Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:20 AM ET

Sponsor Check › Person

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David Kim

Named as an officer, director or promoter on SEC Form D filings · CA · Oct 6, 2008 → Oct 14, 2026

33deals (issuers)

$30.13Breported sold

3,631investors

91Form D filings

2008–2026years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:01 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Kim is listed as an executive officer, director, and promoter on 91 SEC Form D filings by 33 issuers between Oct 2008 and Oct 2026. Largest by amount reported sold: Farallon Capital Institutional Partners, L.P. (San Francisco, CA — pooled investment fund — 2014–2021; $10.53B reported sold to 530 investors), Farallon Capital Partners, L.P. (San Francisco, CA — pooled investment fund — 2014–2017; $8.42B reported sold to 874 investors), FCOI II Holdings, L.P. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2014–2017; $5B reported sold to 134 investors), Farallon Capital F5 Investors I, L.P. (San Francisco, CA — pooled investment fund — 2015–2018; $1.13B reported sold to 66 investors), Post Ltd Term High Yield Fund, L.P. (Los Angeles, CA — pooled investment fund — 2019–2024; $1.1B reported sold to 325 investors) and 28 more (all listed below).

What this means That is a lot of deals — 33 separate companies raised money with this person listed as executive officer, director, and promoter, over about 18 years. Across those companies the filings report $30.13B sold in total.

Listed alongside Andrew J.M. Spokes (33 shared filings), Dr. Thomas G. Roberts, Jr. (33 shared filings), John R. Warren (33 shared filings), Mark C. Wehrly (33 shared filings), Rajiv A. Patel (33 shared filings) and 134 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuers belong to 4 sponsor groups: Farallon (53 issuers, $40.13B reported sold, 2010–2026), Post Clo (12 issuers, $5.17B reported sold, 2009–2026), Cetera (4 issuers, $252M reported sold, 2010–2024) and Bascom (8 issuers, $297.2M reported sold, 2011–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 63 bankruptcy cases matching the name listed in Key records below.

What this means 63 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 91 public filings for David Kim and found 22 differences, 8 worth asking the sponsor about: Regulator action naming a team member: Cetera Advisors, LLC and Cetera Advisor Networks, LLC (Oct 24, 2022); Regulator action naming a team member: Cetera Advisors, LLC and Cetera Advisor Networks LLC (Oct 15, 2019); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Kim has not run yet — it is joining a line of 31,001 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:01 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Kim..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

63 cases: 1 open, 62 closed (disposition not in docket feed)

David Kim open

United States Bankruptcy Court, N.D. Illinois · No. 25-09332 · Filed Jun 19, 2025

Role of David Kim: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (IL)

David Kim closed

United States Bankruptcy Court, C.D. California · No. 2:21-bk-11328 · Filed Feb 19, 2021 · Closed Jun 2, 2021

Role of David Kim: Debtor · Outcome: Case closed 2021-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David B. Kim closed

United States Bankruptcy Court, N.D. Illinois · No. 19-13050 · Filed May 6, 2019 · Closed Jan 29, 2020

Role of David B. Kim: Debtor · Outcome: Case closed 2020-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (IL)

David J. Kim closed

United States Bankruptcy Court, C.D. California · No. 2:18-bk-21022 · Filed Sep 20, 2018 · Closed Jan 3, 2019

Role of David J. Kim: Debtor · Outcome: Case closed 2019-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim closed

United States Bankruptcy Court, C.D. California · No. 2:17-bk-18425 · Filed Jul 12, 2017 · Closed Aug 16, 2017

Role of David Kim: Debtor · Outcome: Case closed 2017-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David W. Kim closed

United States Bankruptcy Court, C.D. California · No. 9:17-bk-10571 · Filed Apr 4, 2017 · Closed May 2, 2017

Role of David W. Kim: Debtor · Outcome: Case closed 2017-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim closed

United States Bankruptcy Court, E.D. California · No. 16-26365 · Filed Sep 23, 2016 · Closed Feb 15, 2017

Role of David Kim: Debtor · Outcome: Case closed 2017-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David D. Kim closed

United States Bankruptcy Court, C.D. California · No. 2:15-bk-23593 · Filed Aug 31, 2015 · Closed Mar 11, 2016

Role of David D. Kim: Debtor · Outcome: Case closed 2016-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim closed

United States Bankruptcy Court, C.D. California · No. 2:15-bk-17566 · Filed May 12, 2015 · Closed Apr 29, 2016

Role of David Kim: Debtor · Outcome: Case closed 2016-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim closed

United States Bankruptcy Court, N.D. Illinois · No. 15-08265 · Filed Mar 9, 2015 · Closed Jun 12, 2015

Role of David Kim: Debtor · Outcome: Case closed 2015-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (IL)

David K Kim and Sin A. Kim closed

United States Bankruptcy Court, C.D. California · No. 8:14-bk-13030 · Filed May 14, 2014 · Closed Sep 3, 2014

Role of David K Kim and Sin A. Kim: Debtor · Outcome: Case closed 2014-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David M. Kim closed

United States Bankruptcy Court, D. Colorado · No. 13-26741 · Filed Oct 3, 2013 · Closed Feb 18, 2015

Role of David M. Kim: Debtor · Outcome: Case closed 2015-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CO)

David Kim closed

United States Bankruptcy Court, C.D. California · No. 2:12-bk-46977 · Filed Nov 3, 2012 · Closed Feb 26, 2013

Role of David Kim: Debtor · Outcome: Case closed 2013-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David H Kim closed

United States Bankruptcy Court, C.D. California · No. 2:12-bk-45607 · Filed Oct 23, 2012 · Closed Jul 30, 2013

Role of David H Kim: Debtor · Outcome: Case closed 2013-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David H Kim closed

United States Bankruptcy Court, C.D. California · No. 2:12-bk-37937 · Filed Aug 15, 2012 · Closed Sep 27, 2012

Role of David H Kim: Debtor · Outcome: Case closed 2012-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim closed

United States Bankruptcy Court, E.D. California · No. 12-11057 · Filed Feb 8, 2012 · Closed Jun 15, 2012

Role of David Kim: Debtor · Outcome: Case closed 2012-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim and Eunjoo Kim closed

United States Bankruptcy Court, C.D. California · No. 2:11-bk-55370 · Filed Oct 31, 2011 · Closed Feb 27, 2012

Role of David Kim and Eunjoo Kim: Debtor · Outcome: Case closed 2012-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim and Alice E Kim closed

United States Bankruptcy Court, C.D. California · No. 8:11-bk-18652 · Filed Jun 20, 2011 · Closed Oct 24, 2011

Role of David Kim and Alice E Kim: Debtor · Outcome: Case closed 2011-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David D Kim and Junghwa Kim closed

United States Bankruptcy Court, C.D. California · No. 2:11-bk-32057 · Filed May 21, 2011 · Closed Sep 28, 2011

Role of David D Kim and Junghwa Kim: Debtor · Outcome: Case closed 2011-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim closed

United States Bankruptcy Court, N.D. Illinois · No. 11-15052 · Filed Apr 8, 2011 · Closed Jul 21, 2011

Role of David Kim: Debtor · Outcome: Case closed 2011-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (IL)

David W. Kim closed

United States Bankruptcy Court, C.D. California · No. 9:11-bk-10703 · Filed Feb 15, 2011 · Closed Jan 29, 2013

Role of David W. Kim: Debtor · Outcome: Case closed 2013-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim closed

United States Bankruptcy Court, C.D. California · No. 8:10-bk-27806 · Filed Dec 17, 2010 · Closed Oct 27, 2011

Role of David Kim: Debtor · Outcome: Case closed 2011-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim closed

United States Bankruptcy Court, C.D. California · No. 2:10-bk-53077 · Filed Oct 7, 2010 · Closed Dec 28, 2011

Role of David Kim: Debtor · Outcome: Case closed 2011-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim and Christie Kim closed

United States Bankruptcy Court, C.D. California · No. 8:10-bk-23783 · Filed Sep 29, 2010 · Closed May 23, 2011

Role of David Kim and Christie Kim: Debtor · Outcome: Case closed 2011-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim closed

United States Bankruptcy Court, C.D. California · No. 8:10-bk-23577 · Filed Sep 24, 2010 · Closed Dec 8, 2010

Role of David Kim: Debtor · Outcome: Case closed 2010-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David D Kim closed

United States Bankruptcy Court, C.D. California · No. 2:10-bk-22339 · Filed Mar 31, 2010 · Closed Jun 14, 2012

Role of David D Kim: Debtor · Outcome: Case closed 2012-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David K. Kim and Jessica R Kim closed

United States Bankruptcy Court, C.D. California · No. 9:09-bk-15266 · Filed Dec 15, 2009 · Closed May 19, 2010

Role of David K. Kim and Jessica R Kim: Debtor · Outcome: Case closed 2010-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim and Miork Lim closed

United States Bankruptcy Court, E.D. California · No. 09-46564 · Filed Dec 4, 2009 · Closed Mar 26, 2010

Role of David Kim and Miork Lim: Debtor · Outcome: Case closed 2010-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David J Kim and Cristina Kyong Ok Kim closed

United States Bankruptcy Court, C.D. California · No. 2:09-bk-32482 · Filed Aug 21, 2009 · Closed Dec 21, 2009

Role of David J Kim and Cristina Kyong Ok Kim: Debtor · Outcome: Case closed 2009-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim closed

United States Bankruptcy Court, C.D. California · No. 8:09-bk-15650 · Filed Jun 10, 2009 · Closed Dec 15, 2009

Role of David Kim: Debtor · Outcome: Case closed 2009-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David D. Kim and Seon Y. Kim closed

United States Bankruptcy Court, N.D. Illinois · No. 09-19237 · Filed May 28, 2009 · Closed Sep 17, 2009

Role of David D. Kim and Seon Y. Kim: Debtor · Outcome: Case closed 2009-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (IL)

David A Kim and Moon H Kum closed

United States Bankruptcy Court, C.D. California · No. 2:09-bk-13175 · Filed Feb 12, 2009 · Closed Sep 22, 2009

Role of David A Kim and Moon H Kum: Debtor · Outcome: Case closed 2009-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim and Susan Kyoung Ja Kim closed

United States Bankruptcy Court, C.D. California · No. 2:08-bk-27277 · Filed Oct 15, 2008 · Closed Mar 5, 2009

Role of David Kim and Susan Kyoung Ja Kim: Debtor · Outcome: Case closed 2009-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David H. Kim closed

United States Bankruptcy Court, N.D. Illinois · No. 08-19786 · Filed Jul 31, 2008 · Closed Nov 7, 2008

Role of David H. Kim: Debtor · Outcome: Case closed 2008-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (IL)

David S Kim closed

United States Bankruptcy Court, N.D. Illinois · No. 08-16164 · Filed Jun 23, 2008 · Closed Sep 25, 2008

Role of David S Kim: Debtor · Outcome: Case closed 2008-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (IL)

David Kim and Helen Chong Kim closed

United States Bankruptcy Court, E.D. California · No. 07-27933 · Filed Sep 27, 2007 · Closed Apr 23, 2010

Role of David Kim and Helen Chong Kim: Debtor · Outcome: Case closed 2010-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim closed

United States Bankruptcy Court, N.D. California · No. 06-52110 · Filed Oct 18, 2006 · Closed Jan 23, 2007

Role of David Kim: Debtor · Outcome: Case closed 2007-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim and Nancy Kim closed

United States Bankruptcy Court, C.D. California · No. 2:05-bk-44039 · Filed Oct 14, 2005 · Closed Aug 1, 2006

Role of David Kim and Nancy Kim: Debtor · Outcome: Case closed 2006-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David P Kim and Elvira Kim closed

United States Bankruptcy Court, C.D. California · No. 1:05-bk-17905 · Filed Oct 6, 2005 · Closed Mar 2, 2006

Role of David P Kim and Elvira Kim: Debtor · Outcome: Case closed 2006-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David K Kim and Young Sim Kim closed

United States Bankruptcy Court, C.D. California · No. 8:05-bk-14547 · Filed Jun 28, 2005 · Closed May 9, 2006

Role of David K Kim and Young Sim Kim: Debtor · Outcome: Case closed 2006-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim and Calma L. Kim closed

United States Bankruptcy Court, S.D. California · No. 04-09892 · Filed Nov 17, 2004 · Closed Apr 27, 2010

Role of David Kim and Calma L. Kim: Debtor · Outcome: Case closed 2010-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim closed

United States Bankruptcy Court, N.D. California · No. 03-33578 · Filed Dec 3, 2003 · Closed Mar 19, 2004

Role of David Kim: Debtor · Outcome: Case closed 2004-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David K Kim and Ji Hyun Kim closed

United States Bankruptcy Court, C.D. California · No. 8:03-bk-12333 · Filed Mar 27, 2003 · Closed Jul 22, 2003

Role of David K Kim and Ji Hyun Kim: Debtor · Outcome: Case closed 2003-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim closed

United States Bankruptcy Court, C.D. California · No. 2:02-bk-45942 · Filed Dec 19, 2002 · Closed Apr 22, 2003

Role of David Kim: Debtor · Outcome: Case closed 2003-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David S Kim closed

United States Bankruptcy Court, C.D. California · No. 8:02-bk-19036 · Filed Nov 22, 2002 · Closed Mar 11, 2003

Role of David S Kim: Debtor · Outcome: Case closed 2003-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David B. Kim and Ester Kim closed

United States Bankruptcy Court, N.D. California · No. 02-51441 · Filed Mar 14, 2002 · Closed Aug 13, 2002

Role of David B. Kim and Ester Kim: Debtor · Outcome: Case closed 2002-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David H Kim closed

United States Bankruptcy Court, C.D. California · No. 2:01-bk-10773 · Filed Jan 10, 2001 · Closed May 11, 2001

Role of David H Kim: Debtor · Outcome: Case closed 2001-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim closed

United States Bankruptcy Court, N.D. Illinois · No. 00-24184 · Filed Aug 18, 2000 · Closed Dec 4, 2000

Role of David Kim: Debtor · Outcome: Case closed 2000-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (IL)

David Kim closed

United States Bankruptcy Court, C.D. California · No. 8:00-bk-15528 · Filed Jul 17, 2000 · Closed Nov 7, 2000

Role of David Kim: Debtor · Outcome: Case closed 2000-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim closed

United States Bankruptcy Court, N.D. Illinois · No. 98-38199 · Filed Nov 27, 1998 · Closed Sep 9, 1999

Role of David Kim: Debtor · Outcome: Case closed 1999-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (IL)

David H Kim and Jane W Kim closed

United States Bankruptcy Court, N.D. Illinois · No. 98-30060 · Filed Sep 24, 1998 · Closed Jan 15, 1999

Role of David H Kim and Jane W Kim: Debtor · Outcome: Case closed 1999-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (IL)

David Kim closed

United States Bankruptcy Court, C.D. California · No. 1:98-bk-22087 · Filed Aug 31, 1998 · Closed Jan 29, 1999

Role of David Kim: Debtor · Outcome: Case closed 1999-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David R. Kim and Wendy L. Kim closed

United States Bankruptcy Court, N.D. California · No. 98-33507 · Filed Aug 7, 1998 · Closed Jan 7, 2004

Role of David R. Kim and Wendy L. Kim: Debtor · Outcome: Case closed 2004-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Y Kim closed

United States Bankruptcy Court, C.D. California · No. 1:98-bk-18328 · Filed Jun 15, 1998 · Closed Sep 30, 1998

Role of David Y Kim: Debtor · Outcome: Case closed 1998-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim closed

United States Bankruptcy Court, N.D. Illinois · No. 98-06762 · Filed Mar 4, 1998 · Closed Oct 20, 1998

Role of David Kim: Debtor · Outcome: Case closed 1998-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (IL)

David Kim closed

United States Bankruptcy Court, C.D. California · No. 8:97-bk-23434 · Filed Aug 22, 1997 · Closed Dec 18, 1997

Role of David Kim: Debtor · Outcome: Case closed 1997-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim closed

United States Bankruptcy Court, N.D. Illinois · No. 97-22252 · Filed Jul 22, 1997 · Closed Dec 19, 1997

Role of David Kim: Debtor · Outcome: Case closed 1997-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (IL)

David Kim closed

United States Bankruptcy Court, N.D. Illinois · No. 97-09370 · Filed Mar 27, 1997 · Closed Aug 1, 1997

Role of David Kim: Debtor · Outcome: Case closed 1997-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (IL)

David S. Kim and Kimchi T. Nguyen closed

United States Bankruptcy Court, S.D. California · No. 96-11454 · Filed Aug 22, 1996 · Closed Dec 19, 1996

Role of David S. Kim and Kimchi T. Nguyen: Debtor · Outcome: Case closed 1996-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David H. Kim and Youngrahn Anne Kim closed

United States Bankruptcy Court, C.D. California · No. 8:96-bk-15492 · Filed May 13, 1996 · Closed Aug 14, 1998

Role of David H. Kim and Youngrahn Anne Kim: Debtor · Outcome: Case closed 1998-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David Kim and Grace Song Kim closed

United States Bankruptcy Court, C.D. California · No. 8:96-bk-11625 · Filed Feb 14, 1996 · Closed Jun 11, 1996

Role of David Kim and Grace Song Kim: Debtor · Outcome: Case closed 1996-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David D K Kim and Yangshin Bae Kim closed

United States Bankruptcy Court, C.D. California · No. 2:96-bk-11752 · Filed Jan 18, 1996 · Closed Aug 15, 2002

Role of David D K Kim and Yangshin Bae Kim: Debtor · Outcome: Case closed 2002-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

David J Kim and Cristina K Kim closed

United States Bankruptcy Court, C.D. California · No. 1:85-bk-17187 · Filed Nov 22, 1985 · Closed Sep 24, 1986

Role of David J Kim and Cristina K Kim: Debtor · Outcome: Case closed 1986-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 208 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:01 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

22 differences found between the filings for David Kim — 8 worth asking about (compared the newest 50 of 91 filings on Oct 24, 2026; older filings not covered)

Worth asking · Oct 24, 2022

Regulator action naming a team member: Cetera Advisors, LLC and Cetera Advisor Networks, LLC (Oct 24, 2022)

An SEC litigation release dated Oct 24, 2022 names Cetera Advisors LLC /CO (related issuer). Our match estimate: 80%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Cetera Advisors, LLC and Cetera Advisor Networks, LLC ↗Cetera Advisors LLC /CO — PartnerFacts page ↗

Sources

Cetera Advisors, LLC and Cetera Advisor Networks, LLC ↗ (Oct 24, 2022)
Cetera Advisors LLC /CO — PartnerFacts page ↗ (May 24, 2024)

Worth asking · Oct 15, 2019

Regulator action naming a team member: Cetera Advisors, LLC and Cetera Advisor Networks LLC (Oct 15, 2019)

An SEC litigation release dated Oct 15, 2019 names Cetera Advisors LLC /CO (related issuer). Our match estimate: 80%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Cetera Advisors, LLC and Cetera Advisor Networks LLC ↗Cetera Advisors LLC /CO — PartnerFacts page ↗

Sources

Cetera Advisors, LLC and Cetera Advisor Networks LLC ↗ (Oct 15, 2019)
Cetera Advisors LLC /CO — PartnerFacts page ↗ (May 24, 2024)

Worth asking · Aug 29, 2019

Regulator action naming a team member: Cetera Advisors, LLC (Aug 29, 2019)

An SEC litigation release dated Aug 29, 2019 names Cetera Advisors LLC /CO (related issuer). Our match estimate: 80%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Cetera Advisors, LLC ↗Cetera Advisors LLC /CO — PartnerFacts page ↗

Sources

Cetera Advisors, LLC ↗ (Aug 29, 2019)
Cetera Advisors LLC /CO — PartnerFacts page ↗ (May 24, 2024)

Note · Mar 9, 2012 – Nov 14, 2017

Bankruptcy case: Christopher D. Kircher and Nichole M. Kircher — filed Mar 9, 2012

United States Bankruptcy Court, D. Minnesota docket "Christopher D. Kircher and Nichole M. Kircher" filed Mar 9, 2012, closed Nov 14, 2017. Nichole Kircher (listed on the same filings) is listed as Debtor ("Nichole M. Kircher"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Minnesota ↗Nichole Kircher — PartnerFacts page ↗

Sources

Note · May 30, 2012 – Sep 14, 2012

Bankruptcy case: Rosario Ingargiola — filed May 30, 2012

United States Bankruptcy Court, E.D. California docket "Rosario Ingargiola" filed May 30, 2012, closed Sep 14, 2012. ROSARIO INGARGIOLA (listed on the same filings) is listed as Debtor ("Rosario Ingargiola"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. California ↗ROSARIO INGARGIOLA — PartnerFacts page ↗

Sources

Note · Jun 9, 2005 – Sep 23, 2005

Bankruptcy case: NICHOLE L KIRCHER — filed Jun 9, 2005

United States Bankruptcy Court, D. Minnesota docket "NICHOLE L KIRCHER" filed Jun 9, 2005, closed Sep 23, 2005. Nichole Kircher (listed on the same filings) is listed as Debtor ("NICHOLE L KIRCHER"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Minnesota ↗Nichole Kircher — PartnerFacts page ↗

Sources

Worth asking · May 12, 2020 – Apr 28, 2023

5 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — CETERA FINANCIAL SPECIALISTS LLC · Amount sold went down between filings — Cetera Advisors LLC /CO · Amount sold went down between filings — Cetera Advisor Networks LLC /CA · Amount sold went down between filings — Cetera Advisor Networks LLC /CA · Amount sold went down between filings — Cetera Advisor Networks LLC /CA

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Apr 29, 2022 ↗Form D/A (later) · Apr 28, 2023 ↗CETERA FINANCIAL SPECIALISTS LLC — PartnerFacts page ↗Form D/A (earlier) · Apr 29, 2022 ↗

Sources

Form D/A (earlier) · Apr 29, 2022 ↗ (Apr 29, 2022)
Form D/A (later) · Apr 28, 2023 ↗ (Apr 28, 2023)
CETERA FINANCIAL SPECIALISTS LLC — PartnerFacts page ↗ (May 16, 2024)
Form D/A (earlier) · Apr 29, 2022 ↗ (Apr 29, 2022)
Form D/A (later) · Apr 27, 2023 ↗ (Apr 27, 2023)
Cetera Advisors LLC /CO — PartnerFacts page ↗ (May 24, 2024)
Form D/A (earlier) · Apr 29, 2022 ↗ (Apr 29, 2022)
Form D/A (later) · Apr 27, 2023 ↗ (Apr 27, 2023)

Worth asking · May 19, 2021 – Apr 29, 2022

Investor count went down between filings — CETERA FINANCIAL SPECIALISTS LLC

The May 19, 2021 filing reports 26 investors; the Apr 29, 2022 Form D/A reports 25 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · May 19, 2021 ↗Form D/A (later) · Apr 29, 2022 ↗CETERA FINANCIAL SPECIALISTS LLC — PartnerFacts page ↗

Sources

Form D/A (earlier) · May 19, 2021 ↗ (May 19, 2021)
Form D/A (later) · Apr 29, 2022 ↗ (Apr 29, 2022)
CETERA FINANCIAL SPECIALISTS LLC — PartnerFacts page ↗ (May 16, 2024)

Worth asking · May 12, 2020 – May 19, 2021

Investor count went down between filings — Cetera Advisors LLC /CO

The May 12, 2020 filing reports 76 investors; the May 19, 2021 Form D/A reports 72 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · May 12, 2020 ↗Form D/A (later) · May 19, 2021 ↗Cetera Advisors LLC /CO — PartnerFacts page ↗

Sources

Form D/A (earlier) · May 12, 2020 ↗ (May 12, 2020)
Form D/A (later) · May 19, 2021 ↗ (May 19, 2021)
Cetera Advisors LLC /CO — PartnerFacts page ↗ (May 24, 2024)

Worth asking · May 11, 2020 – May 26, 2026

12 Form Ds were filed more than 15 days after the first sale

Form D filed 65 days after the first sale — Varsity Emergency Care Holdings, LLC · Form D filed 73 days after the first sale — BASCOM VALUE ADDED APARTMENT INVESTORS VI, LLC · Form D filed 161 days after the first sale — Horn Barbecue Mandela LLC · Form D filed 88 days after the first sale — Varsity Emergency Care Holdings, LLC · Form D filed 25 days after the first sale — Varsity Emergency Care Holdings, LLC · and 7 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jan 5, 2026 ↗Varsity Emergency Care Holdings, LLC — PartnerFacts page ↗Form D · Aug 29, 2022 ↗BASCOM VALUE ADDED APARTMENT INVESTORS VI, LLC — PartnerFacts page ↗

Sources

Form D · Jan 5, 2026 ↗ (Jan 5, 2026)
Varsity Emergency Care Holdings, LLC — PartnerFacts page ↗ (May 26, 2026)
Form D · Aug 29, 2022 ↗ (Aug 29, 2022)
BASCOM VALUE ADDED APARTMENT INVESTORS VI, LLC — PartnerFacts page ↗ (Mar 20, 2026)
Form D · Oct 19, 2020 ↗ (Oct 19, 2020)
Horn Barbecue Mandela LLC — PartnerFacts page ↗ (Oct 19, 2020)
Form D · Oct 9, 2020 ↗ (Oct 9, 2020)
Form D · May 26, 2026 ↗ (May 26, 2026)

Note · Nov 2, 2009 – Jun 30, 2025

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Rune Labs, Inc. (latest filing Jun 30, 2025) · No amendment in the last 12 months on an offering that may still be open — Rune Labs, Inc. (latest filing Jan 29, 2025) · No amendment in the last 12 months on an offering that may still be open — Post Ltd Term High Yield Fund, L.P. (latest filing Jun 24, 2024) · No amendment in the last 12 months on an offering that may still be open — Tilia LLC (latest filing Oct 17, 2022) · No amendment in the last 12 months on an offering that may still be open — BASCOM VALUE ADDED APARTMENT INVESTORS VI, LLC (latest filing Aug 29, 2022) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 30, 2025 ↗Rune Labs, Inc. — PartnerFacts page ↗Form D · Jan 29, 2025 ↗Form D/A · Jun 24, 2024 ↗

Sources

Form D · Jun 30, 2025 ↗ (Jun 30, 2025)
Rune Labs, Inc. — PartnerFacts page ↗ (Jun 30, 2025)
Form D · Jan 29, 2025 ↗ (Jan 29, 2025)
Form D/A · Jun 24, 2024 ↗ (Jun 24, 2024)
Post Ltd Term High Yield Fund, L.P. — PartnerFacts page ↗ (Jun 24, 2024)
Form D · Oct 17, 2022 ↗ (Oct 17, 2022)
Tilia LLC — PartnerFacts page ↗ (Oct 17, 2022)
Form D · Aug 29, 2022 ↗ (Aug 29, 2022)

Worth asking · Jul 13, 2018 – Apr 28, 2023

10 people are no longer listed on a later amendment

David Kim is no longer listed on the Apr 28, 2023 amendment — CETERA FINANCIAL SPECIALISTS LLC · David Kim is no longer listed on the Apr 27, 2023 amendment — Cetera Advisors LLC /CO · David Kim is no longer listed on the Apr 27, 2023 amendment — Cetera Advisor Networks LLC /CA · David Kim is no longer listed on the Mar 11, 2022 amendment — Farallon Capital Institutional Partners, L.P. · David Kim is no longer listed on the Jul 1, 2020 amendment — Post Credit Opportunities Fund (Onshore), LP · and 5 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Apr 29, 2022 ↗Form D/A · Apr 28, 2023 ↗David Kim — PartnerFacts page ↗CETERA FINANCIAL SPECIALISTS LLC — PartnerFacts page ↗

Sources

Form D/A · Apr 29, 2022 ↗ (Apr 29, 2022)
Form D/A · Apr 28, 2023 ↗ (Apr 28, 2023)
David Kim — PartnerFacts page ↗
CETERA FINANCIAL SPECIALISTS LLC — PartnerFacts page ↗ (May 16, 2024)
Form D/A · Apr 29, 2022 ↗ (Apr 29, 2022)
Form D/A · Apr 27, 2023 ↗ (Apr 27, 2023)
Cetera Advisors LLC /CO — PartnerFacts page ↗ (May 24, 2024)
Form D/A · Apr 29, 2022 ↗ (Apr 29, 2022)

Note · Jul 3, 2019 – Jun 29, 2020

David Kim's role changed at Post Ltd Term High Yield Fund, L.P.: executive officer → executive officer, director

The Jul 3, 2019 filing lists David Kim as executive officer; the Jun 29, 2020 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jul 3, 2019 ↗Form D/A · Jun 29, 2020 ↗David Kim — PartnerFacts page ↗Post Ltd Term High Yield Fund, L.P. — PartnerFacts page ↗

Sources

Form D/A · Jul 3, 2019 ↗ (Jul 3, 2019)
Form D/A · Jun 29, 2020 ↗ (Jun 29, 2020)
David Kim — PartnerFacts page ↗
Post Ltd Term High Yield Fund, L.P. — PartnerFacts page ↗ (Jun 24, 2024)

Note · Mar 14, 2025 – Mar 20, 2026

Offering amount lowered between filings — BASCOM VALUE ADDED APARTMENT INVESTORS VI, LLC

The Mar 14, 2025 filing says $76,215,789 offered; the Mar 20, 2026 Form D/A says $75,521,053.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Mar 14, 2025 ↗Form D/A (later) · Mar 20, 2026 ↗BASCOM VALUE ADDED APARTMENT INVESTORS VI, LLC — PartnerFacts page ↗

Sources

Form D (earlier) · Mar 14, 2025 ↗ (Mar 14, 2025)
Form D/A (later) · Mar 20, 2026 ↗ (Mar 20, 2026)
BASCOM VALUE ADDED APARTMENT INVESTORS VI, LLC — PartnerFacts page ↗ (Mar 20, 2026)

Note · Jan 29, 2020 – Jan 29, 2021

Offering amount changed between filings — Bascom Value Added Apartment Investors V, LLC

The Jan 29, 2020 filing says $100,000,000 offered; the Jan 29, 2021 Form D/A says $150,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 29, 2020 ↗Form D/A (later) · Jan 29, 2021 ↗Bascom Value Added Apartment Investors V, LLC — PartnerFacts page ↗

Sources

Form D (earlier) · Jan 29, 2020 ↗ (Jan 29, 2020)
Form D/A (later) · Jan 29, 2021 ↗ (Jan 29, 2021)
Bascom Value Added Apartment Investors V, LLC — PartnerFacts page ↗ (Aug 25, 2022)

Note · Jun 27, 2022 – Jun 26, 2023

Minimum investment changed between filings — Post Ltd Term High Yield Fund, L.P.

The Jun 27, 2022 filing lists a minimum of $0; the Jun 26, 2023 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jun 27, 2022 ↗Form D/A (later) · Jun 26, 2023 ↗Post Ltd Term High Yield Fund, L.P. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Jun 27, 2022 ↗ (Jun 27, 2022)
Form D/A (later) · Jun 26, 2023 ↗ (Jun 26, 2023)
Post Ltd Term High Yield Fund, L.P. — PartnerFacts page ↗ (Jun 24, 2024)

Note · Feb 11, 2015 – Feb 9, 2024

Same name, different state: "David Y. Kim" (NY) is a separate record

This page covers filings where the address state is CA. A separate record, "David Y. Kim" with address state NY, is listed on 10 filings — most recently by Ghost Tree Partners, LP (Feb 9, 2024). Both records have filings in the same period (Feb 11, 2015 to Feb 9, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Y. Kim (NY) — PartnerFacts page ↗Form D/A · Feb 9, 2024 ↗Ghost Tree Partners, LP — PartnerFacts page ↗David Kim (CA) — this page ↗

Sources

David Y. Kim (NY) — PartnerFacts page ↗ (Feb 9, 2024)
Form D/A · Feb 9, 2024 ↗ (Feb 9, 2024)
Ghost Tree Partners, LP — PartnerFacts page ↗ (Feb 9, 2024)
David Kim (CA) — this page ↗ (Oct 14, 2026)

Note · Dec 31, 2014 – Jan 11, 2019

Same name, different state: "David Jaemin Kim" (K3) is a separate record

This page covers filings where the address state is CA. A separate record, "David Jaemin Kim" with address state K3, is listed on 2 filings — most recently by PAGAC Galileo Holding I LP (Jan 11, 2019). Both records have filings in the same period (Dec 31, 2014 to Jan 11, 2019).

David Jaemin Kim (K3) — PartnerFacts page ↗Form D · Jan 11, 2019 ↗PAGAC Galileo Holding I LP — PartnerFacts page ↗David Kim (CA) — this page ↗

Sources

David Jaemin Kim (K3) — PartnerFacts page ↗ (Jan 11, 2019)
Form D · Jan 11, 2019 ↗ (Jan 11, 2019)
PAGAC Galileo Holding I LP — PartnerFacts page ↗ (Jan 11, 2019)
David Kim (CA) — this page ↗ (Oct 14, 2026)

Note · Dec 7, 2016

Same name, different state: "David Kim" (CT) is a separate record

This page covers filings where the address state is CA. A separate record, "David Kim" with address state CT, is listed on 1 filing — most recently by 6807 N SHERIDAN INVESTOR, LLC (Dec 7, 2016). Both records have filings in the same period (Dec 7, 2016).

David Kim (CT) — PartnerFacts page ↗Form D · Dec 7, 2016 ↗6807 N SHERIDAN INVESTOR, LLC — PartnerFacts page ↗David Kim (CA) — this page ↗

Sources

David Kim (CT) — PartnerFacts page ↗ (Dec 7, 2016)
Form D · Dec 7, 2016 ↗ (Dec 7, 2016)
6807 N SHERIDAN INVESTOR, LLC — PartnerFacts page ↗ (Dec 7, 2016)
David Kim (CA) — this page ↗ (Oct 14, 2026)

Note · Jun 30, 2011

Same name, different state: "David J. Kim" (GA) is a separate record

This page covers filings where the address state is CA. A separate record, "David J. Kim" with address state GA, is listed on 1 filing — most recently by C2 Holdings, Inc. (Jun 30, 2011). Both records have filings in the same period (Jun 30, 2011).

David J. Kim (GA) — PartnerFacts page ↗Form D · Jun 30, 2011 ↗C2 Holdings, Inc. — PartnerFacts page ↗David Kim (CA) — this page ↗

Sources

David J. Kim (GA) — PartnerFacts page ↗ (Jun 30, 2011)
Form D · Jun 30, 2011 ↗ (Jun 30, 2011)
C2 Holdings, Inc. — PartnerFacts page ↗ (Jun 30, 2011)
David Kim (CA) — this page ↗ (Oct 14, 2026)

Note · Jun 9, 2009

Same name, different state: "David Kim" (OH) is a separate record

This page covers filings where the address state is CA. A separate record, "David Kim" with address state OH, is listed on 1 filing — most recently by CONTECH CONSTRUCTION PRODUCTS HOLDINGS INC (Jun 9, 2009). Both records have filings in the same period (Jun 9, 2009).

David Kim (OH) — PartnerFacts page ↗Form D · Jun 9, 2009 ↗CONTECH CONSTRUCTION PRODUCTS HOLDINGS INC — PartnerFacts page ↗David Kim (CA) — this page ↗

Sources

David Kim (OH) — PartnerFacts page ↗ (Jun 9, 2009)
Form D · Jun 9, 2009 ↗ (Jun 9, 2009)
CONTECH CONSTRUCTION PRODUCTS HOLDINGS INC — PartnerFacts page ↗ (Jun 9, 2009)
David Kim (CA) — this page ↗ (Oct 14, 2026)

Note · Nov 12, 2009 – May 6, 2019

14 address changes between filings

Address moved from Schaumburg, IL to El Segundo, CA — CETERA FINANCIAL SPECIALISTS LLC · Address moved from El Segundo, CA to Schaumburg, IL — CETERA FINANCIAL SPECIALISTS LLC · Address moved from Santa Monica, CA to Los Angeles, CA — Post Ltd Term High Yield Fund, L.P. · Address moved from Santa Monica, CA to Los Angeles, CA — Post Credit Opportunities Fund (Onshore), LP · Address moved from Santa Monica, CA to Los Angeles, CA — Post Senior Loan Fund, L.P. · and 9 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · May 7, 2018 ↗Form D/A · May 6, 2019 ↗CETERA FINANCIAL SPECIALISTS LLC — PartnerFacts page ↗Form D/A · Apr 27, 2017 ↗

Sources

Form D/A · May 7, 2018 ↗ (May 7, 2018)
Form D/A · May 6, 2019 ↗ (May 6, 2019)
CETERA FINANCIAL SPECIALISTS LLC — PartnerFacts page ↗ (May 16, 2024)
Form D/A · Apr 27, 2017 ↗ (Apr 27, 2017)
Form D/A · Apr 1, 2015 ↗ (Apr 1, 2015)
Form D/A · Jun 1, 2017 ↗ (Jun 1, 2017)
Post Ltd Term High Yield Fund, L.P. — PartnerFacts page ↗ (Jun 24, 2024)
Form D · Nov 16, 2015 ↗ (Nov 16, 2015)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 91 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

1 of 51 offerings reports sales commissions totalling $410,877; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Oct 14, 2026 D GEN Restaurant Group, Inc. File 021-601147	$0	$0	$0	None listed on this filing	EDGAR ↗
May 26, 2026 D Varsity Emergency Care Holdings, LLC File 021-585157	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 20, 2026 D/A BASCOM VALUE ADDED APARTMENT INVESTORS VI, LLC File 021-540991	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 21, 2026 D Varsity Emergency Care Holdings, LLC File 021-570494	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 5, 2026 D Varsity Emergency Care Holdings, LLC File 021-568862	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 30, 2025 D Rune Labs, Inc. File 021-550351	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 29, 2025 D Rune Labs, Inc. File 021-536743	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 24, 2024 D/A Post Ltd Term High Yield Fund, L.P. File 021-136058	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 29, 2023 D Rune Labs, Inc. File 021-498303	$0	$0	$0	None listed on this filing	EDGAR ↗
May 12, 2023 D Varsity Emergency Care Holdings, LLC File 021-481540	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 17, 2022 D Tilia LLC File 021-461972	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 29, 2022 D BASCOM VALUE ADDED APARTMENT INVESTORS VI, LLC File 021-457296	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 25, 2022 D/A Bascom Value Added Apartment Investors V, LLC File 021-359182	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 14, 2022 D Varsity Emergency Care Holdings, LLC File 021-449193	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 29, 2022 D/A Cetera Advisor Networks LLC /CA File 021-53477	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 29, 2022 D/A Cetera Advisors LLC /CO File 021-53475	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 29, 2022 D/A CETERA FINANCIAL SPECIALISTS LLC File 021-210494	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 22, 2021 D Rune Labs, Inc. File 021-414261	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 8, 2021 D Varsity Emergency Care Holdings, LLC File 021-402025	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 12, 2021 D/A Farallon Capital Institutional Partners, L.P. File 021-44561	$0	$0	$0 The fund charges a management fee that is described in the fund's offering documents.	None listed on this filing	EDGAR ↗
Oct 26, 2020 D Rune Labs, Inc. File 021-378825	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 19, 2020 D Horn Barbecue Mandela LLC File 021-378178	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 9, 2020 D Varsity Emergency Care Holdings, LLC File 021-377584	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 10, 2020 D USIP Investors Holdings, L.L.C. File 021-370657	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 5, 2020 D G-Tech Medical, Inc. File 021-368420	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 3, 2019 D/A Post Traditional High Yield Fund, L.P. File 021-143529	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 3, 2019 D/A Post Intermediate Term High Yield Fund, L.P. File 021-172135	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 3, 2019 D/A Post Senior Loan Fund, L.P. File 021-189838	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 3, 2019 D/A Post Credit Opportunities Fund (Onshore), LP File 021-251310	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 4, 2019 D NeoSensory, Inc. File 021-329732	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 13, 2018 D/A Farallon Capital F5 Investors II, L.P. File 021-243504	$0	$0	$0 The fund is charged a management fee, as described in the fund's offering documents.	None listed on this filing	EDGAR ↗
Jul 13, 2018 D/A Farallon Capital F5 Investors I, L.P. File 021-243505	$0	$0	$0 The fund is charged a management fee, as described in the fund's offering documents.	None listed on this filing	EDGAR ↗
Feb 28, 2018 D BOSONIC, INC. File 021-306669	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 17, 2017 D/A Farallon Capital Partners, L.P. File 021-44767	$0	$0	$0 The fund charges a management fee that is described in the fund's offering documents.	None listed on this filing	EDGAR ↗
Mar 17, 2017 D/A Farallon Investment Holdings, L.P. File 021-107006	$0	$0	$0 The fund charges a management fee that is described in the fund's offering documents.	None listed on this filing	EDGAR ↗
Mar 17, 2017 D/A FCOI II Holdings, L.P. File 021-82328	$0	$0	$0 The fund charges a management fee that is described in the fund's offering documents.	None listed on this filing	EDGAR ↗
Mar 17, 2017 D/A Farallon Capital (AM) Investors, L.P. File 021-147982	$0	$0	$0 The fund is charged a management fee, as described in the fund's offering documents.	None listed on this filing	EDGAR ↗
Apr 11, 2016 D/A Lumiata, Inc. File 021-261031	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 24, 2015 D PeerNova, Inc. File 021-248169	$410,877 (est.)	$0	$0	Katalyst Securities LLC BrokerCheck CRD 112494 ↗ via Katalyst Securities LLC (CRD 112494 ↗)	EDGAR ↗
Sep 29, 2014 D Ace Learning Company, Inc. File 021-225417	$0	$0	$0 Proceeds to be used as working capital, including payment of director, officer and employee salaries.	None listed on this filing	EDGAR ↗
Aug 26, 2014 D Lumiata, Inc. File 021-223615	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 20, 2014 D Ace Learning Company, Inc. File 021-212201	$0	$0	$0 Proceeds to be used as working capital, including payment of director, officer and employee salaries.	None listed on this filing	EDGAR ↗
Jan 7, 2014 D Farallon European Private Credit, L.P. File 021-209389	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 7, 2014 D Farallon European Private Credit Master, L.P. File 021-209393	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 15, 2012 D TriVascular Technologies, Inc. File 021-179861	$0	$0	$0	None listed on this filing	EDGAR ↗
May 1, 2012 D TriVascular Technologies, Inc. File 021-177489	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 7, 2012 D TriVascular Technologies, Inc. File 021-173009	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 22, 2011 D Ace Learning Company, Inc. File 021-166200	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 15, 2010 D TriVascular Technologies, Inc. File 021-145049	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 8, 2010 D Course Hero, Inc. File 021-144602	$0	$0	$0	None listed on this filing	EDGAR ↗
May 19, 2009 D Course Hero, Inc. File 021-108876	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 33

Every issuer that named David Kim on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Restaurants

GEN Restaurant Group, Inc.

Cerritos, CA · Oct 14, 2026

Oct 14, 2026 · D · $0 sold of $25,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗

1 investors reported; no amount sold yet as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Restaurants / 506(b) (639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Hospitals and Physicians · group: Varsity Healthcare

Varsity Emergency Care Holdings, LLC

Los Angeles, CA · Oct 9, 2020 → May 26, 2026 · 7 filings

May 26, 2026 · D · $220,000 sold of $220,000 · 8 investors · min. $10,000 · role: Director EDGAR ↗
Jan 21, 2026 · D · $1,228,974 sold of $3,456,000 · 12 investors · min. $10,000 · role: Director EDGAR ↗
Jan 5, 2026 · D · $780,000 sold of $780,000 · 24 investors · min. $10,000 · role: Director EDGAR ↗
May 12, 2023 · D · $500,000 sold of $500,000 · 14 investors · min. $10,000 · role: Director EDGAR ↗
Jun 14, 2022 · D · $360,000 sold of $360,000 · 11 investors · min. $10,000 · role: Director EDGAR ↗
Jun 8, 2021 · D · $960,000 sold of $960,000 · 25 investors · min. $10,000 · role: Director EDGAR ↗
Oct 9, 2020 · D · $755,000 sold of $755,000 · 21 investors · min. $10,000 · role: Director EDGAR ↗

Raised $1.23M from 25 investors (100% of the $220K target) as of the latest filing. David is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Hospitals and Physicians / 506(b) (147 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: Bascom

BASCOM VALUE ADDED APARTMENT INVESTORS VI, LLC

Irvine, CA · Aug 29, 2022 → Mar 20, 2026 · 3 filings

Mar 20, 2026 · D/A · $13,105,263 sold of $75,521,053 · 46 investors · min. $100,000 · role: Executive Officer (David Kim is an Authorized Signatory of the Issuer, being a Co-Founder and Managing Member. The Issuer itself is manager-managed by its Manager, Bascom Fund V Manager, LLC.) EDGAR ↗
Mar 14, 2025 · D · $0 sold of $76,215,789 · 0 investors · min. $100,000 · role: Executive Officer (David Kim is an Authorized Signatory of the Issuer, being a Co-Founder and Managing Member. The Issuer itself is manager-managed by its Manager, Bascom Fund V Manager, LLC.) EDGAR ↗
Aug 29, 2022 · D · $12,355,000 sold of $150,000,000 · 47 investors · min. $100,000 · role: Executive Officer (David Kim is an Authorized Signatory of the Issuer, being a Co-Founder and Managing Member. The Issuer itself is manager-managed by its Manager, Bascom Fund V Manager, LLC.) EDGAR ↗

Raised $13.1M from 47 investors (17% of the $75.5M target) as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Rune Labs, Inc.

San Francisco, CA · Oct 26, 2020 → Jun 30, 2025 · 5 filings

Jun 30, 2025 · D · $11,215,482 sold of $13,715,482 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
Jan 29, 2025 · D · $4,042,123 sold of $6,000,000 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
Nov 29, 2023 · D · $12,049,999 sold of $12,049,999 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
Sep 22, 2021 · D · $22,799,990 sold of $22,799,991 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
Oct 26, 2020 · D · $4,999,996 sold of $4,999,996 · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $22.8M from 20 investors (100% of the $13.7M target) as of the latest filing. David is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Post Clo

Post Ltd Term High Yield Fund, L.P.

Los Angeles, CA · Jul 3, 2019 → Jun 24, 2024 · 7 filings

Jun 24, 2024 · D/A · $1,103,343,854 sold of Indefinite · 325 investors · min. $100,000 · role: Executive Officer, Director (Deputy Chief Investment Officer and Director of the Issuer's General Partner) EDGAR ↗
Jun 26, 2023 · D/A · $1,103,343,854 sold of Indefinite · 325 investors · min. $100,000 · role: Executive Officer, Director (Deputy Chief Investment Officer and Director of the Issuer's General Partner) EDGAR ↗
Jun 27, 2022 · D/A · $1,102,007,820 sold of Indefinite · 325 investors · min. No minimum reported · role: Executive Officer, Director (Deputy Chief Investment Officer and Director of the Issuer's General Partner) EDGAR ↗
Aug 12, 2021 · D/A · $1,060,180,343 sold of Indefinite · 325 investors · min. No minimum reported · role: Executive Officer, Director (Deputy Chief Investment Officer and Director of the Issuer's General Partner) EDGAR ↗
Jun 21, 2021 · D/A · $1,060,180,343 sold of Indefinite · 325 investors · min. No minimum reported · role: Executive Officer, Director (Deputy Chief Investment Officer and Director of the Issuer's General Partner) EDGAR ↗
Jun 29, 2020 · D/A · $1,034,658,026 sold of Indefinite · 319 investors · min. No minimum reported · role: Executive Officer, Director (Deputy Chief Investment Officer and Director of the Issuer's General Partner) EDGAR ↗
Jul 3, 2019 · D/A · $1,033,569,757 sold of Indefinite · 319 investors · min. No minimum reported · role: Executive Officer (Deputy Chief Investment Officer of the Issuer's General Partner) EDGAR ↗

Raised $1.1B from 325 investors as of the latest filing. David is listed as executive officer, director on 7 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Tilia LLC

San Francisco, CA · Oct 17, 2022

Oct 17, 2022 · D · $10,000,000 sold of $20,000,000 · 1 investors · min. $10,000,000 · role: Executive Officer (Secretary of Issuer) EDGAR ↗

Raised $10M from 1 investor (50% of the $20M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: Bascom

Bascom Value Added Apartment Investors V, LLC

Irvine, CA · Jan 29, 2021 → Aug 25, 2022 · 2 filings

Aug 25, 2022 · D/A · $142,500,000 sold of $150,000,000 · 514 investors · min. $100,000 · role: Executive Officer (David Kim is an Authorized Signatory of the Issuer, being a Co-Founder and Managing Member. The Issuer itself is manager-managed by its Manager, Bascom Fund V Manager, LLC.) EDGAR ↗
Jan 29, 2021 · D/A · $61,094,736 sold of $150,000,000 · 220 investors · min. $100,000 · role: Executive Officer (David Kim is an Authorized Signatory of the Issuer, being a Co-Founder and Managing Member. The Issuer itself is manager-managed by its Manager, Bascom Fund V Manager, LLC.) EDGAR ↗

Raised $142.5M from 514 investors (95% of the $150M target) as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Investing · group: Cetera

CETERA FINANCIAL SPECIALISTS LLC

Schaumburg, IL · May 19, 2021 → Apr 29, 2022 · 2 filings

Apr 29, 2022 · D/A · $7,094,082 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
May 19, 2021 · D/A · $6,164,732 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $8.35M from 37 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Investing · group: Cetera

Cetera Advisors LLC /CO

Greenwood Village, CO · May 19, 2021 → Apr 29, 2022 · 4 filings

Apr 29, 2022 · D/A · $32,172,934 sold of Indefinite · 84 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
May 26, 2021 · D/A · $26,743,655 sold of Indefinite · 72 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
May 26, 2021 · D/A · $26,743,655 sold of Indefinite · 72 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
May 19, 2021 · D/A · $26,743,655 sold of Indefinite · 72 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $35.3M from 117 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Investing · group: Cetera

Cetera Advisor Networks LLC /CA

El Segundo, CA · May 19, 2021 → Apr 29, 2022 · 4 filings

Apr 29, 2022 · D/A · $51,689,745 sold of Indefinite · 157 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
May 26, 2021 · D/A · $55,216,078 sold of Indefinite · 154 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
May 26, 2021 · D/A · $55,216,078 sold of Indefinite · 154 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
May 19, 2021 · D/A · $55,216,078 sold of Indefinite · 154 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $62.4M from 245 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Farallon

Farallon Capital Institutional Partners, L.P.

San Francisco, CA · Mar 18, 2014 → Mar 12, 2021 · 6 filings

Mar 12, 2021 · D/A · $9,534,485,135 sold of Indefinite · 505 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
Mar 13, 2020 · D/A · $8,959,625,135 sold of Indefinite · 472 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
Mar 17, 2017 · D/A · $7,505,489,510 sold of Indefinite · 426 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
Mar 18, 2016 · D/A · $7,505,489,510 sold of Indefinite · 414 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
Mar 18, 2015 · D/A · $7,261,215,510 sold of Indefinite · 397 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
Mar 18, 2014 · D/A · $7,027,344,333 sold of Indefinite · 383 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $10.53B from 530 investors as of the latest filing. David is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Restaurants

Horn Barbecue Mandela LLC

Oakland, CA · Oct 19, 2020

Oct 19, 2020 · D · $300,000 sold of Indefinite · 6 investors · min. $25,000 · role: Director (Director of Horn Hospitality Group, Inc., Manager) EDGAR ↗

Raised $300K from 6 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗

Sources

REITS and Finance · group: Farallon

USIP Investors Holdings, L.L.C.

San Francisco, CA · Jul 10, 2020

Jul 10, 2020 · D · $100,013,172 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $100M from 125 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

G-Tech Medical, Inc.

Mountain View, CA · Jun 5, 2020

Jun 5, 2020 · D · $6,676,620 sold of $8,441,620 · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $6.68M from 14 investors (79% of the $8.44M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Post Clo

Post Traditional High Yield Fund, L.P.

Santa Monica, CA · Jul 3, 2019

Jul 3, 2019 · D/A · $919,274,232 sold of Indefinite · 122 investors · min. No minimum reported · role: Executive Officer (Deputy Chief Investment Officer of the Issuer's General Partner) EDGAR ↗

Raised $1.09B from 126 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Post Clo

Post Credit Opportunities Fund (Onshore), LP

Los Angeles, CA · Jul 3, 2019

Jul 3, 2019 · D/A · $25,641,923 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer (Deputy Chief Investment Officer of the Issuer's General Partner) EDGAR ↗

Raised $26.5M from 15 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Post Clo

Post Senior Loan Fund, L.P.

Santa Monica, CA · Jul 3, 2019

Jul 3, 2019 · D/A · $451,357,892 sold of Indefinite · 56 investors · min. No minimum reported · role: Executive Officer (Deputy Chief Investment Officer of the Issuer's General Partner) EDGAR ↗

Raised $554.1M from 58 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Post Clo

Post Intermediate Term High Yield Fund, L.P.

Santa Monica, CA · Jul 3, 2019

Jul 3, 2019 · D/A · $584,026,815 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer (Deputy Chief Investment Officer of the Issuers General Partner) EDGAR ↗

Raised $1.04B from 44 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

NeoSensory, Inc.

Palo Alto, CA · Jan 4, 2019

Jan 4, 2019 · D · $11,831,008 sold of $11,831,008 · 18 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $11.8M from 18 investors (100% of the $11.8M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Farallon

Farallon Capital F5 Investors II, L.P.

San Francisco, CA · Jul 13, 2015 → Jul 13, 2018 · 4 filings

Jul 13, 2018 · D/A · $77,559,663 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner) EDGAR ↗
Jul 14, 2017 · D/A · $67,059,663 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner) EDGAR ↗
Jul 15, 2016 · D/A · $50,411,408 sold of Indefinite · 13 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner) EDGAR ↗
Jul 13, 2015 · D · $4,700,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner) EDGAR ↗

Raised $239.8M from 46 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Farallon

Farallon Capital F5 Investors I, L.P.

San Francisco, CA · Jul 13, 2015 → Jul 13, 2018 · 4 filings

Jul 13, 2018 · D/A · $155,656,802 sold of Indefinite · 21 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner) EDGAR ↗
Jul 14, 2017 · D/A · $132,556,802 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner) EDGAR ↗
Jul 15, 2016 · D/A · $111,091,506 sold of Indefinite · 13 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner) EDGAR ↗
Jul 13, 2015 · D · $54,300,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner) EDGAR ↗

Raised $1.13B from 66 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

BOSONIC, INC.

San Francisco, CA · Feb 28, 2018

Feb 28, 2018 · D · $1,350,000 sold of $1,350,000 · 7 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $7.65M from 34 investors (100% of the $1.35M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Farallon

Farallon Capital (AM) Investors, L.P.

San Francisco, CA · Mar 18, 2014 → Mar 17, 2017 · 4 filings

Mar 17, 2017 · D/A · $45,461,354 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
Mar 18, 2016 · D/A · $45,461,354 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
Mar 18, 2015 · D/A · $45,461,354 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
Mar 18, 2014 · D/A · $45,461,354 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $130.5M from 1 investor as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Farallon

FCOI II Holdings, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 18, 2014 → Mar 17, 2017 · 4 filings

Mar 17, 2017 · D/A · $2,643,244,367 sold of Indefinite · 109 investors · min. $50,000 · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
Mar 18, 2016 · D/A · $2,558,012,480 sold of Indefinite · 104 investors · min. $50,000 · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
Mar 18, 2015 · D/A · $2,443,610,294 sold of Indefinite · 100 investors · min. $50,000 · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
Mar 18, 2014 · D/A · $2,335,765,267 sold of Indefinite · 95 investors · min. $50,000 · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $5B from 134 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Farallon

Farallon Capital Partners, L.P.

San Francisco, CA · Mar 18, 2014 → Mar 17, 2017 · 4 filings

Mar 17, 2017 · D/A · $6,634,465,911 sold of Indefinite · 737 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
Mar 18, 2016 · D/A · $6,532,260,864 sold of Indefinite · 723 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
Mar 18, 2015 · D/A · $6,361,861,709 sold of Indefinite · 707 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
Mar 18, 2014 · D/A · $6,248,644,251 sold of Indefinite · 692 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $8.42B from 874 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Farallon

Farallon Investment Holdings, L.P.

San Francisco, CA · Mar 18, 2014 → Mar 17, 2017 · 4 filings

Mar 17, 2017 · D/A · $39,106,053 sold of Indefinite · 42 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
Mar 18, 2016 · D/A · $39,106,053 sold of Indefinite · 42 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
Mar 18, 2015 · D/A · $39,106,053 sold of Indefinite · 42 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partnerer) EDGAR ↗
Mar 18, 2014 · D/A · $39,106,053 sold of Indefinite · 42 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $51.5M from 80 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Lumiata, Inc.

San Mateo, CA · Aug 26, 2014 → Apr 11, 2016 · 3 filings

Apr 11, 2016 · D/A · $10,000,000 sold of $10,000,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Apr 11, 2016 · D · $10,000,000 sold of $10,000,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Aug 26, 2014 · D · $5,000,000 sold of $6,305,304 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $11M from 8 investors (100% of the $10M target) as of the latest filing. David is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

PeerNova, Inc.

San Jose, CA · Sep 24, 2015

Sep 24, 2015 · D · $5,988,164 sold of $14,612,395 · 20 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $28.4M from 42 investors (100% of the $14.6M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Ace Learning Company, Inc.

Los Gatos, CA · Sep 22, 2011 → Sep 29, 2014 · 3 filings

Sep 29, 2014 · D · $2,860,720 sold of $2,860,720 · 4 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
Feb 20, 2014 · D · $250,000 sold of $750,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
Sep 22, 2011 · D · $1,200,019 sold of $1,200,019 · 1 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $2.86M from 4 investors (100% of the $2.86M target) as of the latest filing. David is listed as executive officer, director, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(c) (1,881 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Farallon

Farallon European Private Credit, L.P.

San Francisco, CA · Jan 7, 2014

Jan 7, 2014 · D · $195,000,000 sold of Indefinite · 9 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $195M from 9 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Farallon

Farallon European Private Credit Master, L.P.

San Francisco, CA · Jan 7, 2014

Jan 7, 2014 · D · $102,200,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $102.2M from 5 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

TriVascular Technologies, Inc.

Santa Rosa, CA · Jul 15, 2010 → Jun 15, 2012 · 4 filings

Jun 15, 2012 · D · $35,421,757 sold of $60,388,000 · 34 investors · min. No minimum reported · role: Director EDGAR ↗
May 1, 2012 · D · $4,000,001 sold of $4,000,001 · 22 investors · min. No minimum reported · role: Director EDGAR ↗
Feb 7, 2012 · D · $7,161,013 sold of $7,200,000 · 22 investors · min. No minimum reported · role: Director EDGAR ↗
Jul 15, 2010 · D · $45,000,000 sold of $45,000,000 · 18 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $45M from 34 investors (75% of the $60.4M target) as of the latest filing. David is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

Course Hero, Inc.

Redwood City, CA · Oct 6, 2008 → Jul 8, 2010 · 3 filings

Jul 8, 2010 · D · $0 sold of $1,500,000 · 0 investors · min. $10,000 · role: Director EDGAR ↗
May 19, 2009 · D · $0 sold of $200,000 · 0 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
Oct 6, 2008 · D · $500,000 sold of $500,000 · 2 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗

Raised $15.4M from 26 investors (100% of the $1.5M target) as of the latest filing. David is listed as director, executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (16)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

David T. Kim — CA, 14 issuers, Jan 25, 2016 → Jul 17, 2026 · shares 8 issuers with this record
David Kim — NY, 11 issuers, Mar 2, 2018 → Apr 29, 2025 · no shared issuer
David D. Kim — CA, 4 issuers, Jun 29, 2020 → Jul 7, 2026 · shares 4 issuers with this record
David S. Kim — CA, 3 issuers, Dec 22, 2011 → May 3, 2016 · no shared issuer
David J. Kim — CA, 3 issuers, Aug 4, 2016 → Jan 6, 2023 · no shared issuer
David Jaemin Kim — Hong Kong (as filed: K3), 2 issuers, Dec 31, 2014 → Jan 11, 2019 · no shared issuer
David Kim — OH, 1 issuer, Jun 9, 2009 → Jun 9, 2009 · no shared issuer
David J. Kim — GA, 1 issuer, Jun 30, 2011 → Jun 30, 2011 · no shared issuer
David Y. Kim — NY, 1 issuer, Feb 11, 2015 → Feb 9, 2024 · no shared issuer
David Kim — CT, 1 issuer, Dec 7, 2016 → Dec 7, 2016 · no shared issuer
David Kim — MD, 1 issuer, Jan 23, 2018 → Jan 23, 2018 · no shared issuer
David Kim — IL, 1 issuer, Feb 13, 2019 → Feb 13, 2019 · no shared issuer
David Kim — MA, 1 issuer, Sep 17, 2019 → Oct 30, 2024 · no shared issuer
David Kim — NJ, 1 issuer, Dec 23, 2019 → Apr 22, 2020 · no shared issuer
David Kim — Seychelles (as filed: T2), 1 issuer, Oct 6, 2021 → Oct 6, 2021 · no shared issuer
David Dean Kim — NY, OR, 1 issuer, Dec 10, 2020 → Jan 10, 2024 · no shared issuer

People around David 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

Farallon Partners, L.L.C.

Executive Officer · 22 shared filings (5 issuers) · also on 5 other issuers

Farallon Partners, L.L.C. is on 10 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Farallon F5 (GP), L.L.C.

Executive Officer · 8 shared filings (2 issuers)

Listed on the same filings as David Kim. Their page shows their other deals.

Management entity

B. Farallon Capital Management, L.L.C.

Promoter · 4 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as David Kim. Their page shows their other deals.

Management entity

S. Farallon Capital Management, L.L.C.

Promoter · 4 shared filings (2 issuers)

Listed on the same filings as David Kim. Their page shows their other deals.

Management entity

Farallon Capital Management, L.L.C.

Executive Officer · 2 shared filings (2 issuers) · also on 22 other issuers

Farallon Capital Management, L.L.C. is on 24 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Farallon Europe (GP), L.L.C.

Director · 2 shared filings (2 issuers)

Listed on the same filings as David Kim. Their page shows their other deals.

Management entity

Maritime Management, LLC

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as David Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Mark C. Wehrly

Executive Officer · 33 shared filings (10 issuers) · also on 40 other issuers

Mark C. Wehrly is on 50 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Richard B. Fried

Executive Officer · 33 shared filings (10 issuers) · also on 31 other issuers

Richard B. Fried is on 41 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Rajiv A. Patel

Executive Officer · 33 shared filings (10 issuers) · also on 40 other issuers

Rajiv A. Patel is on 50 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Andrew J.M. Spokes

Executive Officer · 33 shared filings (10 issuers) · also on 39 other issuers

Andrew J.M. Spokes is on 49 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Dr. Thomas G. Roberts, Jr.

Executive Officer · 33 shared filings (10 issuers) · also on 10 other issuers

Dr. Thomas G. Roberts, Jr. is on 20 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

John R. Warren

Executive Officer · 33 shared filings (10 issuers) · also on 10 other issuers

John R. Warren is on 20 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Gregory S. Swart

Executive Officer · 30 shared filings (9 issuers) · also on 20 other issuers

Gregory S. Swart is on 29 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Monica R. Landry

Executive Officer · 30 shared filings (9 issuers) · also on 22 other issuers

Monica R. Landry is on 31 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Linn

Executive Officer · 30 shared filings (9 issuers) · also on 13 other issuers

Michael Linn is on 22 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael B. Fisch

Executive Officer · 26 shared filings (8 issuers) · also on 21 other issuers

Michael B. Fisch is on 29 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Daniel J. Hirsch

Executive Officer · 21 shared filings (9 issuers) · also on 17 other issuers

Daniel J. Hirsch is on 26 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert J. Ceremsak, Jr.

Executive Officer · 13 shared filings (9 issuers) · also on 6 other issuers

Robert J. Ceremsak, Jr. is on 15 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

William S. Seybold

Executive Officer · 12 shared filings (8 issuers) · also on 4 other issuers

William S. Seybold is on 12 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Philip D. Dreyfuss

Executive Officer · 12 shared filings (8 issuers) · also on 5 other issuers

Philip D. Dreyfuss is on 13 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

David A. Posner

Executive Officer · 12 shared filings (8 issuers) · also on 21 other issuers

David A. Posner is on 29 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Yvonne Young

Executive Officer · 11 shared filings (5 issuers) · also on 4 other issuers

Yvonne Young is on 9 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jeffrey Stroll

Executive Officer, Director · 11 shared filings (5 issuers) · also on 7 other issuers

Jeffrey Stroll is on 12 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Lisa Gok

Executive Officer · 10 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as David Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Thomas B. Taylor

Executive Officer, Director · 10 shared filings (3 issuers)

Listed on the same filings as David Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jeffrey Buchheister

Executive Officer · 10 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as David Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Joseph D. Neary

Executive Officer, Director · 10 shared filings (3 issuers)

Listed on the same filings as David Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Maura R. Mizuguchi

Executive Officer · 10 shared filings (3 issuers)

Listed on the same filings as David Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Gary Chaffin

Executive Officer · 10 shared filings (3 issuers)

Listed on the same filings as David Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Janani Iyengar

Executive Officer · 10 shared filings (3 issuers)

Listed on the same filings as David Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Stanley R. Smiley

Executive Officer · 10 shared filings (3 issuers)

Listed on the same filings as David Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Barbara Kesterson

Executive Officer · 10 shared filings (3 issuers)

Listed on the same filings as David Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David Van Havermaat

Executive Officer · 10 shared filings (3 issuers)

Listed on the same filings as David Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Andy Gill

Executive Officer · 9 shared filings (3 issuers)

Listed on the same filings as David Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kristy Haley

Executive Officer · 8 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as David Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

DAVID A. ALPERN

Executive Officer, Director · 7 shared filings (1 issuer) · also on 13 other issuers

DAVID A. ALPERN is on 14 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

KENTON L. ROSENBERRY

Director · 7 shared filings (1 issuer) · also on 13 other issuers

KENTON L. ROSENBERRY is on 14 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Shammi Kataria

Director, Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as David Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kirk Richard

Director · 7 shared filings (1 issuer)

Listed on the same filings as David Kim. Their page shows their other deals.

The team behind the deals

Sponsor group

Farallon

53 issuers · 247 filings · $40.13B reported sold · 2010–2026

FR Farallon Real Estate Partners V, L.P. Pooled Investment Fund · 2026
FR Farallon Real Estate Institutional Partners V, L.P. Pooled Investment Fund · 2026
FH Farallon Healthcare Partners International, Ltd. Pooled Investment Fund · $951.8M sold · 2021
FH Farallon Healthcare Partners, L.P. Pooled Investment Fund · $650.6M sold · 2021
FC Farallon Capital F5 Investors I, L.P. Pooled Investment Fund · $1.13B sold · 2015 · listed
FC Farallon Capital F5 Investors II, L.P. Pooled Investment Fund · $239.8M sold · 2015 · listed
FC Farallon Co-Investment Master Fund, L.P. Pooled Investment Fund · $83K sold · 2022
FC Farallon Co-Investment Feeder Fund, L.P. Pooled Investment Fund · $41.2M sold · 2022
FH FCOI II Holdings, L.P. Pooled Investment Fund · $5B sold · 2010 · listed
FI Farallon Investment Holdings, L.P. Pooled Investment Fund · $51.5M sold · 2010 · listed
FC FARALLON CAPITAL OFFSHORE INVESTORS, INC. Pooled Investment Fund · $3.96B sold · 2010
FC Farallon Capital Partners, L.P. Pooled Investment Fund · $8.42B sold · 2010 · listed
FC Farallon Capital (AM) Investors, L.P. Pooled Investment Fund · $130.5M sold · 2010 · listed
FC Farallon Capital Institutional Partners, L.P. Pooled Investment Fund · $10.53B sold · 2010 · listed
FE Farallon Equity Partners, L.P. Pooled Investment Fund · $3.05B sold · 2016
FE Farallon Equity Partners International, Ltd. Pooled Investment Fund · $949.7M sold · 2016
FS Farallon Special Situations Fund III Non-US, L.P. Pooled Investment Fund · 2024
FS Farallon Special Situations Fund III USTE, L.P. Pooled Investment Fund · $308M sold · 2024
FS Farallon Special Situations Fund III US, L.P. Pooled Investment Fund · $173M sold · 2024
FI FREP IV Institutional REIT, L.L.C. REITS and Finance · $125K sold · 2024
FI FSIP IV Institutional REIT, L.L.C. REITS and Finance · $125K sold · 2023
FR Farallon Real Estate Partners IV, L.P. Pooled Investment Fund · 2022
FR Farallon Real Estate Institutional Partners IV, L.P. Pooled Investment Fund · 2022
FS Farallon Special Investment Institutional Partners IV, L.P. Pooled Investment Fund · $104.7M sold · 2021
UI USIP Investors Holdings, L.L.C. REITS and Finance · $100M sold · 2020 · listed
FI FREP III Institutional REIT, L.L.C. REITS and Finance · $125K sold · 2021
FS Farallon Special Situations Fund II, L.P. Pooled Investment Fund · $308M sold · 2021
FS Farallon Special Situations Master Fund II, L.P. Pooled Investment Fund · $91M sold · 2021
FR Farallon Real Estate Institutional Partners III, L.P. Pooled Investment Fund · $137.6M sold · 2019
FR Farallon Real Estate Partners III, L.P. Pooled Investment Fund · $82.4M sold · 2019
FS Farallon Special Situations Master Fund, L.P. Pooled Investment Fund · $159.8M sold · 2018
FS Farallon Special Situations Fund, L.P. Pooled Investment Fund · $332M sold · 2018
FI FREP II Institutional REIT, L.L.C. REITS and Finance · $125K sold · 2017
FA Farallon Asia Special Situations III, L.P. Pooled Investment Fund · $190M sold · 2016
FA Farallon Asia Special Situations Master III, L.P. Pooled Investment Fund · $342M sold · 2016
FR Farallon Real Estate Partners II, L.P. Pooled Investment Fund · $33.6M sold · 2016
FR Farallon Real Estate Institutional Partners II, L.P. Pooled Investment Fund · $189M sold · 2016
FR FARALLON REAL ESTATE PARTNERS, L.P. Pooled Investment Fund · $59.1M sold · 2013
FR FARALLON REAL ESTATE INSTITUTIONAL PARTNERS, L.P. Pooled Investment Fund · $186.1M sold · 2013
FA Farallon Asia Special Situations, L.P. Pooled Investment Fund · $233.5M sold · 2010
FA Farallon Asia Special Situations Master, L.P. Pooled Investment Fund · $237.8M sold · 2010
FA Farallon Asia Special Situations II, L.P. Pooled Investment Fund · $319.5M sold · 2012
FA Farallon Asia Special Situations Master II, L.P. Pooled Investment Fund · $333.8M sold · 2012
FI FREP Institutional REIT, L.L.C. REITS and Finance · $122K sold · 2014
FE Farallon European Private Credit, L.P. Pooled Investment Fund · $195M sold · 2014 · listed
FE Farallon European Private Credit Master, L.P. Pooled Investment Fund · $102.2M sold · 2014 · listed
SP SIDECAR PARTNERS, L.P. Pooled Investment Fund · $193.5M sold · 2010
SP SIDECAR PARTNERS HOLDINGS, L.P. Pooled Investment Fund · $370M sold · 2010
FS Farallon Special Investment Partners, L.P. Pooled Investment Fund · $220.5M sold · 2010
FS FARALLON SPECIAL INVESTMENT PARTNERS II, L.P. Pooled Investment Fund · $70.2M sold · 2010
SF SPG-FCM HOLDINGS I, LLC REITS and Finance · $124K sold · 2010
FS Farallon Special Situation Partners V, L.P. Pooled Investment Fund · $21.7M sold · 2012
FS Farallon Special Situation Partners VI, L.P. Pooled Investment Fund · $40M sold · 2013

One team, 53 deal companies. David Kim is listed on 10 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Kim.

Sponsor group

Post Clo

12 issuers · 115 filings · $5.17B reported sold · 2009–2026

PI Post Intermediate Term High Yield Fund, L.P. Pooled Investment Fund · $1.04B sold · 2012 · listed
PT Post Traditional High Yield Offshore Ltd Pooled Investment Fund · $31.8M sold · 2020
PS Post Structured Credit Opportunities Offshore Fund, LP Pooled Investment Fund · $131.3M sold · 2023
PT Post Traditional High Yield Fund, L.P. Pooled Investment Fund · $1.09B sold · 2010 · listed
PS Post Senior Loan Fund, L.P. Pooled Investment Fund · $554.1M sold · 2013 · listed
PS Post Senior Loan Offshore Fund, Ltd. Pooled Investment Fund · $192M sold · 2013
PT Post Ltd Term High Yield Fund, L.P. Pooled Investment Fund · $1.1B sold · 2009 · listed
PT Post Ltd Term High Yield Offshore Fund, Ltd. Pooled Investment Fund · $751.3M sold · 2010
PC Post CLO Equity Master Fund, LP Pooled Investment Fund · $123.5M sold · 2021
PC Post CLO Equity Offshore Fund, LP Pooled Investment Fund · $110.4M sold · 2021
PC Post CLO Equity Onshore Fund, LP Pooled Investment Fund · $13.2M sold · 2021
PC Post Credit Opportunities Fund (Onshore), LP Pooled Investment Fund · $26.5M sold · 2015 · listed

One team, 12 deal companies. David Kim is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Kim.

Sponsor group

Cetera

4 issuers · 57 filings · $252M reported sold · 2010–2024

CA Cetera Advisors LLC /CO Investing · $35.3M sold · 2010 · listed
CA Cetera Advisor Networks LLC /CA Investing · $62.4M sold · 2010 · listed
CF CETERA FINANCIAL SPECIALISTS LLC Investing · $8.35M sold · 2014 · listed
GT GC Two Holdings, Inc. Other · $569.2M sold · 2018

One team, 4 deal companies. David Kim is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Kim.

Sponsor group

Bascom

8 issuers · 13 filings · $297.2M reported sold · 2011–2026

BV BASCOM VALUE ADDED APARTMENT INVESTORS VI, LLC Commercial · $13.1M sold · 2022 · listed
2C 2320 Conway Investor, LLc Commercial · $8.4M sold · 2026
BV Bascom Value Added Apartment Investors V, LLC Commercial · $142.5M sold · 2020 · listed
BV Bascom Value Added Apartment Investors IV, LLC Commercial · $16.9M sold · 2017
6N 6807 N SHERIDAN INVESTOR, LLC Residential · 2016
BV Bascom Value Added Apartment Investors III, LLC Commercial · $96.4M sold · 2015
BV Bascom Value Added Apartment Investors II, LLC Commercial · $11.5M sold · 2013
BV Bascom Value Added Apartment Investors, LLC Commercial · $8.36M sold · 2011

One team, 8 deal companies. David Kim is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Kim.

Sponsor group

Varsity Healthcare

37 issuers · 68 filings · $9.5B reported sold · 2010–2026

VE Varsity Emergency Care Holdings, LLC Hospitals and Physicians · $1.23M sold · 2020 · listed
AH Avista Healthcare Partners Red Bird, L.P. Pooled Investment Fund · 2026
AU ACP Ulysses Holdings, Inc. Other · $157.8M sold · 2018
AH Avista Healthcare Partners IV, L.P. Pooled Investment Fund · 2025
AH Avista Healthcare Partners (Offshore) IV, L.P. Pooled Investment Fund · 2025
AH Avista Healthcare Partners CV II, L.P. Pooled Investment Fund · 2025
AC AHP Cooper Sidecar, LP Pooled Investment Fund · $51M sold · 2024
VH VARSITY HEALTHCARE PARTNERS ADVOCATE CO-INVEST, LP Pooled Investment Fund · 2024
VH VARSITY HEALTHCARE PARTNERS VETEVOLVE CO-INVEST A, LP Pooled Investment Fund · 2023
VH VARSITY HEALTHCARE PARTNERS VETEVOLVE CO-INVEST, LP Pooled Investment Fund · 2023
VH VARSITY HEALTHCARE PARTNERS IV-B, LP Pooled Investment Fund · $685.9M sold · 2023
VH VARSITY HEALTHCARE PARTNERS IV, LP Pooled Investment Fund · $684.3M sold · 2022
VH VARSITY HEALTHCARE PARTNERS IV-A, LP Pooled Investment Fund · $684.3M sold · 2022
AH Avista Healthcare Partners VI, L.P. Pooled Investment Fund · $728.5M sold · 2022
AH Avista Healthcare Partners (Offshore) VI, L.P. Pooled Investment Fund · $728.5M sold · 2022
VH VARSITY HEALTHCARE PARTNERS BEGHOU CO-INVEST, LP Pooled Investment Fund · 2023
AG ACP Golden Holdings, Inc. Other · $25M sold · 2022
AH ACP Hyperdrive Holdings, Inc. Other · $310.9M sold · 2022
AM ACP Maverick Holdings, Inc. Investing · $9.34M sold · 2021
AC ACP Charger Holdings Inc. Other Technology · $224.4M sold · 2020
AC Avista Capital Partners V, L.P. Pooled Investment Fund · $619.3M sold · 2019
AC Avista Capital Partners (Offshore) V, L.P. Pooled Investment Fund · $619.3M sold · 2019
VP Varsity Probo Holdings LLC Other · $21.5M sold · 2020
AH Avista Healthcare Partners, L.P. Pooled Investment Fund · 2019
VH VARSITY HEALTHCARE PARTNERS III-A, LP Pooled Investment Fund · 2019
VH VARSITY HEALTHCARE PARTNERS III, LP Pooled Investment Fund · 2019
AN ACP Nimble Holdings, Inc. Pharmaceuticals · $8.35M sold · 2019
AC ACP Cure Acquisition LLC Other · $135M sold · 2017
AC Avista Capital Partners (Offshore) IV, L.P. Pooled Investment Fund · $200.3M sold · 2016
AC Avista Capital Partners IV, L.P. Pooled Investment Fund · $200.3M sold · 2016
VH VARSITY HEALTHCARE PARTNERS II-A, LP Pooled Investment Fund · $300M sold · 2016
VH VARSITY HEALTHCARE PARTNERS II, LP Pooled Investment Fund · $300M sold · 2016
AC Avista Capital Partners III, L.P. Pooled Investment Fund · $553.8M sold · 2011
AC Avista Capital Partners (Offshore) III, L.P. Pooled Investment Fund · $553.8M sold · 2011
AE Anthony Equity Holdings, Inc. Manufacturing · $134.7M sold · 2011
AC Avista Capital Partners II, L.P. Pooled Investment Fund · $1.08B sold · 2010
AC Avista Capital Partners (Offshore) II, L.P. Pooled Investment Fund · $1.08B sold · 2010

One team, 37 deal companies. David Kim is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Kim.

Same business address

51 other issuers file from the same address (first 50 shown)

BPC Capital Solutions Fund VI LP Santa Monica, CA · 2026
Latitude Opportunities IV, LP San Francisco, CA · 2026
LEONIS CAPITAL FUND III, LP San Francisco, CA · 2026
Pixxel Space Technologies, Inc. El Segundo, CA · 2020
Obsidian Security, Inc. Palo Alto, CA · 2026
AG Pacific Ag Growth, LLC Greenwood Village, CO · 2026
BPC TACTICAL FUND II LP Santa Monica, CA · 2024
Beach Point SCF XVI LP Santa Monica, CA · 2026
Farallon Co-Investment Master Fund, L.P. San Francisco, CA · 2022
Farallon Co-Investment Feeder Fund, L.P. San Francisco, CA · 2022
Acacia Property Corp 2025 San Mateo, CA · 2025
AG PACIFIC AG POOL II LLC Greenwood Village, CO · 2025
AG Arcadia, LLC Greenwood Village, CO · 2024
Augustine AG Pool III LLC Greenwood Village, CO · 2025
FCOI II Currency Class Fund, Ltd. Grand Cayman, E9 · 2018
Beach Point Select Fund LP Santa Monica, CA · 2011
Latitude Opportunities III, L.P. San Francisco, CA · 2025
Luminary Cloud, Inc. San Mateo, CA · 2020
BP Holdings Mendocino LLC Santa Monica, CA · 2025
BP KBOV Holdings II LLC Santa Monica, CA · 2025
Post Senior Loan Offshore Fund, Ltd. Santa Monica, CA · 2013
BP KBOV Holdings LLC Santa Monica, CA · 2022
BP KBIV KY Holdings LLC Santa Monica, CA · 2022
Farallon Special Situations Fund III Non-US, L.P. San Francisco, CA · 2024
Farallon Special Situations Fund III USTE, L.P. San Francisco, CA · 2024
Farallon Special Situations Fund III US, L.P. San Francisco, CA · 2024
Spurgeon ACG, LLC Greenwood Village, CO · 2022
Newton ACG LLC Greenwood Village, CO · 2021
Pacific Ag ACG Pool I LLC Greenwood Village, CO · 2023
Dietrich ACG, LLC Greenwood Village, CO · 2021
Augustine ACG LLC Greenwood Village, CO · 2022
IndieSoCal OZ Fund LLC Greenwood Village, CO · 2022
Augustine ACG Pool II LLC Greenwood Village, CO · 2023
Aquinas ACG, LLC Greenwood Village, CO · 2025
Newton AG Pool III LLC Greenwood Village, CO · 2025
ResiQuant, Inc. San Francisco, CA · 2025
BPC OPPORTUNITIES OFFSHORE FEEDER FUND V LLC Santa Monica, CA · 2023
BPC OPPORTUNITIES OFFSHORE FUND V LP Santa Monica, CA · 2023
BPC OPPORTUNITIES FUND V LP Santa Monica, CA · 2023
BPC Metro Coffee LLC Santa Monica, CA · 2024
Post Ltd Term High Yield Offshore Fund, Ltd. Los Angeles, CA · 2010
Axe Me Later LLC Los Angeles, CA · 2024
BPC REAL ESTATE DEBT FUND LP Santa Monica, CA · 2023
Cyber Sainik, LLC Greenwood Village, CO · 2024
Starship Technologies Holdings, Inc. San Francisco, CA · 2019
BP HOLDINGS ZETA LP Santa Monica, CA · 2023
Obviously AI, Inc. San Francisco, CA · 2023
Hana Kuma LLC Los Angeles, CA · 2023
TRUELINK-VISTA A, L.P. Los Angeles, CA · 2022
TRUELINK-VISTA, L.P. Los Angeles, CA · 2022

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 33 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Farallon European Private Credit, L.P., Farallon European Private Credit Master, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Kim by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 33 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Kim is listed on: none on file. No website or social profile named in Farallon Capital Institutional Partners, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #37,865 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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David Kim

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Regulator action naming a team member: Cetera Advisors, LLC and Cetera Advisor Networks, LLC (Oct 24, 2022)

Regulator action naming a team member: Cetera Advisors, LLC and Cetera Advisor Networks LLC (Oct 15, 2019)

Regulator action naming a team member: Cetera Advisors, LLC (Aug 29, 2019)

Bankruptcy case: Christopher D. Kircher and Nichole M. Kircher — filed Mar 9, 2012

Bankruptcy case: Rosario Ingargiola — filed May 30, 2012

Bankruptcy case: NICHOLE L KIRCHER — filed Jun 9, 2005

5 offerings reported less sold on a later filing than an earlier one

Investor count went down between filings — CETERA FINANCIAL SPECIALISTS LLC

Investor count went down between filings — Cetera Advisors LLC /CO

12 Form Ds were filed more than 15 days after the first sale

10 offerings have no amendment in the last 12 months and may still be open

10 people are no longer listed on a later amendment

David Kim's role changed at Post Ltd Term High Yield Fund, L.P.: executive officer → executive officer, director

Offering amount lowered between filings — BASCOM VALUE ADDED APARTMENT INVESTORS VI, LLC

Offering amount changed between filings — Bascom Value Added Apartment Investors V, LLC

Minimum investment changed between filings — Post Ltd Term High Yield Fund, L.P.

Same name, different state: "David Y. Kim" (NY) is a separate record

Same name, different state: "David Jaemin Kim" (K3) is a separate record

Same name, different state: "David Kim" (CT) is a separate record

Same name, different state: "David J. Kim" (GA) is a separate record

Same name, different state: "David Kim" (OH) is a separate record

14 address changes between filings

5. Money to insiders

Deals 33

People around David 40

The team behind the deals

51 other issuers file from the same address (first 50 shown)

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person