Sep 4, 2015 D Rede D Or Partners, L.P. File 021-247110 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Sep 3, 2015 D Carlyle Sapphire Partners, L.P. File 021-247017 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Aug 25, 2015 D/A Carlyle Private Equity Access Fund 2014, L.P. File 021-227831 | $984,487 | $0 | $0 | TCG SECURITIES, L.L.C. BrokerCheck CRD 154788 ↗ RAYMOND JAMES & ASSOCIATES, INC. BrokerCheck CRD 705 ↗ LPL FINANCIAL LLC BrokerCheck CRD 6413 ↗ | EDGAR ↗ |
| Aug 25, 2015 D/A Carlyle Private Equity Access Blocker Fund 2014, L.P. File 021-231811 | $50,000 | $0 | $0 | TCG SECURITIES, L.L.C. BrokerCheck CRD 154788 ↗ RAYMOND JAMES & ASSOCIATES, INC. BrokerCheck CRD 705 ↗ | EDGAR ↗ |
| Jul 10, 2015 D/A Carlyle Europe Partners IV, L.P. File 021-201940 | $11,701,502 (est.) | $0 (est.) | $0 | Not Applicable no CRD number reported Not Applicable no CRD number reported Not Applicable no CRD number reportedvia Merrill Lynch, Pierce, Fenner & Smith Incorporated ( CRD 7691 ↗) Not Applicable no CRD number reportedvia Credit Suisse Securities (USA) LLC ( CRD 816 ↗) Not Applicable no CRD number reportedvia Bank Julius Baer & Co. Ltd. Not Applicable no CRD number reportedvia Noah Holdings (Hong Kong) Limited Not Applicable no CRD number reportedvia Moneda S.A. Administradora General de Fondos None no CRD number reportedvia Butterfield Asset Management Limited None no CRD number reportedvia Banco Itau (Suisse) SA None no CRD number reportedvia Banco Itau International | EDGAR ↗ |
| Jul 10, 2015 D/A CEP IV Dollar Feeder, L.P. File 021-218305 | $7,731,178 (est.) | $0 (est.) | $0 | Not Applicable no CRD number reported Not Applicable no CRD number reportedvia Merrill Lynch, Pierce, Fenner & Smith Incorporated ( CRD 7691 ↗) Not Applicable no CRD number reportedvia Credit Suisse Securities (USA) LLC ( CRD 816 ↗) Not Applicable no CRD number reportedvia Bank Julius Baer & Co. Ltd. | EDGAR ↗ |
| Jul 10, 2015 D/A CEP IV-F Feeder, L.P. File 021-236427 | $375,389 (est.) | $0 (est.) | $0 | None no CRD number reported via Banco Itau (Suisse) SA None no CRD number reportedvia Banco Itau International | EDGAR ↗ |
| Apr 1, 2015 D/A Carlyle FBIE II Coinvestment, L.P. File 021-237102 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Mar 30, 2015 D CASCOF Coinvestment, L.P. File 021-236934 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Mar 9, 2015 D/A Carlyle MENA Co-Investment, L.P. File 021-127626 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Mar 9, 2015 D/A CARLYLE RENEWABLE ENERGY COINVESTMENT II, L.P. File 021-127603 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Mar 4, 2015 D/A CETP II CO-INVESTMENT, L.P. File 021-127616 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Mar 3, 2015 D/A CMP II (CAYMAN) CO-INVEST, L.P. File 021-127610 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Mar 2, 2015 D/A CEP III INVESTMENT HOLDINGS, L.P. File 021-127607 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Feb 11, 2015 D Carlyle Energy Mezzanine Opportunities Fund II-A, L.P. File 021-233881 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| Dec 16, 2014 D CEP IV Feeder, L.P. File 021-230240 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 10, 2014 D/A Carlyle Asia Partners IV, L.P. File 021-187668 | $23,812,130 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ UBS AG no CRD number reported Goldman Sachs (Asia) L.L.C. no CRD number reported Avalon Wealth Management LLC BrokerCheck CRD 162745 ↗ UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Commerce Street Capital, LLC BrokerCheck CRD 143797 ↗ J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗via J.P. Morgan Securities LLC ( CRD 79 ↗) | EDGAR ↗ |
| Sep 16, 2014 D Carlyle Acosta Coinvestment, L.P. File 021-224770 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| Aug 19, 2014 D/A Carlyle International Energy Partners, L.P. File 021-201800 | $2,500,000 (est.) | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗via Merrill Lynch, Pierce, Fenner & Smith Incorporated ( CRD 7691 ↗) | EDGAR ↗ |
| May 23, 2014 D Carlyle Europe Technology Partners III, L.P. File 021-217905 | $0 (est.) | $0 (est.) | $0 | Not Applicable no CRD number reported | EDGAR ↗ |
| May 20, 2014 D/A Carlyle Cardinal Ireland Dollar Feeder, L.P. File 021-203710 | $2,109,750 (est.) | $0 (est.) | $0 | Not Applicable no CRD number reported Not Applicable no CRD number reported | EDGAR ↗ |
| Apr 30, 2014 D Carlyle Angel Partners, L.P. File 021-216507 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| Jan 30, 2014 D/A Carlyle Partners VI, L.P. File 021-178373 | $2,927,160 | $5,070,350 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ Moneda International Inc. no CRD number reported Avalon Wealth Management LLC BrokerCheck CRD 162745 ↗ Banco Itau (Suisse) SA no CRD number reported UBS AG Jersey Branch no CRD number reported Barclays Saudi Arabia no CRD number reported Financial Management Enterprises no CRD number reported Itau Europa International no CRD number reported Alejandro Probert no CRD number reported Commerce Street Capital, LLC BrokerCheck CRD 143797 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Danoher Associates PTY no CRD number reported | EDGAR ↗ |
| Oct 11, 2013 D/A Carlyle Sub-Saharan Africa Fund Ltd File 021-175918 | $10,500,000 (est.) | $0 (est.) | $0 | Not Applicable no CRD number reported Not Applicable no CRD number reportedvia J.P. MORGAN SECURITIES LLC ( CRD 79 ↗) | EDGAR ↗ |
| Jul 3, 2013 D Carlyle Cardinal Ireland Fund, L.P. File 021-199073 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Jan 17, 2013 D Carlyle Yankee Partners, L.P. File 021-190426 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Jan 14, 2013 D Carlyle VWD Partners, L.P. File 021-190134 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Jan 9, 2013 D CSP III Coinvestment, L.P. File 021-189791 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Dec 4, 2012 D Carlyle Retail Turkey Partners, L.P. File 021-187838 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Oct 17, 2012 D Carlyle Tok&Stok Coinvestment, L.P. File 021-185716 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Aug 16, 2012 D Carlyle Ri-Happy/PBKids Coinvestment, L.P. File 021-182839 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Jun 12, 2012 D Carlyle Peru Fund, L.P. File 021-179606 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| May 14, 2012 D Carlyle Ri-Happy Coinvestment, L.P. File 021-178172 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Mar 6, 2012 D Carlyle Ensus Partners II, L.P. File 021-174422 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 8, 2011 D/A CSP II (CAYMAN) CO-iNVEST, L.P. File 021-127624 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Sep 15, 2010 D Carlyle Qualicorp Coinvestment, L.P. File 021-147803 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 18, 2010 D America do Sul Investimentos, L.P. File 021-143729 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Mar 26, 2010 D Carlyle Medical Park Hospital Group Coinvestment I, L.P. File 021-139992 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Mar 26, 2010 D Carlyle Medical Park Hospital Group Coinvestment II, L.P. File 021-139993 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Mar 3, 2010 D Carlyle Com Hem Follow-On Partners I, L.P. File 021-139202 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Mar 3, 2010 D Carlyle Com Hem Follow-On Partners II, L.P. File 021-139203 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jan 14, 2010 D Carlyle Brazilian Tourism Coinvestment, L.P. File 021-137806 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |