Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:39 AM ET

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David Gustafson

Named as an officer, director or promoter on SEC Form D filings · IL · Dec 13, 2013 → Jul 31, 2014

1deal (issuers)

$16Mreported sold

34investors

3Form D filings

2013–2014years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:04 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Gustafson is listed as an executive officer on 3 SEC Form D filings by 1 issuer between Dec 2013 and Mar 2017: Mattersight Corp (Chicago, IL — other technology — 2013–2017; $16M reported sold to 34 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Christopher Danson (3 shared filings), David B. Mullen (3 shared filings), Henry J. Feinberg (3 shared filings), John Staley (3 shared filings), John T. Kohler (3 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 42 bankruptcy cases matching the name listed in Key records below.

What this means 42 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for David Gustafson and found 5 differences: David Gustafson is written 2 different ways on the filings; Reported revenue range changed between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Gustafson has not run yet — it is joining a line of 37,858 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:04 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Gustafson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

42 cases: 1 open, 41 closed (disposition not in docket feed)

David M Gustafson and Kellie J Gustafson open

United States Bankruptcy Court, S.D. Iowa · No. 25-00322 · Filed Mar 7, 2025

Role of David M Gustafson and Kellie J Gustafson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in IA (not a filing state)

David Gustafson closed

United States Bankruptcy Court, D. Rhode Island · No. 1:23-bk-10393 · Filed Jun 8, 2023 · Closed Mar 1, 2024

Role of David Gustafson: Debtor · Outcome: Case closed 2024-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in RI (not a filing state)

Stephanie N. Gustafson and David A. Gustafson closed

United States Bankruptcy Court, E.D. Wisconsin · No. 20-26189 · Filed Sep 11, 2020 · Closed Dec 9, 2020

Role of David A. Gustafson: Debtor · Outcome: Case closed 2020-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in WI (not a filing state)

David C Gustafson closed

United States Bankruptcy Court, N.D. Illinois · No. 19-16873 · Filed Jun 13, 2019 · Closed Sep 26, 2019

Role of David C Gustafson: Debtor · Outcome: Case closed 2019-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (IL)

David A. Gustafson closed

United States Bankruptcy Court, E.D. Michigan · No. 14-58870 · Filed Dec 9, 2014 · Closed Apr 13, 2015

Role of David A. Gustafson: Debtor · Outcome: Case closed 2015-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)

David E. Gustafson closed

United States Bankruptcy Court, W.D. Michigan · No. 14-90293 · Filed Aug 7, 2014 · Closed May 2, 2018

Role of David E. Gustafson: Debtor · Outcome: Case closed 2018-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)

David J Gustafson closed

United States Bankruptcy Court, D. Utah · No. 13-31817 · Filed Oct 16, 2013 · Closed Jan 14, 2015

Role of David J Gustafson: Debtor · Outcome: Case closed 2015-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in UT (not a filing state)

DAVID R GUSTAFSON closed

United States Bankruptcy Court, D. Minnesota · No. 12-43897 · Filed Jun 29, 2012 · Closed Oct 10, 2012

Role of DAVID R GUSTAFSON: Debtor · Outcome: Case closed 2012-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in MN (not a filing state)

David A. Gustafson and Nichole M. Gustafson closed

United States Bankruptcy Court, N.D. Illinois · No. 12-25529 · Filed Jun 26, 2012 · Closed Sep 21, 2012

Role of David A. Gustafson and Nichole M. Gustafson: Debtor · Outcome: Case closed 2012-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (IL)

Lee Erin Gustafson and David N Gustafson closed

United States Bankruptcy Court, N.D. New York · No. 12-10980 · Filed Apr 11, 2012 · Closed Sep 11, 2014

Role of David N Gustafson: Debtor · Outcome: Case closed 2014-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)

David Gustafson closed

United States Bankruptcy Court, C.D. California · No. 8:11-bk-27088 · Filed Dec 13, 2011 · Closed Apr 10, 2012

Role of David Gustafson: Debtor · Outcome: Case closed 2012-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

David Gustafson and Judith Gustafson closed

United States Bankruptcy Court, M.D. Florida · No. 8:10-bk-30488 · Filed Dec 23, 2010 · Closed Jun 21, 2016

Role of David Gustafson and Judith Gustafson: Debtor · Outcome: Case closed 2016-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)

David D Gustafson closed

United States Bankruptcy Court, N.D. Illinois · No. 10-16208 · Filed Apr 13, 2010 · Closed Aug 12, 2010

Role of David D Gustafson: Debtor · Outcome: Case closed 2010-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (IL)

David N Gustafson closed

United States Bankruptcy Court, D. Minnesota · No. 09-48383 · Filed Dec 10, 2009 · Closed Mar 31, 2010

Role of David N Gustafson: Debtor · Outcome: Case closed 2010-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in MN (not a filing state)

David D. Gustafson closed

United States Bankruptcy Court, N.D. Illinois · No. 09-75070 · Filed Nov 16, 2009 · Closed Feb 22, 2010

Role of David D. Gustafson: Debtor · Outcome: Case closed 2010-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (IL)

David E Gustafson and Toya A Gustafson closed

United States Bankruptcy Court, D. Kansas · No. 09-10932 · Filed Apr 6, 2009 · Closed Jun 18, 2014

Role of David E Gustafson and Toya A Gustafson: Debtor · Outcome: Case closed 2014-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in KS (not a filing state)

Tonia Rucker and David Gustafson, Jr. closed

United States Bankruptcy Court, N.D. Illinois · No. 08-22155 · Filed Aug 22, 2008 · Closed Dec 2, 2008

Role of Tonia Rucker and David Gustafson, Jr.: Debtor · Outcome: Case closed 2008-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (IL)

David N. Gustafson closed

United States Bankruptcy Court, W.D. New York · No. 1-05-92941 · Filed Oct 15, 2005 · Closed Mar 10, 2006

Role of David N. Gustafson: Debtor · Outcome: Case closed 2006-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)

David L Gustafson and Patricia A Gustafson closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:05-bk-05701 · Filed Aug 29, 2005 · Closed Jan 24, 2006

Role of David L Gustafson and Patricia A Gustafson: Debtor · Outcome: Case closed 2006-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)

DAVID P GUSTAFSON closed

United States Bankruptcy Court, D. Minnesota · No. 04-35958 · Filed Oct 12, 2004 · Closed Feb 3, 2010

Role of DAVID P GUSTAFSON: Debtor · Outcome: Case closed 2010-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in MN (not a filing state)

DAVID A GUSTAFSON and DOROTHY M GUSTAFSON closed

United States Bankruptcy Court, D. Minnesota · No. 01-80628 · Filed Apr 11, 2001 · Closed Feb 25, 2002

Role of DAVID A GUSTAFSON and DOROTHY M GUSTAFSON: Debtor · Outcome: Case closed 2002-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in MN (not a filing state)

David E. Gustafson and Julia K. Gustafson closed

United States Bankruptcy Court, D. New Hampshire · No. 01-10611 · Filed Mar 5, 2001 · Closed Jun 21, 2001

Role of David E. Gustafson and Julia K. Gustafson: Debtor · Outcome: Case closed 2001-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in NH (not a filing state)

David A Gustafson closed

United States Bankruptcy Court, N.D. Illinois · No. 01-70369 · Filed Feb 7, 2001 · Closed Jun 26, 2001

Role of David A Gustafson: Debtor · Outcome: Case closed 2001-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (IL)

David C Gustafson closed

United States Bankruptcy Court, N.D. Illinois · No. 00-15366 · Filed May 23, 2000 · Closed Sep 11, 2000

Role of David C Gustafson: Debtor · Outcome: Case closed 2000-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (IL)

David A. Gustafson and Linda K. Gustafson closed

United States Bankruptcy Court, E.D. California · No. 99-34303 · Filed Oct 29, 1999 · Closed Feb 8, 2000

Role of David A. Gustafson and Linda K. Gustafson: Debtor · Outcome: Case closed 2000-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

DAVID C. GUSTAFSON closed

United States Bankruptcy Court, D. Montana · No. 99-21153 · Filed May 5, 1999 · Closed Jul 26, 2000

Role of DAVID C. GUSTAFSON: Debtor · Outcome: Case closed 2000-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in MT (not a filing state)

DAVID A GUSTAFSON and TONETTE L GUSTAFSON closed

United States Bankruptcy Court, D. Minnesota · No. 99-50206 · Filed Feb 26, 1999 · Closed Apr 19, 2004

Role of DAVID A GUSTAFSON and TONETTE L GUSTAFSON: Debtor · Outcome: Case closed 2004-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in MN (not a filing state)

DAVID C GUSTAFSON closed

United States Bankruptcy Court, D. Minnesota · No. 99-50147 · Filed Feb 16, 1999 · Closed Jun 11, 1999

Role of DAVID C GUSTAFSON: Debtor · Outcome: Case closed 1999-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in MN (not a filing state)

David W. Gustafson and Kathleen M. Gustafson closed

United States Bankruptcy Court, D. Connecticut · No. 98-52090 · Filed Oct 21, 1998 · Closed Mar 22, 1999

Role of David W. Gustafson and Kathleen M. Gustafson: Debtor · Outcome: Case closed 1999-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)

David Gustafson closed

United States Bankruptcy Court, N.D. Illinois · No. 97-52458 · Filed Aug 18, 1997 · Closed May 27, 1998

Role of David Gustafson: Debtor · Outcome: Case closed 1998-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (IL)

DAVID B GUSTAFSON and DIANE L GUSTAFSON closed

United States Bankruptcy Court, D. Minnesota · No. 97-33054 · Filed May 2, 1997 · Closed Sep 26, 2001

Role of DAVID B GUSTAFSON and DIANE L GUSTAFSON: Debtor · Outcome: Case closed 2001-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in MN (not a filing state)

David Gustafson closed

United States Bankruptcy Court, N.D. Illinois · No. 97-51238 · Filed Apr 24, 1997 · Closed Nov 3, 1997

Role of David Gustafson: Debtor · Outcome: Case closed 1997-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (IL)

DAVID A GUSTAFSON and BEVERLY J GUSTAFSON closed

United States Bankruptcy Court, D. Minnesota · No. 96-47631 · Filed Nov 27, 1996 · Closed Aug 30, 2000

Role of DAVID A GUSTAFSON and BEVERLY J GUSTAFSON: Debtor · Outcome: Case closed 2000-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in MN (not a filing state)

David C. Gustafson and Susan P. Gustafson closed

United States Bankruptcy Court, D. Massachusetts · No. 96-43100 · Filed Jun 7, 1996 · Closed Sep 20, 1996

Role of David C. Gustafson and Susan P. Gustafson: Debtor · Outcome: Case closed 1996-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)

DAVID L GUSTAFSON closed

United States Bankruptcy Court, D. Minnesota · No. 95-44449 · Filed Aug 22, 1995 · Closed Jan 23, 1996

Role of DAVID L GUSTAFSON: Debtor · Outcome: Case closed 1996-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in MN (not a filing state)

David M. Gustafson and Adrienne Gustafson closed

United States Bankruptcy Court, D. Massachusetts · No. 95-12400 · Filed Apr 7, 1995 · Closed Jul 17, 1995

Role of David M. Gustafson and Adrienne Gustafson: Debtor · Outcome: Case closed 1995-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)

DAVID R GUSTAFSON and NANCY GUSTAFSON closed

United States Bankruptcy Court, D. Minnesota · No. 95-50052 · Filed Feb 3, 1995 · Closed Jun 13, 1995

Role of DAVID R GUSTAFSON and NANCY GUSTAFSON: Debtor · Outcome: Case closed 1995-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in MN (not a filing state)

David Gustafson and Nanette Gustafson closed

United States Bankruptcy Court, M.D. Georgia · No. 92-30974 · Filed Sep 10, 1992 · Closed May 14, 1996

Role of David Gustafson and Nanette Gustafson: Debtor · Outcome: Case closed 1996-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)

DAVID R GUSTAFSON closed

United States Bankruptcy Court, D. Minnesota · No. 92-45902 · Filed Aug 28, 1992 · Closed Feb 8, 1993

Role of DAVID R GUSTAFSON: Debtor · Outcome: Case closed 1993-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in MN (not a filing state)

DAVID J GUSTAFSON closed

United States Bankruptcy Court, D. Minnesota · No. 92-42713 · Filed Apr 10, 1992 · Closed Sep 17, 1997

Role of DAVID J GUSTAFSON: Debtor · Outcome: Case closed 1997-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in MN (not a filing state)

David P. Gustafson closed

United States Bankruptcy Court, M.D. Florida · No. 8:92-bk-03639 · Filed Mar 18, 1992 · Closed Aug 28, 1992

Role of David P. Gustafson: Debtor · Outcome: Case closed 1992-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)

DAVID L GUSTAFSON and RUTH P GUSTAFSON closed

United States Bankruptcy Court, E.D. Washington · No. 90-02715 · Filed Sep 13, 1990 · Closed Nov 21, 1995

Role of DAVID L GUSTAFSON and RUTH P GUSTAFSON: Debtor · Outcome: Case closed 1995-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:04 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for David Gustafson (compared 3 filings on Oct 24, 2026)

Note · Dec 13, 2013 – Mar 9, 2017

David Gustafson is written 2 different ways on the filings

listed as "David Gustafson" on 2 filings (from Dec 13, 2013), and "David R. Gustafson" on the Mar 9, 2017 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Dec 13, 2013 ↗Form D · Mar 9, 2017 ↗David Gustafson — PartnerFacts page ↗

Sources

Note · Dec 13, 2013 – Mar 9, 2017

Reported revenue range changed between filings — Mattersight Corp

"$25,000,001 - $100,000,000" (Dec 13, 2013); then "Decline to Disclose" (Mar 9, 2017).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Dec 13, 2013 ↗Form D · Mar 9, 2017 ↗Mattersight Corp — PartnerFacts page ↗

Sources

Form D · Dec 13, 2013 ↗ (Dec 13, 2013)
Form D · Mar 9, 2017 ↗ (Mar 9, 2017)
Mattersight Corp — PartnerFacts page ↗ (Mar 9, 2017)

Note · Dec 4, 2024 – Dec 5, 2024

Same name, different state: "David Gustafson" (CA) is a separate record

This page covers filings where the address state is IL. A separate record, "David Gustafson" with address state CA, is listed on 2 filings — most recently by SPP CREDIT OPPORTUNITIES FUND SERIES I LP (Dec 5, 2024). The two records do not overlap in time: this page runs Dec 13, 2013 to Jul 31, 2014; the other runs Dec 4, 2024 to Dec 5, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Gustafson (CA) — PartnerFacts page ↗Form D · Dec 5, 2024 ↗SPP CREDIT OPPORTUNITIES FUND SERIES I LP — PartnerFacts page ↗David Gustafson (IL) — this page ↗

Sources

David Gustafson (CA) — PartnerFacts page ↗ (Dec 5, 2024)
Form D · Dec 5, 2024 ↗ (Dec 5, 2024)
SPP CREDIT OPPORTUNITIES FUND SERIES I LP — PartnerFacts page ↗ (Dec 5, 2024)
David Gustafson (IL) — this page ↗ (Jul 31, 2014)

Note · Feb 7, 2017 – Apr 5, 2022

Same name, different state: "David John Gustafson" (CA) is a separate record

This page covers filings where the address state is IL. A separate record, "David John Gustafson" with address state CA, is listed on 3 filings — most recently by Sansome Lathrop MHP LP (Apr 5, 2022). The two records do not overlap in time: this page runs Dec 13, 2013 to Jul 31, 2014; the other runs Feb 7, 2017 to Apr 5, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David John Gustafson (CA) — PartnerFacts page ↗Form D · Apr 5, 2022 ↗Sansome Lathrop MHP LP — PartnerFacts page ↗David Gustafson (IL) — this page ↗

Sources

David John Gustafson (CA) — PartnerFacts page ↗ (Apr 5, 2022)
Form D · Apr 5, 2022 ↗ (Apr 5, 2022)
Sansome Lathrop MHP LP — PartnerFacts page ↗ (Apr 5, 2022)
David Gustafson (IL) — this page ↗ (Jul 31, 2014)

Note · May 29, 2014 – Jul 27, 2015

Same name, different state: "David W. Gustafson" (AZ) is a separate record

This page covers filings where the address state is IL. A separate record, "David W. Gustafson" with address state AZ, is listed on 2 filings — most recently by Opedix, LLC (Jul 27, 2015). Both records have filings in the same period (May 29, 2014 to Jul 31, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David W. Gustafson (AZ) — PartnerFacts page ↗Form D · Jul 27, 2015 ↗Opedix, LLC — PartnerFacts page ↗David Gustafson (IL) — this page ↗

Sources

David W. Gustafson (AZ) — PartnerFacts page ↗ (Jul 27, 2015)
Form D · Jul 27, 2015 ↗ (Jul 27, 2015)
Opedix, LLC — PartnerFacts page ↗ (Jul 27, 2015)
David Gustafson (IL) — this page ↗ (Jul 31, 2014)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 3 offerings report sales commissions totalling $2,169,050; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Mar 9, 2017 D Mattersight Corp File 021-282211	$1,073,100	$0	$0	Craig-Hallum Capital Group LLC BrokerCheck CRD 121395 ↗	EDGAR ↗
Jul 31, 2014 D Mattersight Corp File 021-222054	$825,950 (est.)	$0	$0	Craig-Hallum Capital Group LLC BrokerCheck CRD 121395 ↗	EDGAR ↗
Dec 13, 2013 D Mattersight Corp File 021-207956	$270,000 (est.)	$0	$0	Craig-Hallum Capital Group LLC BrokerCheck CRD 121395 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named David Gustafson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

Mattersight Corp

Chicago, IL · Dec 13, 2013 → Mar 9, 2017 · 3 filings

Mar 9, 2017 · D · $16,029,561 sold of $16,029,561 · 34 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Jul 31, 2014 · D · $11,999,999 sold of $11,999,999 · 26 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Dec 13, 2013 · D · $6,000,002 sold of $6,000,002 · 31 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $16M from 34 investors (100% of the $16M target) as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

David John Gustafson — CA, 3 issuers, Feb 7, 2017 → Apr 5, 2022 · no shared issuer
David Gustafson — CA, 2 issuers, Dec 4, 2024 → Dec 5, 2024 · no shared issuer
David W. Gustafson — AZ, 1 issuer, May 29, 2014 → Jul 27, 2015 · no shared issuer

People around David 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

John T. Kohler

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Gustafson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Philip Dur

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Gustafson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Christopher Danson

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as David Gustafson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John Staley

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Gustafson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Tench Coxe

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Gustafson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David B. Mullen

Director, Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as David Gustafson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Henry J. Feinberg

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David Gustafson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kelly D. Conway

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as David Gustafson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Murray

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Gustafson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Mark Iserloth

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Gustafson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Christine Carsen

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David Gustafson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Richard M. Dresden

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Gustafson. Their page shows their other deals.

The team behind the deals

Same business address

51 other issuers file from the same address (first 50 shown)

CalPearlmark Fund, L.P. Chicago, IL · 2026
Pearlmark Mezzanine Realty Partners VI-WS, L.P. Chicago, IL · 2026
Marathon Capital, LLC Chicago, IL · 2022
Pearlmark Mezzanine Realty Partners REIT VI, L.L.C. Chicago, IL · 2026
Focus SH III R LLC Chicago, IL · 2025
Focus SH II R Long Island LLC Chicago, IL · 2025
Focus SH II R Carillon LLC Chicago, IL · 2025
IRD Holdings Corp. Chicago, IL · 2022
Focus Senior Housing Fund III LP Chicago, IL · 2025
PEARLMARK MEZZANINE REALTY PARTNERS VI, L.P. Chicago, IL · 2024
PEARLMARK MEZZANINE REALTY PARTNERS VI FEEDER REIT, L.L.C. Chicago, IL · 2024
FSHF II Co-Investment D LP Chicago, IL · 2025
FSHF II Co-Investment C LP Chicago, IL · 2025
FSHF II Co-Investment B LP Chicago, IL · 2025
FSHF II Co-Investment A LP Chicago, IL · 2025
PEARLMARK EQUITY PARTNERS II-PL, L.P. Chicago, IL · 2023
PEARLMARK EQUITY PARTNERS II, L.P. Chicago, IL · 2023
PEARLMARK MEZZANINE REALTY PARTNERS VI-PL, L.P. Chicago, IL · 2024
Focus SH II REIT Chicago, IL · 2024
PEARLMARK MEZZANINE REALTY PARTNERS VI-LFG, L.P. Chicago, IL · 2024
PEARLMARK EQUITY PARTNERS II-B, L.L.C. Chicago, IL · 2024
Cornelius Capital Family Fund VI, LP Chicago, IL · 2024
Cornelius Capital General Fund VI, LP Chicago, IL · 2024
Cornelius Capital Venture Fund VI, LP Chicago, IL · 2024
Focus Senior Housing Fund II LP Chicago, IL · 2022
Red Arts Capital Opportunity Fund I, L.P. Chicago, IL · 2021
PEARLMARK MEZZANINE REALTY PARTNERS V, L.P. Chicago, IL · 2021
PEARLMARK MEZZANINE REALTY PARTNERS V-WS, L.P. Chicago, IL · 2021
PP III Continuation Fund, L.P. Chicago, IL · 2021
Cornelius Capital Family Fund V, LP Chicago, IL · 2021
Cornelius Capital Venture Fund V, LP Chicago, IL · 2021
Cornelius Capital General Fund V, LP Chicago, IL · 2021
HDAM Fund, LP Chicago, IL · 2021
FWB Financial, Inc. Chicago, IL · 2019
PEP Pleasant Creek, L.L.C. Chicago, IL · 2019
Pareto Labs, LLC Chicago, IL · 2019
Cornelius Capital General Fund IIIb, LP Chicago, IL · 2018
HCS Family Fund III, LP Chicago, IL · 2018
Cornelius Capital Venture Fund III, LP Chicago, IL · 2018
Cornelius Capital Resources Fund III, LP Chicago, IL · 2018
Cornelius Capital Real Estate Fund III, LP Chicago, IL · 2018
Cornelius Capital General Fund III, LP Chicago, IL · 2018
Focus Senior Housing Fund I LP Chicago, IL · 2017
Focus SH I REIT Chicago, IL · 2017
Ridge Bartlett Partners II, LLC Chicago, IL · 2017
Pearlmark Mezzanine Realty Partners IV, L.P. Chicago, IL · 2015
Seyen Capital I, L.P. Chicago, IL · 2017
RidgePort Partners Operator II, LLC Chicago, IL · 2017
ENERGY DISTRIBUTION PARTNERS HOLDINGS, L.P. Chicago, IL · 2016
All Glass & Windows Holdings, Inc. Chicago, IL · 2016

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 3 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to David Gustafson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — 1 issuer has property records: Mattersight Corp (3).

Public profiles and social

Websites and social links of the issuers David Gustafson is listed on: none on file. No website or social profile named in Mattersight Corp's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #274,362 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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David Gustafson

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

David Gustafson is written 2 different ways on the filings

Reported revenue range changed between filings — Mattersight Corp

Same name, different state: "David Gustafson" (CA) is a separate record

Same name, different state: "David John Gustafson" (CA) is a separate record

Same name, different state: "David W. Gustafson" (AZ) is a separate record

5. Money to insiders

Deals 1

People around David 12

The team behind the deals

51 other issuers file from the same address (first 50 shown)

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person