Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:33 AM ET

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DAVID I. BECKER

Named as an officer, director or promoter on SEC Form D filings · NY · Dec 1, 2014 → Jul 16, 2026

34deals (issuers)

$4.54Breported sold

2,941investors

48Form D filings

2014–2026years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

DAVID I. BECKER is listed as an executive officer, director, and promoter on 48 SEC Form D filings by 34 issuers between Dec 2014 and Jul 2026. Largest by amount reported sold: ROCKWOOD CAPITAL EU PENSION REAL ESTATE PARTNERS FUND XI, SCSP (Luxembourg, Luxembourg (as filed: N4) — pooled investment fund — 2021; $1.13B reported sold to 2 investors), ROCKWOOD CAPITAL REAL ESTATE PARTNERS FUND XI, L.P. (New York, NY — pooled investment fund — 2019–2020; $885.8M reported sold to 27 investors), ROCKWOOD CAPITAL NON-U.S. REAL ESTATE PARTNERS FUND XI, L.P. (New York, NY — pooled investment fund — 2019–2020; $885.8M reported sold to 2 investors), HSAM Residential Property Partners, L.P. (New York, NY — pooled investment fund — 2021–2026; $600M reported sold to 3 investors), ROCKWOOD CAPITAL NON-U.S. REAL ESTATE PARTNERS FUND XII, L.P. (New York, NY — pooled investment fund — 2023; $415.8M reported sold to 14 investors) and 29 more (all listed below).

What this means That is a lot of deals — 34 separate companies raised money with this person listed as executive officer, director, and promoter, over about 12 years. Across those companies the filings report $4.54B sold in total.

Listed alongside TYSON E. SKILLINGS (47 shared filings), PETER A. KAYE (31 shared filings), Walter P. Schmidt (17 shared filings), Peter J. Falco (4 shared filings), REIT Funding, LLC (4 shared filings, management entity) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around DAVID. Each name links to their own page.

All 34 issuers belong to the sponsor group Rockwood (51 issuers, $6.15B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Rockwood has 51 companies on file and $6.15B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 9 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 48 public filings for DAVID I. BECKER and found 11 differences, 3 worth asking the sponsor about: 9 filings report more than 10% of the money raised going to insiders; DAVID I. BECKER appears on 4 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for DAVID I. BECKER has not run yet — it is joining a line of 23,984 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched DAVID I. BECKER..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

David I Becker closed

United States Bankruptcy Court, N.D. New York · No. 11-13884 · Filed Dec 23, 2011 · Closed May 16, 2013

Role of David I Becker: Debtor · Outcome: Case closed 2013-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 170 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (NY)

David I. Becker closed

United States Bankruptcy Court, S.D. New York · No. 05-38397 · Filed Oct 11, 2005 · Closed Feb 9, 2006

Role of David I. Becker: Debtor · Outcome: Case closed 2006-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 170 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (NY)

David L. Becker, Sr. and Valerie Ann Becker closed

United States Bankruptcy Court, N.D. New York · No. 05-61656 · Filed Mar 15, 2005 · Closed Jul 12, 2005

Role of David L. Becker, Sr.: Debtor · Outcome: Case closed 2005-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗