David Marshall is listed as an executive officer and director on 13 SEC Form D filings by 9 issuers between May 2010 and Oct 2026. Largest by amount reported sold: LS Power Fund VI Feeder 1, L.P. (New York, NY — pooled investment fund — 2026; $1.11B reported sold to 68 investors), Gridiron Energy Feeder I, L.P. (New York, NY — electric utilities — 2017; $900M reported sold to 56 investors), Gridiron Energy, LLC (New York, NY — electric utilities — 2017; $900M reported sold to 63 investors), Wi3, Inc. (Victor, NY — telecommunications — 2010–2012; $1.09M reported sold), LS Power Fund VI F&F Feeder, L.P. (New York, NY — pooled investment fund — 2026) and 4 more (all listed below).
What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $2.91B sold in total.
Listed alongside Darpan Kapadia (9 shared filings), David Nanus (9 shared filings), John Staikos (9 shared filings), Richard Roloff (9 shared filings), Jeffrey Wade (7 shared filings) and 20 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
8 of the issuers belong to the sponsor group Ls Power (60 issuers, $21.27B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Ls Power has 60 companies on file and $21.27B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 11 bankruptcy cases matching the name listed in Key records below.
What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 13 public filings for David Marshall and found 13 differences, 1 worth asking the sponsor about: 8 paid sellers are listed without a CRD number; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.