PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:20 AM ET

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David Edward Kuenzi

Named as an officer, director or promoter on SEC Form D filings · IL · Nov 8, 2013 → Nov 16, 2015

9deals (issuers)
$6.01Breported sold
2,166investors
20Form D filings
2013–2015years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:30 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Edward Kuenzi is listed as an executive officer on 20 SEC Form D filings by 9 issuers between Nov 2013 and Nov 2015. Largest by amount reported sold: AURORA LIMITED PARTNERSHIP (Chicago, IL — pooled investment fund — 2013–2015; $3.73B reported sold to 732 investors), Aurora Global Opportunities L P (Chicago, IL — pooled investment fund — 2013–2015; $922.3M reported sold to 628 investors), Aurora Limited Partnership II (Chicago, IL — pooled investment fund — 2013–2014; $644M reported sold to 590 investors), SMAurora Multi Manager Fund L.P. (Chicago, IL — pooled investment fund — 2013; $499.8M reported sold to 3 investors), Aurora Hedged Equity L P (Chicago, IL — pooled investment fund — 2013–2015; $102.6M reported sold to 74 investors) and 4 more (all listed below).

What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $6.01B sold in total.

Listed alongside Aurora Investment Management, L.L.C. (20 shared filings, management entity), James H. Hayes (20 shared filings), Roxanne M. Martino (20 shared filings), Scott C. Schweighauser (20 shared filings), Scott M. Montpas (20 shared filings) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

All 9 issuers belong to the sponsor group Borealis (25 issuers, $19.51B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Borealis has 25 companies on file and $19.51B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 6 court cases matching the name, 7 bankruptcy cases matching the name listed in Key records below.

What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 20 public filings for David Edward Kuenzi and found 3 differences: Bankruptcy case: Jones v. Kuenzi II Inc; 9 offerings have no amendment in the last 12 months and may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Edward Kuenzi has not run yet — it is joining a line of 51,732 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

6 cases: 3 closed (disposition not in docket feed), 1 dismissed, 2 judgment

KUENZI v. FCA US LLC closed
District Court, E.D. Pennsylvania · No. 2:23-cv-00182 · Filed Jan 17, 2023 · Closed Aug 15, 2023
Role of KUENZI: Plaintiff · Outcome: Terminated 2023-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in PA (not a filing state)
Kuenzi v. Kelley Engineering, LLC closed
District Court, D. South Carolina · No. 8:22-cv-02911 · Filed Aug 31, 2022 · Closed Jun 24, 2024
Role of Kuenzi: Plaintiff · Outcome: Terminated 2024-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in SC (not a filing state)
KUENZI v. ZERO MOTORCYCLES, INC. closed
District Court, E.D. Pennsylvania · No. 2:19-cv-00078 · Filed Jan 7, 2019 · Closed Mar 13, 2019 · Nature of suit: 890 Other Statutes: Other Statutory Actions · Cause: 28:1441 Notice of Removal
Role of KUENZI: Plaintiff · Outcome: Terminated 2019-03-13 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in PA (not a filing state)
KUENZI v. TOYOTA MOTOR SALES, U.S.A., INC. dismissed
District Court, E.D. Pennsylvania · No. 2:13-cv-00067 · Filed Jan 4, 2013 · Closed Jun 27, 2013 · Nature of suit: 890 Other statutory actions
Role of KUENZI: Plaintiff · Outcome: Terminated 2013-06-27 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in PA (not a filing state)
Insurance Company of the West v. Kuenzi Communications, LLC judgment
District Court, D. Oregon · No. 6:09-cv-06102 · Filed Apr 16, 2009 · Closed Dec 8, 2009 · Nature of suit: Contract: Other Contract Actions · Cause: 28:1332 Diversity-Breach of Contract
Role of Kuenzi Communications, LLC: Defendant · Outcome: Terminated 2009-12-08 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in OR (not a filing state)
KUENZI v. EUROSPORT CYCLES, INC. judgment
District Court, E.D. Pennsylvania · No. 2:08-cv-03906 · Filed Aug 18, 2008 · Closed May 17, 2011 · Nature of suit: 371 Truth in Lending · Cause: 15:1601 Truth in Lending
Role of KUENZI: Plaintiff · Outcome: Terminated 2011-05-17 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in PA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:30 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Edward Kuenzi..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

7 cases: 7 closed (disposition not in docket feed)

Kuenzi Communications, LLC v. A&A Drilling Services, Inc. closed
United States Bankruptcy Court, D. Oregon · No. 09-06206 · Filed Sep 25, 2009 · Closed Jun 25, 2010
Role of Kuenzi Communications, LLC: Plaintiff · Outcome: Case closed 2010-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in OR (not a filing state)
Kuenzi Communications, LLC closed
United States Bankruptcy Court, D. Oregon · No. 09-63522 · Filed Jun 30, 2009 · Closed Jul 9, 2014
Role of Kuenzi Communications, LLC: Debtor · Outcome: Case closed 2014-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in OR (not a filing state)
Jones v. Kuenzi II Inc. closed
United States Bankruptcy Court, N.D. Illinois · No. 07-01180 · Filed Dec 7, 2007 · Closed Jan 15, 2009
Role of Kuenzi II Inc.: Defendant · Outcome: Case closed 2009-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in the person's filing state (IL)
JR Simplot Co v. Kuenzi closed
United States Bankruptcy Court, D. Oregon · No. 03-06100 · Filed Feb 21, 2003 · Closed Mar 2, 2004
Role of Kuenzi: Defendant · Outcome: Case closed 2004-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in OR (not a filing state)
Sunterra Corporation v. Kuenzi Solutions,Inc closed
United States Bankruptcy Court, D. Maryland · No. 02-05446 · Filed May 30, 2002 · Closed Oct 21, 2002
Role of Kuenzi Solutions,Inc: Defendant · Outcome: Case closed 2002-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in MD (not a filing state)
J. R. Simplot Co v. Kuenzi closed
United States Bankruptcy Court, D. Oregon · No. 02-06093 · Filed Apr 16, 2002 · Closed Aug 22, 2003
Role of Kuenzi: Defendant · Outcome: Case closed 2003-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in OR (not a filing state)
Daniel Dwight Kuenzi closed
United States Bankruptcy Court, D. Kansas · No. 00-14826 · Filed Dec 7, 2000 · Closed Jun 1, 2001
Role of Daniel Dwight Kuenzi: Debtor · Outcome: Case closed 2001-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); different first name (dwight); court in KS (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:30 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for David Edward Kuenzi (compared 20 filings on Oct 24, 2026)

Note · Dec 7, 2007 – Jan 15, 2009

Bankruptcy case: Jones v. Kuenzi II Inc. — filed Dec 7, 2007

United States Bankruptcy Court, N.D. Illinois docket "Jones v. Kuenzi II Inc." filed Dec 7, 2007, closed Jan 15, 2009. David Edward Kuenzi is listed as Defendant ("Kuenzi II Inc."). Our match estimate: 68%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Illinois ↗
Sources
Note · Jan 1, 1994 – Nov 16, 2015

9 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Borealis Strategic Capital Fund L.P. (latest filing Nov 16, 2015) · No amendment in the last 12 months on an offering that may still be open — Borealis Strategic Capital Offshore Fund L.P. (latest filing Nov 16, 2015) · No amendment in the last 12 months on an offering that may still be open — Aurora Macro Opportunities L.P. (latest filing Nov 9, 2015) · No amendment in the last 12 months on an offering that may still be open — Aurora Hedged Equity L P (latest filing Nov 9, 2015) · No amendment in the last 12 months on an offering that may still be open — AURORA LIMITED PARTNERSHIP (latest filing Nov 9, 2015) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Nov 16, 2015 ↗Borealis Strategic Capital Fund L.P. — PartnerFacts page ↗Form D · Nov 16, 2015 ↗Borealis Strategic Capital Offshore Fund L.P. — PartnerFacts page ↗
Sources
Note · Nov 8, 2013 – Nov 10, 2014

David Edward Kuenzi is written 2 different ways on the filings

listed as "David E. Kuenzi" on 9 filings (from Nov 8, 2013), and "David Edward Kuenzi" on 11 filings (from Nov 10, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Nov 8, 2013 ↗Form D/A · Nov 10, 2014 ↗David Edward Kuenzi — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 9 offerings report sales commissions totalling $1,294,784; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 16, 2015 D
Borealis Strategic Capital Offshore Fund L.P.
File 021-251313
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2015 D
Borealis Strategic Capital Fund L.P.
File 021-251308
$0$0$0None listed on this filingEDGAR ↗
Nov 9, 2015 D/A
Aurora Global Opportunities L P
File 021-91729-6C
$0$0$0None listed on this filingEDGAR ↗
Nov 9, 2015 D/A
SPA PARTNERS L P
File 021-93655-1C
$0$0$0None listed on this filingEDGAR ↗
Nov 9, 2015 D/A
AURORA LIMITED PARTNERSHIP
File 021-53648
$317,421 (est.)$0$0Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗
Barclays Capital Inc. BrokerCheck CRD 19714 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
RBC Capital Markets, LLC BrokerCheck CRD 31194 ↗		EDGAR ↗
Nov 9, 2015 D/A
Aurora Hedged Equity L P
File 021-66129
$0$0$0None listed on this filingEDGAR ↗
Nov 9, 2015 D/A
Aurora Macro Opportunities L.P.
File 021-176539
$0$0$0None listed on this filingEDGAR ↗
Nov 10, 2014 D/A
Aurora Limited Partnership II
File 021-132717
$977,363 (est.)$0$0Barclays Capital Inc. BrokerCheck CRD 19714 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗
RBC Capital Markets Corporation BrokerCheck CRD 6579 ↗		EDGAR ↗
Nov 8, 2013 D/A
SMAurora Multi Manager Fund L.P.
File 021-194133
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 9

Every issuer that named David Edward Kuenzi on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BS
Pooled Investment Fund · group: Borealis

Borealis Strategic Capital Offshore Fund L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Nov 16, 2015
  • Nov 16, 2015 · D · $36,469,784 sold of Indefinite · 5 investors · min. $5,000,000 · role: Executive Officer (Managing Director of Risk Management and Quantitative Research of the General Partner) EDGAR ↗

Raised $36.5M from 5 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Pooled Investment Fund · group: Borealis

Borealis Strategic Capital Fund L.P.

Chicago, IL · Nov 16, 2015
  • Nov 16, 2015 · D · $1,661,161 sold of Indefinite · 8 investors · min. $5,000,000 · role: Executive Officer (Managing Director of Risk Management and Quantitative Research of the General Partner) EDGAR ↗

Raised $1.66M from 8 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AL
Pooled Investment Fund · group: Borealis

AURORA LIMITED PARTNERSHIP

Chicago, IL · Nov 8, 2013 → Nov 9, 2015 · 3 filings
  • Nov 9, 2015 · D/A · $3,731,452,251 sold of Indefinite · 732 investors · min. $250,000 · role: Executive Officer (Managing Director of Risk Management and Quantitative Research of the General Partner) EDGAR ↗
  • Nov 10, 2014 · D/A · $3,700,841,251 sold of Indefinite · 705 investors · min. $250,000 · role: Executive Officer (Managing Director of Risk Management and Quantitative Research of the General Partner) EDGAR ↗
  • Nov 8, 2013 · D/A · $3,127,192,284 sold of Indefinite · 691 investors · min. $250,000 · role: Executive Officer (Managing Director of Risk Management and Quantitative Research) EDGAR ↗

Raised $3.73B from 732 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SP
Pooled Investment Fund · group: Borealis

SPA PARTNERS L P

Chicago, IL · Nov 8, 2013 → Nov 9, 2015 · 3 filings
  • Nov 9, 2015 · D/A · $63,873,017 sold of Indefinite · 119 investors · min. $250,000 · role: Executive Officer (Managing Director of Risk Management and Quantitative Research of the General Partner) EDGAR ↗
  • Nov 10, 2014 · D/A · $63,753,017 sold of Indefinite · 119 investors · min. $250,000 · role: Executive Officer (Managing Director of Risk Management and Quantitative Research of the General Partner) EDGAR ↗
  • Nov 8, 2013 · D/A · $63,528,017 sold of Indefinite · 118 investors · min. $250,000 · role: Executive Officer (Managing Director of Risk Management and Quantitative Research) EDGAR ↗

Raised $63.9M from 119 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Pooled Investment Fund · group: Borealis

Aurora Macro Opportunities L.P.

Chicago, IL · Nov 8, 2013 → Nov 9, 2015 · 3 filings
  • Nov 9, 2015 · D/A · $10,830,000 sold of Indefinite · 7 investors · min. $250,000 · role: Executive Officer (Managing Director of Risk Management and Quantitative Research of the General Partner) EDGAR ↗
  • Nov 10, 2014 · D/A · $10,680,000 sold of Indefinite · 7 investors · min. $250,000 · role: Executive Officer (Managing Director of Risk Management and Quantitative Research of the General Partner) EDGAR ↗
  • Nov 8, 2013 · D/A · $9,680,000 sold of Indefinite · 7 investors · min. $250,000 · role: Executive Officer (Managing Director of Risk Management and Quantitative Research) EDGAR ↗

Raised $10.8M from 7 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AH
Pooled Investment Fund · group: Borealis

Aurora Hedged Equity L P

Chicago, IL · Nov 8, 2013 → Nov 9, 2015 · 3 filings
  • Nov 9, 2015 · D/A · $102,620,395 sold of Indefinite · 74 investors · min. $250,000 · role: Executive Officer (Managing Director of Risk Management and Quantitative Research of the General Partner) EDGAR ↗
  • Nov 10, 2014 · D/A · $102,612,050 sold of Indefinite · 74 investors · min. $250,000 · role: Executive Officer (Managing Director of Risk Management and Quantitative Research of the General Partner) EDGAR ↗
  • Nov 8, 2013 · D/A · $102,453,523 sold of Indefinite · 73 investors · min. $250,000 · role: Executive Officer (Managing Director of Risk Management and Quantitative Research) EDGAR ↗

Raised $102.6M from 74 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AG
Pooled Investment Fund · group: Borealis

Aurora Global Opportunities L P

Chicago, IL · Nov 8, 2013 → Nov 9, 2015 · 3 filings
  • Nov 9, 2015 · D/A · $922,340,872 sold of Indefinite · 628 investors · min. $250,000 · role: Executive Officer (Managing Director of Risk Management and Quantitative Research of the General Partner) EDGAR ↗
  • Nov 10, 2014 · D/A · $909,000,292 sold of Indefinite · 615 investors · min. $250,000 · role: Executive Officer (Managing Director of Risk Management and Quantitative Research of the General Partner) EDGAR ↗
  • Nov 8, 2013 · D/A · $875,972,792 sold of Indefinite · 603 investors · min. $250,000 · role: Executive Officer (Managing Director of Risk Management and Quantitative Research) EDGAR ↗

Raised $922.3M from 628 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AL
Pooled Investment Fund · group: Borealis

Aurora Limited Partnership II

Chicago, IL · Nov 8, 2013 → Nov 10, 2014 · 2 filings
  • Nov 10, 2014 · D/A · $644,011,583 sold of Indefinite · 590 investors · min. $250,000 · role: Executive Officer (Managing Director of Risk Management and Quantitative Research of the General Partner) EDGAR ↗
  • Nov 8, 2013 · D/A · $609,774,707 sold of Indefinite · 556 investors · min. $250,000 · role: Executive Officer (Managing Director of Risk Management and Quantitative Research) EDGAR ↗

Raised $644M from 590 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SM
Pooled Investment Fund · group: Borealis

SMAurora Multi Manager Fund L.P.

Chicago, IL · Nov 8, 2013
  • Nov 8, 2013 · D/A · $499,807,754 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer (Managing Director of Risk Management and Quantitative Research) EDGAR ↗

Raised $499.8M from 3 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around David 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AI
Management entity

Aurora Investment Management, L.L.C.

Executive Officer, Promoter · 20 shared filings (9 issuers) · also on 7 other issuers

Aurora Investment Management, L.L.C. is on 16 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

James H. Hayes

Executive Officer · 20 shared filings (9 issuers) · also on 4 other issuers

James H. Hayes is on 13 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scott C. Schweighauser

Executive Officer · 20 shared filings (9 issuers) · also on 10 other issuers

Scott C. Schweighauser is on 19 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Roxanne M. Martino

Executive Officer · 20 shared filings (9 issuers) · also on 1 other issuer

Roxanne M. Martino is on 10 issuers in total — a repeat sponsor. Their page lists every one.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Scott M. Montpas

Executive Officer · 20 shared filings (9 issuers) · also on 7 other issuers

Scott M. Montpas is on 16 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Justin David Sheperd

Executive Officer · 19 shared filings (9 issuers) · also on 1 other issuer

Justin David Sheperd is on 10 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Anne Marie Morley

Executive Officer · 18 shared filings (7 issuers) · also on 9 other issuers

Anne Marie Morley is on 16 issuers in total — a repeat sponsor. Their page lists every one.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Beth Amber Satterfield

Executive Officer · 13 shared filings (7 issuers) · also on 1 other issuer

Beth Amber Satterfield is on 8 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Joseph Sullivan

Executive Officer · 13 shared filings (8 issuers)

Michael Joseph Sullivan is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jerry Scott Fuesel

Executive Officer · 7 shared filings (7 issuers) · also on 1 other issuer

Jerry Scott Fuesel is on 8 issuers in total — a repeat sponsor. Their page lists every one.

IP
No photo found yet (own website and image search run after this page is viewed)
Person

Isabelle Marie Perrault

Executive Officer · 7 shared filings (7 issuers)

Isabelle Marie Perrault is on 7 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Ann Marie Morley

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as David Edward Kuenzi. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Justin D. Shepard

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Edward Kuenzi. Their page shows their other deals.

The team behind the deals

B
Sponsor group

Borealis

25 issuers · 108 filings · $19.51B reported sold · 2009–2026

One team, 25 deal companies. David Edward Kuenzi is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Edward Kuenzi.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 9 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Edward Kuenzi by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Edward Kuenzi is listed on: none on file. No website or social profile named in AURORA LIMITED PARTNERSHIP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #295,495 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

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