David Bertler is listed as a director on 3 SEC Form D filings by 1 issuer between Jun 2016 and Jan 2017: OPE Forefront Holdings, LLC (Toronto, Ontario, Canada (as filed: A6) — investing — 2016–2017; $13.6M reported sold to 24 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Chantal Thibault (3 shared filings), Jonathan McCarthy (3 shared filings), Ken Katz (3 shared filings), Scott Bremen (3 shared filings), Serena LeFort (3 shared filings) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
The issuer belongs to the sponsor group Ecp (5 issuers, $485.4M reported sold, 2016–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Ecp has 5 companies on file and $485.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for David Bertler and found 3 differences, 1 worth asking the sponsor about: Form D filed 83 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.