Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:46 AM ET

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David Broadus

Named as an officer, director or promoter on SEC Form D filings · VA, NC · Sep 16, 2022 → Sep 16, 2022

1deal (issuers)

$0reported sold

0investors

2Form D filings

2022year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:51 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Broadus is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Jun 2022 and Sep 2022: Lykos Digital Asset Fund, LP (Charlotte, NC — pooled investment fund — 2022).

What this means One deal on file with the SEC, filed Sep 2022. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Chase Rowell (2 shared filings), Lykos Digital GP, LLC (1 shared filing, management entity), Lykos Digital GP, LLC (1 shared filing, management entity), Lykos Investment Group, LLC (1 shared filing, management entity) and Lykos Investment Group, LLC (1 shared filing, management entity).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 22 court cases matching the name, 2 state regulator orders, 18 bankruptcy cases matching the name listed in Key records below.

What this means 42 records came back, including 4 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for David Broadus and found 2 differences: Address moved from Falls Church, VA to Charlotte, NC; David Broadus is listed with 2 different address states: VA, NC.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Broadus has not run yet — it is joining a line of 40,392 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

22 cases: 4 open, 8 closed (disposition not in docket feed), 8 dismissed, 2 judgment

Broadus v. Equifax Information Services, LLC open

District Court, E.D. Virginia · No. 1:26-cv-01986 · Filed Jul 6, 2026

Role of Broadus: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in the person's filing state (VA)

Broadus v. Carnival Corporation Ltd. open

District Court, S.D. Florida · No. 1:26-cv-22551 · Filed Apr 13, 2026

Role of Broadus: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in FL (not a filing state)

Broadus (PS) v. Circle K Stores Inc. open

District Court, D. Colorado · No. 1:26-cv-00258 · Filed Jan 22, 2026

Role of Broadus (PS): Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in CO (not a filing state)

Broadus v. Resurgent Capital Services L.P. closed

District Court, S.D. New York · No. 1:24-cv-00852 · Filed Feb 6, 2024 · Closed Jun 3, 2024 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act

Role of Broadus: Plaintiff · Outcome: Terminated 2024-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in NY (not a filing state)

Broadus v. Portfolio Recovery Associates, LLC closed

District Court, S.D. New York · No. 1:24-cv-00850 · Filed Feb 6, 2024 · Closed Jun 17, 2024 · Nature of suit: Consumer Credit · Cause: 15:1692 Fair Debt Collection Act

Role of Broadus: Plaintiff · Outcome: Terminated 2024-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in NY (not a filing state)

Broadus v. Portfolio Recovery Associates, LLC closed

District Court, S.D. New York · No. 1:24-cv-00810 · Filed Feb 4, 2024 · Closed Feb 15, 2024

Role of Broadus: Plaintiff · Outcome: Terminated 2024-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in NY (not a filing state)

Broadus v. Ally Financial Inc. closed

District Court, W.D. Tennessee · No. 2:23-cv-02723 · Filed Nov 14, 2023 · Closed Dec 6, 2023

Role of Broadus: Plaintiff · Outcome: Terminated 2023-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in TN (not a filing state)

Broadus v. Progress Residential closed

District Court, W.D. Tennessee · No. 2:23-cv-02667 · Filed Oct 23, 2023 · Closed Dec 6, 2023

Role of Broadus: Plaintiff · Outcome: Terminated 2023-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in TN (not a filing state)

Broadus v. Liberty Mutual Fire Insurance Company closed

District Court, E.D. Louisiana · No. 2:23-cv-05882 · Filed Oct 6, 2023 · Closed Aug 21, 2024

Role of Broadus: Plaintiff · Outcome: Terminated 2024-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in LA (not a filing state)

Branch Banking & Trust Company v. Broadus Bordeaux Enterprises, LLP dismissed

District Court, M.D. Pennsylvania · No. 3:16-cv-01858 · Filed Sep 8, 2016 · Closed Nov 2, 2016 · Nature of suit: 220 Foreclosure

Role of Broadus Bordeaux Enterprises, LLP: Defendant · Outcome: Terminated 2016-11-02 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in PA (not a filing state)

BROADUS v. DELTA AIR LINES, INC. dismissed

District Court, M.D. North Carolina · No. 1:14-cv-00929 · Filed Nov 5, 2014 · Closed Jun 16, 2017 · Nature of suit: P.I.: Other · Cause: 28:1332 Diversity

Role of BROADUS: Plaintiff · Outcome: Terminated 2017-06-16 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in the person's filing state (NC)

BROADUS v. SMITHKLINE BEECHAM CORPORATION dismissed

District Court, E.D. Pennsylvania · No. 2:14-cv-03536 · Filed Jun 12, 2014 · Closed Feb 6, 2015 · Nature of suit: 367 Health care / pharm

Role of BROADUS: Plaintiff · Outcome: Terminated 2015-02-06 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in PA (not a filing state)

Philadelphia Indemnity Insurance Company v. Broadus Marshall Insurance Agency LLC judgment

District Court, M.D. Georgia · No. 5:10-cv-00018 · Filed Jan 12, 2010 · Closed Jun 24, 2011 · Nature of suit: 190 Other contract actions

Role of Broadus Marshall Insurance Agency LLC: Defendant · Outcome: Terminated 2011-06-24 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in GA (not a filing state)

Broadus v. CSX Transportation, Inc. dismissed

District Court, E.D. Louisiana · No. 2:08-cv-01201 · Filed Mar 5, 2008 · Closed Mar 26, 2010 · Nature of suit: Federal Employer's Liability · Cause: 45:51 Railways: Fed. Employer's Liability Act

Role of Broadus: Plaintiff · Outcome: Terminated 2010-03-26 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in LA (not a filing state)

Broadus v. MII Liquidation Inc closed

District Court, S.D. California · No. 3:06-cv-00551 · Filed Mar 14, 2006 · Closed Aug 10, 2006 · Nature of suit: 423 Bankruptcy withdrawal 28 USC 157

Role of Broadus: Plaintiff · Outcome: Terminated 2006-08-10 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in CA (not a filing state)

Broadus v. Liberty Mtl Ins Co dismissed

District Court, E.D. Louisiana · No. 2:03-cv-02010 · Filed Jul 14, 2003 · Closed May 10, 2004 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Broadus: Plaintiff · Outcome: Terminated 2004-05-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in LA (not a filing state)

BROADUS v. FAIRBANKS CAPITAL dismissed

District Court, N.D. Florida · No. 4:01-cv-00525 · Filed Dec 19, 2001 · Closed Oct 20, 2004 · Nature of suit: 371 Truth in lending

Role of BROADUS: Plaintiff · Outcome: Terminated 2004-10-20 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in FL (not a filing state)

Broadus v. Healthsouth Corp judgment

District Court, N.D. Alabama · No. 2:98-cv-02666 · Filed Oct 20, 1998 · Closed Feb 23, 2001 · Nature of suit: 890 Other statutory actions

Role of Broadus: Plaintiff · Outcome: Terminated 2001-02-23 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in AL (not a filing state)

Broadus Masonry Inc v. Lippert Bros Inc dismissed

District Court, W.D. Oklahoma · No. 5:97-cv-01131 · Filed Jul 9, 1997 · Closed Jan 5, 1998 · Nature of suit: 190 Other contract actions

Role of Broadus Masonry Inc: Plaintiff · Outcome: Terminated 1998-01-05 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in OK (not a filing state)

Chase Manhattan Bank v. Broadus closed

District Court, N.D. Texas · No. 4:93-mc-00012 · Filed Jul 1, 1993 · Closed Jul 1, 1993

Role of Broadus: Defendant · Outcome: Terminated 1993-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in TX (not a filing state)

MINERAL MINING INC v. BROADUS INC dismissed

District Court, C.D. Illinois · No. · Filed Aug 30, 1985 · Closed Feb 11, 1988 · Nature of suit: 190 Other contract actions

Role of BROADUS INC: Defendant · Outcome: Terminated 1988-02-11 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in IL (not a filing state)

BROADUS v. PIEDMONT HEALTHCARE INC open

District Court, M.D. Georgia · No. 4:24-cv-00002 · Filed —

Role of BROADUS: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in GA (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:51 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 state regulator orders

Order Of Dismissal IL · Illinois Secretary of State, Securities Department

Order date Apr 19, 2011 · Regulator: Illinois Secretary of State, Securities Department · File No. 1100178 · Parties (regulator's caption): Michael Leslie Broadus

Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗

same rare surname (4 people in Form D filings); different first name (leslie); regulator in IL (not a filing state)

Notice Of Hearing IL · Illinois Secretary of State, Securities Department

Order date Mar 18, 2011 · Regulator: Illinois Secretary of State, Securities Department · File No. 1100178 · Parties (regulator's caption): Michael Leslie Broadus

Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗

same rare surname (4 people in Form D filings); different first name (leslie); regulator in IL (not a filing state)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Broadus..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

18 cases: 18 closed (disposition not in docket feed)

BROADUS v. WELLS FARGO BANK ARIZONA, N.A. closed

United States Bankruptcy Court, D. Arizona · No. 2:15-ap-00234 · Filed Apr 8, 2015 · Closed Apr 14, 2016

Role of BROADUS: Plaintiff · Outcome: Case closed 2016-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in AR (not a filing state)

Angela Laverne Robinson and Broadus Herman Robinson, Jr. closed

United States Bankruptcy Court, D. Maryland · No. 13-11629 · Filed Jan 31, 2013 · Closed Jun 4, 2013

Role of Angela Laverne Robinson and Broadus Herman Robinson, Jr.: Debtor · Outcome: Case closed 2013-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in MD (not a filing state)

Charles Broadus Phillips, Jr. closed

United States Bankruptcy Court, M.D. North Carolina · No. 11-11842 · Filed Dec 7, 2011 · Closed Mar 26, 2012

Role of Charles Broadus Phillips, Jr.: Debtor · Outcome: Case closed 2012-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); different first name (charles); court in the person's filing state (NC)

Broadus Oil Corporation of Illlinois v. Lemont Kar Gas, Inc. closed

United States Bankruptcy Court, N.D. Illinois · No. 11-02094 · Filed Oct 14, 2011 · Closed Feb 17, 2012

Role of Broadus Oil Corporation of Illlinois: Plaintiff · Outcome: Case closed 2012-02-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in IL (not a filing state)

Edgar Broadus Brown and Amy Susan Jones-Brown closed

United States Bankruptcy Court, W.D. Virginia · No. 08-61959 · Filed Aug 25, 2008 · Closed Dec 3, 2008

Role of Edgar Broadus Brown and Amy Susan Jones-Brown: Debtor · Outcome: Case closed 2008-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); different first name (edgar); court in the person's filing state (VA)

Jerome Broadus Smith and Sharon Denise Smith closed

United States Bankruptcy Court, M.D. North Carolina · No. 02-12136 · Filed Jul 17, 2002 · Closed Jan 4, 2008

Role of Jerome Broadus Smith and Sharon Denise Smith: Debtor · Outcome: Case closed 2008-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); different first name (jerome); court in the person's filing state (NC)

BROADUS v. METROPOLITAN MORTGAGE closed

United States Bankruptcy Court, N.D. Florida · No. 02-90023 · Filed May 28, 2002 · Closed Sep 30, 2002

Role of BROADUS: Plaintiff · Outcome: Case closed 2002-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in FL (not a filing state)

BROADUS v. FAIRBANKS CAPITAL CORP AND METROPOLITIAN MORTGAGE closed

United States Bankruptcy Court, N.D. Florida · No. 02-90001 · Filed Jan 2, 2002 · Closed May 30, 2002

Role of BROADUS: Plaintiff · Outcome: Case closed 2002-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in FL (not a filing state)

Jerome Broadus Smith and Sharon Denise Smith closed

United States Bankruptcy Court, M.D. North Carolina · No. 00-11687 · Filed Jul 19, 2000 · Closed Mar 19, 2002

Role of Jerome Broadus Smith and Sharon Denise Smith: Debtor · Outcome: Case closed 2002-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); different first name (jerome); court in the person's filing state (NC)

Jerald J. Henke and Nancy G. Broadus-Henke closed

United States Bankruptcy Court, W.D. North Carolina · No. 99-32976 · Filed Dec 22, 1999 · Closed Mar 29, 2000

Role of Jerald J. Henke and Nancy G. Broadus-Henke: Debtor · Outcome: Case closed 2000-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); different first name (nancy); court in the person's filing state (NC)

Broadus R. Smith and Angela G. Smith closed

United States Bankruptcy Court, D. South Carolina · No. 99-08513 · Filed Oct 5, 1999 · Closed Mar 9, 2000

Role of Broadus R. Smith and Angela G. Smith: Debtor · Outcome: Case closed 2000-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in SC (not a filing state)

Broadus Enterprises, Inc. closed

United States Bankruptcy Court, D. Maryland · No. 99-15147 · Filed Apr 27, 1999 · Closed May 1, 2001

Role of Broadus Enterprises, Inc.: Debtor · Outcome: Case closed 2001-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in MD (not a filing state)

Bank of America v. Broadus closed

United States Bankruptcy Court, N.D. California · No. 97-05327 · Filed Jun 23, 1997 · Closed Dec 12, 1997

Role of Broadus: Defendant · Outcome: Case closed 1997-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in CA (not a filing state)

AT and T Universal Card Services Corp. v. Broadus closed

United States Bankruptcy Court, N.D. California · No. 97-05323 · Filed Jun 23, 1997 · Closed Sep 18, 1997

Role of Broadus: Defendant · Outcome: Case closed 1997-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in CA (not a filing state)

William Broadus Glisson and Linda Jean Glisson closed

United States Bankruptcy Court, E.D. Virginia · No. 97-11579 · Filed Mar 6, 1997 · Closed Oct 18, 2000

Role of William Broadus Glisson and Linda Jean Glisson: Debtor · Outcome: Case closed 2000-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); different first name (william); court in the person's filing state (VA)

Broadus Edward Jackson and Judy Jackson closed

United States Bankruptcy Court, W.D. North Carolina · No. 96-40258 · Filed Jun 7, 1996 · Closed Jul 30, 2001

Role of Broadus Edward Jackson and Judy Jackson: Debtor · Outcome: Case closed 2001-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in the person's filing state (NC)

ELECTRIC CITY MERCHANDISE CO. v. BROADUS closed

United States Bankruptcy Court, S.D. Mississippi · No. 92-00911 · Filed Apr 27, 1992 · Closed Jun 29, 1992

Role of BROADUS: Defendant · Outcome: Case closed 1992-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); surname only in the caption; court in MS (not a filing state)

William Broadus Simpson closed

United States Bankruptcy Court, W.D. North Carolina · No. 87-00766 · Filed Jul 21, 1987 · Closed Jun 4, 1991

Role of William Broadus Simpson: Debtor · Outcome: Case closed 1991-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 128 federal dockets); different first name (william); court in the person's filing state (NC)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:51 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for David Broadus (compared 2 filings on Oct 24, 2026)

Note · Jun 30, 2022 – Sep 16, 2022

Address moved from Falls Church, VA to Charlotte, NC — Lykos Digital Asset Fund, LP

The people listed on the Jun 30, 2022 filing give Falls Church, VA; on the Sep 16, 2022 filing they give Charlotte, NC.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jun 30, 2022 ↗Form D · Sep 16, 2022 ↗Lykos Digital Asset Fund, LP — PartnerFacts page ↗

Sources

Form D · Jun 30, 2022 ↗ (Jun 30, 2022)
Form D · Sep 16, 2022 ↗ (Sep 16, 2022)
Lykos Digital Asset Fund, LP — PartnerFacts page ↗ (Sep 16, 2022)

Note · Jun 30, 2022 – Sep 16, 2022

David Broadus is listed with 2 different address states: VA, NC

VA on 1 filing (Jun 30, 2022); NC on 1 filing (Sep 16, 2022).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jun 30, 2022 ↗Form D · Sep 16, 2022 ↗

Sources

Form D · Jun 30, 2022 ↗ (Jun 30, 2022)
Form D · Sep 16, 2022 ↗ (Sep 16, 2022)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Sep 16, 2022 D Lykos Digital Asset Fund, LP File 021-459142	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 30, 2022 D Lykos Digital Asset Fund, LP File 021-450843	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named David Broadus on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund

Lykos Digital Asset Fund, LP

Charlotte, NC · Jun 30, 2022 → Sep 16, 2022 · 2 filings

Sep 16, 2022 · D · $0 sold of Indefinite · 0 investors · min. $50,000 · role: Executive Officer EDGAR ↗
Jun 30, 2022 · D · $0 sold of Indefinite · 0 investors · min. $50,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around David 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity