PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:50 AM ET

Sponsor Check › Person

DG
No photo found yet (own website and image search run after this page is viewed)

David Goone

Named as an officer, director or promoter on SEC Form D filings · GA, NY, IL · Apr 10, 2018 → Mar 24, 2023

5deals (issuers)
$2.38Breported sold
195investors
14Form D filings
2018–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:42 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Goone is listed as an executive officer and director on 14 SEC Form D filings by 5 issuers between Nov 2011 and May 2026: Intercontinental Exchange, Inc. (Atlanta, GA — other banking and financial services — 2015; $1.67B reported sold to 143 investors), INTERCONTINENTALEXCHANGE INC (Atlanta, GA — other banking and financial services — 2011; $400M reported sold to 33 investors), BAKKT Holdings, LLC (Atlanta, GA — other banking and financial services — 2019; $300M reported sold to 12 investors), Rua Diagnostics Inc. (Westbury, NY — other health care — 2026; $3.65M reported sold to 5 investors) and OPTIONS CLEARING CORP (Chicago, IL — industry reported as "Other" — 2014–2023; $740K reported sold to 2 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $2.38B sold in total.

Listed alongside Alice Patricia White (10 shared filings), Craig S. Donohue (10 shared filings), Meyer S. Frucher (10 shared filings), Richard R. Lindsey (10 shared filings), Thomas R. Cardello (9 shared filings) and 118 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuers belong to 2 sponsor groups: Bakkt (2 issuers, $325M reported sold, 2019–2025) and Korr (11 issuers, $4.65M reported sold, 2015–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 14 public filings for David Goone and found 8 differences, 5 worth asking the sponsor about: Regulator action naming a team member: Intercontinental Exchange Inc., et al. (May 22, 2024); Regulator action naming a team member: The Options Clearing Corporation (Feb 16, 2023); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Goone has not run yet — it is #6,599 of 61,735 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 721 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:42 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Goone..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:42 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for David Goone — 5 worth asking about (compared 14 filings on Oct 24, 2026)

Worth asking · May 22, 2024

Regulator action naming a team member: Intercontinental Exchange Inc., et al. (May 22, 2024)

A ap release dated May 22, 2024 names Intercontinental Exchange, Inc. (related issuer). Our match estimate: 90%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Intercontinental Exchange Inc., et al. ↗Intercontinental Exchange, Inc. — PartnerFacts page ↗
Sources
Worth asking · Feb 16, 2023

Regulator action naming a team member: The Options Clearing Corporation (Feb 16, 2023)

A ap release dated Feb 16, 2023 names OPTIONS CLEARING CORP (related issuer). Our match estimate: 90%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

The Options Clearing Corporation ↗OPTIONS CLEARING CORP — PartnerFacts page ↗
Sources
Worth asking · Sep 4, 2019

Regulator action naming a team member: The Options Clearing Corporation (Sep 4, 2019)

A ap release dated Sep 4, 2019 names OPTIONS CLEARING CORP (related issuer). Our match estimate: 90%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

The Options Clearing Corporation ↗OPTIONS CLEARING CORP — PartnerFacts page ↗
Sources
Worth asking · Apr 25, 2014 – Mar 24, 2023

Form D filed 3,255 days after the first sale — OPTIONS CLEARING CORP

The filing says the first sale was Apr 25, 2014. The Form D was filed Mar 24, 2023 — 3,255 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3,240 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Mar 24, 2023 ↗OPTIONS CLEARING CORP — PartnerFacts page ↗
Sources
Note · Apr 25, 2014 – Apr 7, 2022

No amendment in the last 12 months on an offering that may still be open — OPTIONS CLEARING CORP (latest filing Apr 7, 2022)

The latest filing for this offering is dated Apr 7, 2022 (first sale Apr 25, 2014). It reports $740,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Apr 7, 2022 ↗OPTIONS CLEARING CORP — PartnerFacts page ↗
Sources
Worth asking · Mar 24, 2023 – Mar 19, 2024

David Goone is no longer listed on the Mar 19, 2024 amendment — OPTIONS CLEARING CORP

David Goone appears on the Mar 24, 2023 Form D (director) but not on the Mar 19, 2024 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Mar 24, 2023 ↗Form D/A · Mar 19, 2024 ↗David Goone — PartnerFacts page ↗OPTIONS CLEARING CORP — PartnerFacts page ↗
Sources
Note · Nov 15, 2011 – Apr 10, 2014

David Goone is written 2 different ways on the filings

listed as "David S. Goone" on 2 filings (from Nov 15, 2011), and "David Goone" on 12 filings (from Apr 10, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Nov 15, 2011 ↗Form D · Apr 10, 2014 ↗David Goone — PartnerFacts page ↗
Sources
Note · Nov 15, 2011 – May 27, 2026

David Goone is listed with 3 different address states: GA, NY, IL

GA on 3 filings (Nov 15, 2011 to Jan 2, 2019); NY on 5 filings (Apr 10, 2014 to May 27, 2026); IL on 6 filings (Apr 10, 2018 to Mar 24, 2023).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Nov 15, 2011 ↗Form D · Apr 10, 2014 ↗Form D/A · Apr 10, 2018 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 6 offerings reports sales commissions totalling $650,000; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 27, 2026 D
Rua Diagnostics Inc.
File 021-585348
$0$0$0None no CRD number reportedEDGAR ↗
Mar 24, 2023 D
OPTIONS CLEARING CORP
File 021-476866
$0$0$0
OCC will not receive any proceeds from the OTC Options. OCC charges clearing fees with respect to the OTC Options and no such fees will be paid to any of OCC's executive officers, directors or promoters.
N/A no CRD number reportedEDGAR ↗
Apr 7, 2022 D/A
OPTIONS CLEARING CORP
File 021-215337
$0$0$0
OCC will not receive any proceeds from the OTC Options. OCC charges clearing fees with respect to the OTC Options and no such fees will be paid to any of OCC's executive officers, directors or promoters.
None listed on this filingEDGAR ↗
Jan 2, 2019 D
BAKKT Holdings, LLC
File 021-329378
$0$0$0None listed on this filingEDGAR ↗
Dec 23, 2015 D
Intercontinental Exchange, Inc.
File 021-253807
$0$0$0
Proceeds have been used to acquire 100% of the capital stock of Interactive Data Holdings Corporation.
None listed on this filingEDGAR ↗
Nov 15, 2011 D
INTERCONTINENTALEXCHANGE INC
File 021-168748
$650,000$0$0WellsFargo Securities, LLC BrokerCheck CRD 126292 ↗
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
MITSUBISHI UFJ SECURITIES (USA), INC. BrokerCheck CRD 19685 ↗		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named David Goone on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RD
Other Health Care · group: Korr

Rua Diagnostics Inc.

Westbury, NY · May 27, 2026
  • May 27, 2026 · D · $3,650,000 sold of $3,650,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.65M from 5 investors (100% of the $3.65M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OC
Other

OPTIONS CLEARING CORP

Chicago, IL · Apr 10, 2014 → Mar 24, 2023 · 10 filings
  • Mar 24, 2023 · D · $740,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 7, 2022 · D/A · $740,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 7, 2021 · D/A · $740,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 10, 2020 · D/A · $740,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 10, 2019 · D/A · $740,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 10, 2018 · D/A · $740,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 10, 2017 · D/A · $740,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 8, 2016 · D/A · $740,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 10, 2015 · D/A · $740,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 10, 2014 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $740K from 2 investors as of the latest filing. David is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(c) (1,881 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Other Technology · group: Bakkt

BAKKT Holdings, LLC

Atlanta, GA · Jan 2, 2019
  • Jan 2, 2019 · D · $182,500,000 sold of $182,500,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $300M from 12 investors (100% of the $182.5M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IE
Other Banking and Financial Services

Intercontinental Exchange, Inc.

Atlanta, GA · Dec 23, 2015
  • Dec 23, 2015 · D · $1,673,530,533 sold of $1,673,530,533 · 143 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.67B from 143 investors (100% of the $1.67B target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(c) (675 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

I
Other Banking and Financial Services

INTERCONTINENTALEXCHANGE INC

Atlanta, GA · Nov 15, 2011
  • Nov 15, 2011 · D · $400,000,000 sold of $400,000,000 · 33 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $400M from 33 investors (100% of the $400M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around David 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Meyer S. Frucher

Director · 10 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Goone. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Alice Patricia White

Director · 10 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Craig S. Donohue

Director, Executive Officer · 10 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Richard R. Lindsey

Director · 10 shared filings (1 issuer) · also on 13 other issuers

Richard R. Lindsey is on 14 issuers in total — a repeat sponsor. Their page lists every one.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas R. Cardello

Director · 9 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Scot E. Warren

Executive Officer · 8 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Goone. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Litterman

Director · 8 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas A. Frank

Director · 8 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Susan E. Lester

Director · 7 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dale A. Michaels

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan B. Werts

Director · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David Goone. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph P. Kamnik

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Amy C. Shelly

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Julie W. Bauer

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

John P. Davidson, III

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mark J. Morrison

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

David A. Hoag

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel T. Busby

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

HM
No photo found yet (own website and image search run after this page is viewed)
Person

Hugo A. Mugica

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Farley

Director, Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as David Goone. Their page shows their other deals.

ET
No photo found yet (own website and image search run after this page is viewed)
Person

Edward T. Tilly

Director · 5 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

KE
No photo found yet (own website and image search run after this page is viewed)
Person

Kurt M. Eckert

Director · 5 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Christine L. Show

Director · 5 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Andrej Bolkovic

Director, Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Luparello

Director · 5 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

EK
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth K. King

Director · 5 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Amy Lawson

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Pellegini

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

WE
No photo found yet (own website and image search run after this page is viewed)
Person

William Eineke

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Paul DeMichele

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Kustusch

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

SI
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Ivey

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond J. Di Sanza

Director · 4 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin J. Kennedy

Director · 4 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

WY
No photo found yet (own website and image search run after this page is viewed)
Person

William T. Yates

Director · 4 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

VT
No photo found yet (own website and image search run after this page is viewed)
Person

Vishal Thakkar

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Carla Dawson

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Maria Chiodi

Director · 4 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Stuart M. Bourne

Director · 4 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

Susan G. O'Flynn

Director · 4 shared filings (1 issuer)

Listed on the same filings as David Goone. Their page shows their other deals.

The team behind the deals

B
Sponsor group

Bakkt

2 issuers · 3 filings · $325M reported sold · 2019–2025

One team, 2 deal companies. David Goone is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Goone.

K
Sponsor group

Korr

11 issuers · 11 filings · $4.65M reported sold · 2015–2026

One team, 11 deal companies. David Goone is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Goone.

Same business address

16 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 3 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to David Goone by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — 1 issuer has property records: OPTIONS CLEARING CORP (3).

Public profiles and social

Websites and social links of the issuers David Goone is listed on: none on file. No website or social profile named in Intercontinental Exchange, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #293,621 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Atlanta, GA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Georgia state courts — find the court ↗New York WebCivil Supreme ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Georgia Secretary of State business search ↗New York Secretary of State business search ↗Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

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