David Jones is listed as an executive officer and director on 4 SEC Form D filings by 3 issuers between May 2011 and Jul 2018: TN HoldCo, Inc. (Knoxville, TN — hospitals and physicians — 2017–2018; $244M reported sold to 181 investors), My Health Direct, Inc. (Nashville, TN — other technology — 2017; $4.93M reported sold to 6 investors) and Complete Holdings Group, Inc. (Franklin, TN — business services — 2011; $1.23M reported sold to 15 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $250.2M sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 SEC releases, 8 bankruptcy cases matching the name listed in Key records below.
What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for David Jones and found 12 differences, 2 worth asking the sponsor about: Investor count went down between filings; David Jones is no longer listed on the Jul 18, 2019 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.