David J. Arcara is listed as an executive officer and director on 10 SEC Form D filings by 7 issuers between Aug 2011 and Jul 2021. Largest by amount reported sold: Ocrolus Inc. (New York, NY — other technology — 2019; $54.5M reported sold to 74 investors), Laconia Capital Group III L.P. (New York, NY — pooled investment fund — 2021; $11.8M reported sold to 42 investors), Laconia Capital Group II L.P. (New York, NY — pooled investment fund — 2017–2018; $10.3M reported sold to 39 investors), Laconia Ocrolus SPV II L.P. (New York, NY — pooled investment fund — 2021; $1.83M reported sold to 32 investors), Social Genius, Inc. (Palo Alto, CA — other technology — 2011; $1.32M reported sold to 39 investors) and 2 more (all listed below).
What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $80.2M sold in total.
5 of the issuers belong to the sponsor group Laconia (5 issuers, $24.3M reported sold, 2015–2021).
What this means A sponsor group is one team that sets up a new company for each deal. Laconia has 5 companies on file and $24.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 court cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 10 public filings for David J. Arcara and found 11 differences, 1 worth asking the sponsor about: Form D filed 384 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.