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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:29 AM ET

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David Rector

Named as an officer, director or promoter on SEC Form D filings · CA, NJ, NV, FL · Aug 4, 2009 → May 15, 2015

9deals (issuers)
$145.2Mreported sold
562investors
26Form D filings
2009–2015years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Rector is listed as an executive officer and director on 26 SEC Form D filings by 9 issuers between Aug 2009 and Aug 2020. Largest by amount reported sold: HK BATTERY TECHNOLOGY INC (Pasadena, CA — other energy — 2010; $50M reported sold to 7 investors), U.S. GOLD CORP. (Elko, NV — industry reported as "Other" — 2018–2020; $31.2M reported sold to 30 investors), EFACTOR GROUP CORP. (New York, NY — business services — 2009; $15.3M reported sold to 20 investors), Sevion Therapeutics, Inc. (San Diego, CA — biotechnology — 2010–2015; $11.5M reported sold to 51 investors), Pershing Gold Corp. (Lakewood, CO — industry reported as "Other" — 2011–2012; $11.5M reported sold to 139 investors) and 4 more (all listed below).

What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $145.2M sold in total.

Listed alongside John N. Braca (8 shared filings), Edward M. Karr (6 shared filings), James D. Davidson (6 shared filings), Timothy Janke (6 shared filings), Andrew Kaplan (5 shared filings) and 28 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

1 of the issuers belongs to the sponsor group Usell (4 issuers, $14.5M reported sold, 2009–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Usell has 4 companies on file and $14.5M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 9 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 26 public filings for David Rector and found 17 differences, 1 worth asking the sponsor about: 4 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Rector has not run yet — it is joining a line of 17,670 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Rector..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

David A Rector closed
United States Bankruptcy Court, N.D. New York · No. 16-11788 · Filed Sep 30, 2016 · Closed Feb 14, 2017
Role of David A Rector: Debtor · Outcome: Case closed 2017-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY)
David J. Rector closed
United States Bankruptcy Court, E.D. Missouri · No. 10-42338 · Filed Mar 10, 2010 · Closed Sep 29, 2010
Role of David J. Rector: Debtor · Outcome: Case closed 2010-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); 6 people with this name in Form D filings; court in MO (not a filing state)
David A. Rector and Leah D. Rector closed
United States Bankruptcy Court, W.D. North Carolina · No. 07-10174 · Filed Mar 21, 2007 · Closed Jun 18, 2009
Role of David A. Rector and Leah D. Rector: Debtor · Outcome: Case closed 2009-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); 6 people with this name in Form D filings; court in NC (not a filing state)
David M Rector closed
United States Bankruptcy Court, W.D. Virginia · No. 03-02325 · Filed Jun 3, 2003 · Closed Sep 16, 2003
Role of David M Rector: Debtor · Outcome: Case closed 2003-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); 6 people with this name in Form D filings; court in VA (not a filing state)
DAVID K. RECTOR closed
United States Bankruptcy Court, S.D. Mississippi · No. 03-50260 · Filed Jan 16, 2003 · Closed May 27, 2003
Role of DAVID K. RECTOR: Debtor · Outcome: Case closed 2003-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); 6 people with this name in Form D filings; court in MS (not a filing state)
David R. Rector closed
United States Bankruptcy Court, E.D. Michigan · No. 02-71197 · Filed Dec 31, 2002 · Closed Apr 9, 2003
Role of David R. Rector: Debtor · Outcome: Case closed 2003-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); 6 people with this name in Form D filings; court in MI (not a filing state)
David W Rector and JoAnn R Rector closed
United States Bankruptcy Court, S.D. Ohio · No. 1:98-bk-15787 · Filed Sep 22, 1998 · Closed Mar 8, 2001
Role of David W Rector and JoAnn R Rector: Debtor · Outcome: Case closed 2001-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); 6 people with this name in Form D filings; court in OH (not a filing state)
David B. Rector closed
United States Bankruptcy Court, S.D. Georgia · No. 95-40334 · Filed Feb 22, 1995 · Closed Oct 4, 1995
Role of David B. Rector: Debtor · Outcome: Case closed 1995-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); 6 people with this name in Form D filings; court in GA (not a filing state)
David A. Rector and Mary E. Rector closed
United States Bankruptcy Court, N.D. New York · No. 86-10199 · Filed Feb 11, 1986 · Closed Jun 15, 1990
Role of David A. Rector and Mary E. Rector: Debtor · Outcome: Case closed 1990-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

17 differences found between the filings for David Rector — 1 worth asking about (compared 26 filings on Oct 24, 2026)

Worth asking · Oct 29, 2010 – Sep 29, 2016

4 Form Ds were filed more than 15 days after the first sale

Form D filed 62 days after the first sale — U.S. Gold Corp. · Form D filed 82 days after the first sale — Pershing Gold Corp. · Form D filed 17 days after the first sale — MV Portfolios, Inc. · Form D filed 17 days after the first sale — HK BATTERY TECHNOLOGY INC

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Sep 29, 2016 ↗U.S. Gold Corp. — PartnerFacts page ↗Form D · Nov 29, 2011 ↗Pershing Gold Corp. — PartnerFacts page ↗
Sources
Note · Apr 9, 2010 – May 15, 2015

5 role changes for the same people across filings

David Rector's role changed at Sevion Therapeutics, Inc.: director → executive officer, director · David Rector's role changed at MV Portfolios, Inc.: director → executive officer, director · David Rector's role changed at VAPORIN, INC.: director → executive officer, director · David Rector's role changed at Pershing Gold Corp.: director → executive officer, director · David Rector's role changed at Pershing Gold Corp.: executive officer, director → director

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D · Apr 9, 2010 ↗Form D · May 15, 2015 ↗David Rector — PartnerFacts page ↗Sevion Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Oct 29, 2010 – Sep 29, 2016

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — U.S. Gold Corp. (latest filing Sep 29, 2016) · No amendment in the last 12 months on an offering that may still be open — Sevion Therapeutics, Inc. (latest filing May 15, 2015) · No amendment in the last 12 months on an offering that may still be open — NextPlat Corp (latest filing Oct 24, 2014) · No amendment in the last 12 months on an offering that may still be open — MV Portfolios, Inc. (latest filing Feb 18, 2014) · No amendment in the last 12 months on an offering that may still be open — VAPORIN, INC. (latest filing Jun 4, 2012) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Sep 29, 2016 ↗U.S. Gold Corp. — PartnerFacts page ↗Form D · May 15, 2015 ↗Sevion Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Aug 4, 2009 – Feb 18, 2014

David Rector is written 2 different ways on the filings

listed as "David Rector" on 25 filings (from Aug 4, 2009), and "David S. Rector" on the Feb 18, 2014 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Aug 4, 2009 ↗Form D · Feb 18, 2014 ↗David Rector — PartnerFacts page ↗
Sources
Note · Oct 24, 2014 – Mar 6, 2015

Industry group changed between filings — NextPlat Corp

"Other" (Oct 24, 2014); then "Telecommunications" (Mar 6, 2015).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Oct 24, 2014 ↗Form D · Mar 6, 2015 ↗NextPlat Corp — PartnerFacts page ↗
Sources
Note · Dec 1, 2010 – Feb 18, 2014

Industry group changed between filings — MV Portfolios, Inc.

"Other" (Dec 1, 2010 to Apr 2, 2012); then "Other Technology" (Feb 18, 2014).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Dec 1, 2010 ↗Form D · Feb 18, 2014 ↗MV Portfolios, Inc. — PartnerFacts page ↗
Sources
Note · Jun 28, 2016

Same name, different state: "David Rector" (CT) is a separate record

This page covers filings where the address state is CA or NJ or NV or FL. A separate record, "David Rector" with address state CT, is listed on 1 filing — most recently by HealthPrize Technologies, LLC (Jun 28, 2016). The two records do not overlap in time: this page runs Aug 4, 2009 to May 15, 2015; the other has one filing dated Jun 28, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Rector (CT) — PartnerFacts page ↗Form D · Jun 28, 2016 ↗HealthPrize Technologies, LLC — PartnerFacts page ↗David Rector (CA,NJ,NV,FL) — this page ↗
Sources
Note · Jun 8, 2010 – Jul 1, 2014

Same name, different state: "David Rector" (NY) is a separate record

This page covers filings where the address state is CA or NJ or NV or FL. A separate record, "David Rector" with address state NY, is listed on 3 filings — most recently by NaturalNano, Inc. (Jul 1, 2014). Both records have filings in the same period (Jun 8, 2010 to Jul 1, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Rector (NY) — PartnerFacts page ↗Form D · Jul 1, 2014 ↗NaturalNano, Inc. — PartnerFacts page ↗David Rector (CA,NJ,NV,FL) — this page ↗
Sources
Note · Feb 9, 2012

Same name, different state: "David Rector" (CO or VA) is a separate record

This page covers filings where the address state is CA or NJ or NV or FL. A separate record, "David Rector" with address state CO or VA, is listed on 2 filings — most recently by Marathon Patent Group, Inc. (Jan 4, 2013). Both records have filings in the same period (Feb 9, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Rector (CO,VA) — PartnerFacts page ↗Form D · Jan 4, 2013 ↗Marathon Patent Group, Inc. — PartnerFacts page ↗David Rector (CA,NJ,NV,FL) — this page ↗
Sources
Note · Aug 25, 2010 – Sep 21, 2011

Same name, different state: "David Rector" (TX) is a separate record

This page covers filings where the address state is CA or NJ or NV or FL. A separate record, "David Rector" with address state TX, is listed on 4 filings — most recently by DGSE COMPANIES INC (Jun 6, 2014). Both records have filings in the same period (Aug 25, 2010 to Sep 21, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Rector (TX) — PartnerFacts page ↗Form D · Jun 6, 2014 ↗DGSE COMPANIES INC — PartnerFacts page ↗David Rector (CA,NJ,NV,FL) — this page ↗
Sources
Note · Nov 17, 2009 – May 10, 2011

Same name, different state: "David Rector" (R5) is a separate record

This page covers filings where the address state is CA or NJ or NV or FL. A separate record, "David Rector" with address state R5, is listed on 4 filings — most recently by Li3 Energy, Inc. (May 10, 2011). Both records have filings in the same period (Nov 17, 2009 to May 10, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Rector (R5) — PartnerFacts page ↗Form D · May 10, 2011 ↗Li3 Energy, Inc. — PartnerFacts page ↗David Rector (CA,NJ,NV,FL) — this page ↗
Sources
Note · Apr 9, 2010 – May 15, 2015

Address moved from New Brunswick, NJ to San Diego, CA — Sevion Therapeutics, Inc.

The people listed on the Apr 9, 2010 filing give New Brunswick, NJ; on the May 15, 2015 filing they give San Diego, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Apr 9, 2010 ↗Form D · May 15, 2015 ↗Sevion Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Apr 2, 2012 – Feb 18, 2014

Address moved from La Canada, CA to Jacksonville, FL — MV Portfolios, Inc.

The people listed on the Apr 2, 2012 filing give La Canada, CA; on the Feb 18, 2014 filing they give Jacksonville, FL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Apr 2, 2012 ↗Form D · Feb 18, 2014 ↗MV Portfolios, Inc. — PartnerFacts page ↗
Sources
Note · Dec 30, 2010 – Apr 2, 2012

Address moved from Walnut Creek, CA to La Canada, CA — MV Portfolios, Inc.

The people listed on the Dec 30, 2010 filing give Walnut Creek, CA; on the Apr 2, 2012 filing they give La Canada, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Dec 30, 2010 ↗Form D · Apr 2, 2012 ↗MV Portfolios, Inc. — PartnerFacts page ↗
Sources
Note · Aug 4, 2009 – Aug 26, 2020

David Rector is listed with 4 different address states: CA, NJ, NV, FL

CA on 12 filings (Aug 4, 2009 to May 15, 2015); NJ on 1 filing (Apr 9, 2010); NV on 12 filings (Jun 4, 2012 to Aug 26, 2020); FL on 1 filing (Feb 18, 2014).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Aug 4, 2009 ↗Form D · Apr 9, 2010 ↗Form D · Jun 4, 2012 ↗Form D · Feb 18, 2014 ↗
Sources
Note · Jun 4, 2012 – Jul 26, 2013

Reported revenue range changed between filings — VAPORIN, INC.

"No Revenues" (Jun 4, 2012); then "Decline to Disclose" (Jul 26, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jun 4, 2012 ↗Form D · Jul 26, 2013 ↗VAPORIN, INC. — PartnerFacts page ↗
Sources
Note · Nov 29, 2011 – Jun 28, 2012

Reported revenue range changed between filings — Pershing Gold Corp.

"No Revenues" (Nov 29, 2011); then "Decline to Disclose" (Jun 28, 2012).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Nov 29, 2011 ↗Form D · Jun 28, 2012 ↗Pershing Gold Corp. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

8 of 25 offerings report sales commissions totalling $2,747,285; 1 reports finder's fees totalling $632,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 26, 2020 D
U.S. GOLD CORP.
File 021-374101
$0$632,000 (est.)$0None listed on this filingEDGAR ↗
Aug 26, 2020 D
U.S. GOLD CORP.
File 021-374102
$0$0$0None listed on this filingEDGAR ↗
Apr 10, 2020 D
U.S. GOLD CORP.
File 021-364754
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2019 D
U.S. GOLD CORP.
File 021-343146
$0$0$0None listed on this filingEDGAR ↗
Jan 22, 2018 D
U.S. GOLD CORP.
File 021-303850
$0$0$0None listed on this filingEDGAR ↗
Sep 29, 2016 D
U.S. Gold Corp.
File 021-271597
$1,320,000 (est.)$0$0Laidlaw & Co. (UK) Ltd. BrokerCheck CRD 119037 ↗EDGAR ↗
May 15, 2015 D
Sevion Therapeutics, Inc.
File 021-240051
$190,525$0$0Palladium Capital Advisors, LLC BrokerCheck CRD 129400 ↗
Newport Coast Securities, Inc. BrokerCheck CRD 16944 ↗
Laidlaw & Company (UK), Ltd. BrokerCheck CRD 119037 ↗
Axiom Capital Management, Inc. BrokerCheck CRD 26580 ↗		EDGAR ↗
Mar 6, 2015 D
NextPlat Corp
File 021-235377
$0$0$0None listed on this filingEDGAR ↗
Oct 24, 2014 D
NextPlat Corp
File 021-227078
$0$0$0None listed on this filingEDGAR ↗
Feb 18, 2014 D
MV Portfolios, Inc.
File 021-212079
$230,500$0$0CAVU Securities, LLC BrokerCheck CRD 6906 ↗EDGAR ↗
Jan 21, 2014 D
VAPORIN, INC.
File 021-210391
$0$0$0None listed on this filingEDGAR ↗
Aug 30, 2013 D
VAPORIN, INC.
File 021-202169
$0$0$0None listed on this filingEDGAR ↗
Aug 28, 2013 D
VAPORIN, INC.
File 021-201969
$0$0$0None listed on this filingEDGAR ↗
Jul 26, 2013 D
VAPORIN, INC.
File 021-200269
$0$0$0None listed on this filingEDGAR ↗
Nov 13, 2012 D
VAPORIN, INC.
File 021-186882
$76,000$0$0Palladium Capital Advisors, LLC BrokerCheck CRD 129400 ↗EDGAR ↗
Jun 28, 2012 D
Pershing Gold Corp.
File 021-180420
$225,000 (est.)$0$0JonesTrading Institutional Services, LLC BrokerCheck CRD 6888 ↗EDGAR ↗
Jun 4, 2012 D
VAPORIN, INC.
File 021-179171
$0$0$0None listed on this filingEDGAR ↗
Apr 13, 2012 D
Pershing Gold Corp.
File 021-176691
$0$0$0None listed on this filingEDGAR ↗
Apr 2, 2012 D
MV Portfolios, Inc.
File 021-176000
$0$0$0None listed on this filingEDGAR ↗
Dec 5, 2011 D
Pershing Gold Corp.
File 021-169639
$87,400$0$0European American Equities, Inc. BrokerCheck CRD 45097 ↗EDGAR ↗
Nov 29, 2011 D
Pershing Gold Corp.
File 021-169302
$201,360$0$0European American Equities, Inc. BrokerCheck CRD 45097 ↗EDGAR ↗
Dec 30, 2010 D/A
MV Portfolios, Inc.
File 021-151236
$0$0$0None listed on this filingEDGAR ↗
Nov 15, 2010 D
HK BATTERY TECHNOLOGY INC
File 021-150477
$0$0$0None listed on this filingEDGAR ↗
Apr 9, 2010 D
Sevion Therapeutics, Inc.
File 021-43035
$416,500$0$0Ladenburg Thalamnn & Co. BrokerCheck CRD 505 ↗EDGAR ↗
Aug 4, 2009 D
EFACTOR GROUP CORP.
File 021-96494
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 9

Every issuer that named David Rector on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

US
Other

U.S. GOLD CORP.

Elko, NV · Jan 22, 2018 → Aug 26, 2020 · 5 filings
  • Aug 26, 2020 · D · $5,530,004 sold of $5,530,004 · 18 investors · min. No minimum reported · role: Executive Officer (Chief Operating Officer, Secretary) EDGAR ↗
  • Aug 26, 2020 · D · $0 sold of $0 · 17 investors · min. No minimum reported · role: Executive Officer (Chief Operating Officer, Secretary) EDGAR ↗
  • Apr 10, 2020 · D · $2,634,994 sold of $2,634,994 · 3 investors · min. No minimum reported · role: Executive Officer (Chief Operating Officer, Secretary) EDGAR ↗
  • Jul 1, 2019 · D · $2,500,875 sold of $2,500,875 · 5 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 22, 2018 · D · $5,000,000 sold of $5,000,000 · 10 investors · min. No minimum reported · role: Executive Officer (Chief Operating Officer) EDGAR ↗

Raised $31.2M from 30 investors (100% of the $5.53M target) as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

US
Other

U.S. Gold Corp.

Elko, NV · Sep 29, 2016
  • Sep 29, 2016 · D · $11,000,000 sold of $12,000,000 · 209 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗

Raised $11M from 209 investors (92% of the $12M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ST
Biotechnology

Sevion Therapeutics, Inc.

San Diego, CA · Apr 9, 2010 → May 15, 2015 · 2 filings
  • May 15, 2015 · D · $3,023,746 sold of $10,000,000 · 14 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Apr 9, 2010 · D · $11,500,000 sold of $11,500,000 · 51 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $11.5M from 51 investors (100% of the $10M target) as of the latest filing. David is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Telecommunications

NextPlat Corp

Coconut Grove, FL · Oct 24, 2014 → Mar 6, 2015 · 2 filings
  • Mar 6, 2015 · D · $1,100,000 sold of $1,100,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director (Chief Financial Officer and Director) EDGAR ↗
  • Oct 24, 2014 · D · $500,000 sold of $1,400,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director (Chief Executive Officer, Chief Financial Officer, Secretary and Director) EDGAR ↗

Raised $8.01M from 48 investors (100% of the $1.1M target) as of the latest filing. David is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Telecommunications / 506(b) (293 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MP
Other Technology

MV Portfolios, Inc.

Jacksonville, FL · Dec 1, 2010 → Feb 18, 2014 · 4 filings
  • Feb 18, 2014 · D · $2,962,495 sold of $4,000,000 · 30 investors · min. No minimum reported · role: Executive Officer, Director (Chief Operating Officer) EDGAR ↗
  • Apr 2, 2012 · D · $170,000 sold of $170,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 30, 2010 · D/A · $1,500,000 sold of $1,500,000 · 0 investors · min. $25,000 · role: Director EDGAR ↗
  • Dec 1, 2010 · D · $1,500,000 sold of $1,500,000 · 0 investors · min. $25,000 · role: Director EDGAR ↗

Raised $2.96M from 30 investors (74% of the $4M target) as of the latest filing. David is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

V
Other · group: Usell

VAPORIN, INC.

Miami, FL · Jun 4, 2012 → Jan 21, 2014 · 6 filings
  • Jan 21, 2014 · D · $100,000 sold of $100,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 30, 2013 · D · $125,000 sold of $125,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 28, 2013 · D · $50,000 sold of $50,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 26, 2013 · D · $75,000 sold of $75,000 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Nov 13, 2012 · D · $1,210,000 sold of $1,210,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 4, 2012 · D · $3,800,000 sold of Indefinite · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.8M from 28 investors (100% of the $100K target) as of the latest filing. David is listed as executive officer, director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PG
Other

Pershing Gold Corp.

Lakewood, CO · Nov 29, 2011 → Jun 28, 2012 · 4 filings
  • Jun 28, 2012 · D · $4,000,000 sold of $4,000,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 13, 2012 · D · $1,505,000 sold of $1,505,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 5, 2011 · D · $2,081,750 sold of $10,000,000 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Nov 29, 2011 · D · $1,718,000 sold of $20,000,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $11.5M from 139 investors (100% of the $4M target) as of the latest filing. David is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HB
Other

HK BATTERY TECHNOLOGY INC

Pasadena, CA · Nov 15, 2010
  • Nov 15, 2010 · D · $3,750,199 sold of $4,000,000 · 7 investors · min. No minimum reported · role: Director, Executive Officer EDGAR ↗

Raised $50M from 7 investors (100% of the $4M target) as of the latest filing. David is listed as director, executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

EG
Other

EFACTOR GROUP CORP.

New York, NY · Aug 4, 2009
  • Aug 4, 2009 · D · $0 sold of $87,500 · 0 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $15.3M from 20 investors (100% of the $88K target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Rector — NY, 2 issuers, Jun 8, 2010 → Jul 1, 2014 · no shared issuer
  • David Rector — Peru (as filed: R5), 1 issuer, Nov 17, 2009 → May 10, 2011 · no shared issuer
  • David Rector — TX, 1 issuer, Aug 25, 2010 → Sep 21, 2011 · no shared issuer
  • David Rector — CO, VA, 1 issuer, Feb 9, 2012 → Feb 9, 2012 · no shared issuer
  • David Rector — CT, 1 issuer, Jun 28, 2016 → Jun 28, 2016 · no shared issuer

People around David 33

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John N. Braca

Director · 8 shared filings (3 issuers)

Listed on the same filings as David Rector. Their page shows their other deals.

EK
No photo found yet (own website and image search run after this page is viewed)
Person

Edward M. Karr

Executive Officer, Director · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as David Rector. Their page shows their other deals.

TJ
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Janke

Director · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as David Rector. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James D. Davidson

Director, Executive Officer · 6 shared filings (3 issuers)

Listed on the same filings as David Rector. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Kaplan

Director · 5 shared filings (1 issuer)

Listed on the same filings as David Rector. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Barry Honig

Director · 4 shared filings (1 issuer) · also on 4 other issuers

Barry Honig is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Ted Sharp

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Rector. Their page shows their other deals.

RZ
No photo found yet (own website and image search run after this page is viewed)
Person

Ryan K. Zinke

Director · 4 shared filings (1 issuer)

Listed on the same filings as David Rector. Their page shows their other deals.

DN
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Newby

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Rector. Their page shows their other deals.

HW
No photo found yet (own website and image search run after this page is viewed)
Person

Harlan W. Waksal

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Rector. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Wasserman

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David Rector. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Alfers

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as David Rector. Their page shows their other deals.

OL
No photo found yet (own website and image search run after this page is viewed)
Person

oliver LINDSAY

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Rector. Their page shows their other deals.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Arthur Leger

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as David Rector. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Joel P. Brooks

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David Rector. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David C. Mathewson

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Rector. Their page shows their other deals.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Phillip Frost

Director · 1 shared filing (1 issuer) · also on 7 other issuers

Phillip Frost is on 8 issuers in total — a repeat sponsor. Their page lists every one.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Rubin

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as David Rector. Their page shows their other deals.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Forbes

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Rector. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

John E. Thompson

Director, Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Rector. Their page shows their other deals.

WI
No photo found yet (own website and image search run after this page is viewed)
Person

Warren J. Isabelle

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Rector. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Rudolf Stalder

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Rector. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jack Van Hulst

Director, Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Rector. Their page shows their other deals.

TQ
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas C. Quick

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Rector. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Richard J. Dondero

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Rector. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

William D Meadow

Executive Officer, Director · 1 shared filing (1 issuer) · also on 8 other issuers

William D Meadow is on 9 issuers in total — a repeat sponsor. Their page lists every one.

GD
No photo found yet (own website and image search run after this page is viewed)
Person

George Duggan

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Rector. Their page shows their other deals.

VS
No photo found yet (own website and image search run after this page is viewed)
Person

Vaughn Smider

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Rector. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

James Graziano

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Rector. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

David Phipps

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Rector. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert J. DelAversano

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Rector. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Miguel A. de los Rios

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Rector. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Shea Ralph

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Rector. Their page shows their other deals.

The team behind the deals

U
Sponsor group

Usell

4 issuers · 34 filings · $14.5M reported sold · 2009–2025

One team, 4 deal companies. David Rector is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Rector.

Same business address

24 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 9 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Rector by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Rector is listed on: none on file. No website or social profile named in Sevion Therapeutics, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #303,740 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Diego, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗New Jersey state courts — find the court ↗Clark County NV District Court portal ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗New York WebCivil Supreme ↗Colorado state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗New Jersey Secretary of State business search ↗Nevada Secretary of State business search ↗Florida Secretary of State business search ↗New York Secretary of State business search ↗Colorado Secretary of State business search ↗OpenCorporates ↗

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