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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 2:17 AM ET

Sponsor Check › Person

David Becker

Related person on Form D filings · address state as listed: TX · listed Mar 11, 2009 → Jan 9, 2018

3issuers
9Form D filings
2009–2018years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 6 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Jan 9, 2018 D
File 021-302742
$0$0$0None listed on this filing
EDGAR ↗Aug 24, 2017 D/A
File 021-266706
$0$0$0None listed on this filing
EDGAR ↗Sep 16, 2015 D
File 021-247747
$0$0$0None listed on this filing
EDGAR ↗Dec 29, 2014 D/A
File 021-227411
$0$0$0None listed on this filing
EDGAR ↗Jan 8, 2013 D
File 021-189722
$0$0$0None listed on this filing
EDGAR ↗Mar 11, 2009 D
File 021-39221
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗ALKAMI TECHNOLOGY, INC.Executive OfficerJan 9, 2018D$70,000,000
similar: $480,782–$5,000,000
$40,000,0002
similar: 1–9
$1,000,000
similar: $5,000–$50,000
EDGAR ↗ALKAMI TECHNOLOGY, INC.Executive OfficerAug 24, 2017D/A$44,500,000
similar: $480,782–$5,000,000
$38,000,00017
similar: 1–9
$300
similar: $5,000–$50,000
EDGAR ↗ALKAMI TECHNOLOGY, INC.Executive OfficerMay 12, 2017D/A$42,500,000
similar: $480,782–$5,000,000
$28,500,00015
similar: 1–9
$300
similar: $5,000–$50,000
EDGAR ↗ALKAMI TECHNOLOGY, INC.Executive OfficerJul 11, 2016D$5,500,000
similar: $480,782–$5,000,000
$2,750,00813
similar: 1–9
$300
similar: $5,000–$50,000
EDGAR ↗ALKAMI TECHNOLOGY, INC.Executive OfficerSep 16, 2015D$12,900,000
similar: $480,782–$5,000,000
$11,000,0003
similar: 1–9
$10,000
similar: $5,000–$50,000
EDGAR ↗ALKAMI TECHNOLOGY, INC.Executive OfficerDec 29, 2014D/A$23,732,200
similar: $480,782–$5,000,000
$23,732,2008
similar: 1–9
$5,000
similar: $5,000–$50,000
EDGAR ↗ALKAMI TECHNOLOGY, INC.Executive OfficerOct 30, 2014D$22,000,000
similar: $480,782–$5,000,000
$17,000,0002
similar: 1–9
$5,000
similar: $5,000–$50,000
EDGAR ↗PERNIX THERAPEUTICS HOLDINGS, INC.Executive OfficerJan 8, 2013D$34,000,000$34,000,00010No minimum reported
EDGAR ↗CREDANT TECHNOLOGIES INCExecutive OfficerMar 11, 2009D$4,000,000$2,000,0009No minimum reported

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Computers / 506(b) (499 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • DAVID I. BECKER — address state NY, 34 issuers, Dec 1, 2014 → Jul 16, 2026 · no shared issuer found
  • David Becker — address state NY, 14 issuers, Apr 9, 2010 → Oct 2, 2026 · no shared issuer found
  • David Aaron Becker — address state IL, 3 issuers, Jun 11, 2010 → Apr 6, 2011 · no shared issuer found
  • David Becker — address state IN, 3 issuers, Apr 6, 2010 → Mar 13, 2025 · no shared issuer found
  • David Becker — address state PA, CA, 2 issuers, Mar 31, 2009 → Sep 9, 2011 · no shared issuer found
  • DAVID L. BECKER — address state NY, 2 issuers, Jan 18, 2024 → Jan 18, 2024 · no shared issuer found
  • David J. Becker — address state MA, 1 issuer, Nov 13, 2009 → Nov 13, 2009 · no shared issuer found
  • David Becker — address state Ontario, Canada (as filed: A6), 1 issuer, Mar 16, 2011 → Mar 16, 2011 · no shared issuer found
  • David Becker — address state OH, 1 issuer, Apr 15, 2013 → Apr 15, 2013 · no shared issuer found
  • David B. Becker — address state IN, 1 issuer, Jul 11, 2013 → Sep 18, 2026 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 29 names on the same filings (0 management entities, 29 people)

People and management entities the issuers listed as related persons on the same Form D filings as David Becker. Source: the EDGAR rows in the table above.

  • Brian R. Smith — 7 shared filings (1 issuer) · role as listed: Director · also listed on 51 other issuers
  • Charlie Plauche — 7 shared filings (1 issuer) · role as listed: Director · also listed on 11 other issuers
  • Gary Nelson — 7 shared filings (1 issuer) · role as listed: Director
  • Hansen C. Michael — 6 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Steve Mitchell — 5 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Kimberly Hester — 4 shared filings (1 issuer) · role as listed: Director
  • Jeff Chambers — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Steve Michell — 2 shared filings (1 issuer) · role as listed: Director
  • James Smith — 1 shared filing (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Chris Pacitti — 1 shared filing (1 issuer) · role as listed: Director · also listed on 19 other issuers
  • Chris Burchett — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Doug Linebarger — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Darryll Dewan — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Robert Heard — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Darren Shimkus — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Michael Callahan — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Andrew Kahl — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Jan H. Lindelow — 1 shared filing (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Anthem Blanchard — 1 shared filing (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Cooper Collins — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 5 other issuers
  • Michael Pearce — 1 shared filing (1 issuer) · role as listed: Director
  • Steven Elms — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Tracy Clifford — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • John Borchers — 1 shared filing (1 issuer) · role as listed: Director · also listed on 13 other issuers
  • Gene Lockhart — 1 shared filing (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Raphael Osnoss — 1 shared filing (1 issuer) · role as listed: Director
  • Shazia Manus — 1 shared filing (1 issuer) · role as listed: Director
  • Hansen D. Michael — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Pravin A. Vazirani — 1 shared filing (1 issuer) · role as listed: Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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