PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:48 AM ET

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David Allison

Named as an officer, director or promoter on SEC Form D filings · CO, CA, WA, MA · Jul 3, 2019 → Apr 1, 2021

8deals (issuers)
$174.8Mreported sold
122investors
14Form D filings
2019–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:45 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Allison is listed as a director on 14 SEC Form D filings by 8 issuers between Dec 2016 and Nov 2025. Largest by amount reported sold: Neurogastrx, Inc. (Woburn, MA — biotechnology — 2021; $60M reported sold to 10 investors), Ceterix Orthopaedics, Inc. (Fremont, CA — other health care — 2016; $31.3M reported sold to 44 investors), Soteria Biotherapeutics, Inc. (San Francisco, CA — biotechnology — 2021; $24.9M reported sold to 8 investors), IMPEL NEUROPHARMA INC (Seattle, WA — other health care — 2019–2021; $22.3M reported sold to 21 investors), Arpeggio Biosciences, Inc. (Boulder, CO — other technology — 2025; $20.2M reported sold to 28 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as director, over about 9 years. Across those companies the filings report $174.8M sold in total.

Listed alongside Aaron Royston (9 shared filings), Ali Satvat (6 shared filings), John D. Hoekman (6 shared filings), John Leaman (6 shared filings), Mahendra Shah (6 shared filings) and 38 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 62 bankruptcy cases matching the name listed in Key records below.

What this means 65 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 14 public filings for David Allison and found 5 differences, 1 worth asking the sponsor about: David Allison appears on 3 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Allison has not run yet — it is joining a line of 41,342 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 2 closed (disposition not in docket feed), 1 dismissed

In Re: David R. Allison closed
District Court, E.D. North Carolina · No. 5:13-mc-00001 · Filed Jan 11, 2013 · Closed Feb 28, 2013
Role of David R. Allison: Party · Outcome: Terminated 2013-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in NC (not a filing state)
DAVID A. ALLISON v. SAM J. CARROLL dismissed
District Court, M.D. Alabama · No. · Filed Dec 4, 1991 · Closed Feb 20, 1992 · Nature of suit: 850 Securities, Commodities, Exchange
Role of DAVID A. ALLISON: Plaintiff · Outcome: Terminated 1992-02-20 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in AL (not a filing state)
Meadows v. David Allison closed
District Court, E.D. Texas · No. 4:89-cv-00162 · Filed Jun 26, 1989 · Closed Oct 31, 1989
Role of David Allison: Defendant · Outcome: Terminated 1989-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in TX (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Allison..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

62 cases: 2 open, 60 closed (disposition not in docket feed)

David L Allison open
United States Bankruptcy Court, D. South Carolina · No. 26-01749 · Filed Apr 22, 2026
Role of David L Allison: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in SC (not a filing state)
David Allison and Maria Allison closed
United States Bankruptcy Court, S.D. California · No. 24-02486 · Filed Jun 30, 2024 · Closed Feb 10, 2025
Role of David Allison and Maria Allison: Debtor · Outcome: Case closed 2025-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in the person's filing state (CA)
David A Allison closed
United States Bankruptcy Court, S.D. Iowa · No. 23-01092 · Filed Aug 25, 2023 · Closed Nov 22, 2023
Role of David A Allison: Debtor · Outcome: Case closed 2023-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in IA (not a filing state)
David J. Allison and Allison A. Allison closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 20-22126 · Filed Jul 15, 2020 · Closed Nov 18, 2020
Role of David J. Allison and Allison A. Allison: Debtor · Outcome: Case closed 2020-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in PA (not a filing state)
David A. Allison closed
United States Bankruptcy Court, M.D. Georgia · No. 18-41266 · Filed Dec 31, 2018 · Closed Sep 22, 2020
Role of David A. Allison: Debtor · Outcome: Case closed 2020-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in GA (not a filing state)
David Allison and Kathy M Allison open
United States Bankruptcy Court, N.D. Illinois · No. 17-30057 · Filed Oct 6, 2017
Role of David Allison and Kathy M Allison: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in IL (not a filing state)
David M. Allison and Pauline M. Allison closed
United States Bankruptcy Court, D. Massachusetts · No. 15-13391 · Filed Aug 28, 2015 · Closed Apr 9, 2018
Role of David M. Allison and Pauline M. Allison: Debtor · Outcome: Case closed 2018-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in the person's filing state (MA)
David L. Allison closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 13-22611 · Filed Jun 19, 2013 · Closed Feb 4, 2016
Role of David L. Allison: Debtor · Outcome: Case closed 2016-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in PA (not a filing state)
David R. Allison closed
United States Bankruptcy Court, E.D. North Carolina · No. 11-04728 · Filed Jun 17, 2011 · Closed May 15, 2019
Role of David R. Allison: Debtor · Outcome: Case closed 2019-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in NC (not a filing state)
David M Allison closed
United States Bankruptcy Court, D. Colorado · No. 11-17646 · Filed Apr 7, 2011 · Closed Apr 7, 2017
Role of David M Allison: Debtor · Outcome: Case closed 2017-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in the person's filing state (CO)
David Allison closed
United States Bankruptcy Court, N.D. Illinois · No. 11-11454 · Filed Mar 18, 2011 · Closed Jun 23, 2011
Role of David Allison: Debtor · Outcome: Case closed 2011-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in IL (not a filing state)
David A. Allison and Lynn M. Marziale closed
United States Bankruptcy Court, E.D. New York · No. 1-10-48754 · Filed Sep 16, 2010 · Closed Jan 28, 2011
Role of David A. Allison and Lynn M. Marziale: Debtor · Outcome: Case closed 2011-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in NY (not a filing state)
David R Allison closed
United States Bankruptcy Court, D. Oregon · No. 10-38815 · Filed Sep 15, 2010 · Closed Dec 20, 2010
Role of David R Allison: Debtor · Outcome: Case closed 2010-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in OR (not a filing state)
David B. Allison closed
United States Bankruptcy Court, D. Massachusetts · No. 10-19705 · Filed Sep 4, 2010 · Closed Feb 8, 2016
Role of David B. Allison: Debtor · Outcome: Case closed 2016-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in the person's filing state (MA)
David P. Allison closed
United States Bankruptcy Court, M.D. Georgia · No. 10-51170 · Filed Apr 15, 2010 · Closed Sep 24, 2013
Role of David P. Allison: Debtor · Outcome: Case closed 2013-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in GA (not a filing state)
David S. Allison closed
United States Bankruptcy Court, M.D. Florida · No. 6:10-bk-01400 · Filed Jan 29, 2010 · Closed May 12, 2010
Role of David S. Allison: Debtor · Outcome: Case closed 2010-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in FL (not a filing state)
David A Allison and Jeanne M Allison closed
United States Bankruptcy Court, S.D. Iowa · No. 09-04252 · Filed Aug 31, 2009 · Closed Feb 2, 2011
Role of David A Allison and Jeanne M Allison: Debtor · Outcome: Case closed 2011-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in IA (not a filing state)
DAVID R. Allison and Twilla G. Allison closed
United States Bankruptcy Court, E.D. Oklahoma · No. 09-80986 · Filed Jun 23, 2009 · Closed Oct 22, 2009
Role of DAVID R. Allison and Twilla G. Allison: Debtor · Outcome: Case closed 2009-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in OK (not a filing state)
David B. Allison closed
United States Bankruptcy Court, N.D. California · No. 09-31290 · Filed May 14, 2009 · Closed Aug 31, 2009
Role of David B. Allison: Debtor · Outcome: Case closed 2009-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in the person's filing state (CA)
David M Allison closed
United States Bankruptcy Court, N.D. Ohio · No. 09-41608 · Filed May 5, 2009 · Closed Feb 11, 2010
Role of David M Allison: Debtor · Outcome: Case closed 2010-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in OH (not a filing state)
David M. Allison closed
United States Bankruptcy Court, W.D. Michigan · No. 09-02046 · Filed Feb 26, 2009 · Closed Aug 11, 2009
Role of David M. Allison: Debtor · Outcome: Case closed 2009-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in MI (not a filing state)
David S. Allison and Beverly L. Allison closed
United States Bankruptcy Court, S.D. Ohio · No. 3:09-bk-30238 · Filed Jan 20, 2009 · Closed Jun 18, 2014
Role of David S. Allison and Beverly L. Allison: Debtor · Outcome: Case closed 2014-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in OH (not a filing state)
David M Allison and Lorena B Allison closed
United States Bankruptcy Court, D. Colorado · No. 08-23891 · Filed Sep 10, 2008 · Closed Jun 15, 2010
Role of David M Allison and Lorena B Allison: Debtor · Outcome: Case closed 2010-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in the person's filing state (CO)
David E Allison and Kellie K Bjorum closed
United States Bankruptcy Court, W.D. Washington · No. 08-44364 · Filed Aug 30, 2008 · Closed Dec 4, 2008
Role of David E Allison and Kellie K Bjorum: Debtor · Outcome: Case closed 2008-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in the person's filing state (WA)
David L Allison and Melody G Allison closed
United States Bankruptcy Court, M.D. Florida · No. 6:08-bk-07724 · Filed Aug 29, 2008 · Closed Oct 16, 2009
Role of David L Allison and Melody G Allison: Debtor · Outcome: Case closed 2009-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in FL (not a filing state)
David Allison and Ann v. Allison closed
United States Bankruptcy Court, D. Massachusetts · No. 08-15326 · Filed Jul 21, 2008 · Closed Nov 12, 2008
Role of David Allison and Ann: Plaintiff · Outcome: Case closed 2008-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in the person's filing state (MA)
David B. Allison closed
United States Bankruptcy Court, E.D. Tennessee · No. 4:07-bk-13939 · Filed Sep 19, 2007 · Closed Feb 27, 2008
Role of David B. Allison: Debtor · Outcome: Case closed 2008-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in TN (not a filing state)
David L Allison and Charlotte E Allison closed
United States Bankruptcy Court, W.D. New York · No. 2-07-21269 · Filed May 17, 2007 · Closed May 4, 2011
Role of David L Allison and Charlotte E Allison: Debtor · Outcome: Case closed 2011-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in NY (not a filing state)
David B. Allison and Mary Helen Allison closed
United States Bankruptcy Court, D. New Mexico · No. 06-11901 · Filed Oct 18, 2006 · Closed Feb 7, 2007
Role of David B. Allison and Mary Helen Allison: Debtor · Outcome: Case closed 2007-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in NM (not a filing state)
David J Allison and Connie F Allison closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:05-bk-09047 · Filed Oct 14, 2005 · Closed Aug 22, 2006
Role of David J Allison and Connie F Allison: Debtor · Outcome: Case closed 2006-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in PA (not a filing state)
David L Allison closed
United States Bankruptcy Court, M.D. Florida · No. 8:05-bk-01058 · Filed Jan 20, 2005 · Closed Apr 29, 2005
Role of David L Allison: Debtor · Outcome: Case closed 2005-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in FL (not a filing state)
David R Allison closed
United States Bankruptcy Court, N.D. Oklahoma · No. 04-15239 · Filed Sep 7, 2004 · Closed Dec 2, 2008
Role of David R Allison: Debtor · Outcome: Case closed 2008-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in OK (not a filing state)
David Allison closed
United States Bankruptcy Court, S.D. New York · No. 04-14401 · Filed Jun 28, 2004 · Closed Oct 29, 2004
Role of David Allison: Debtor · Outcome: Case closed 2004-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in NY (not a filing state)
David L. Allison closed
United States Bankruptcy Court, N.D. Ohio · No. 04-41701 · Filed Apr 13, 2004 · Closed Aug 9, 2004
Role of David L. Allison: Debtor · Outcome: Case closed 2004-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in OH (not a filing state)
David W. Allison and Kimberly A. Allison closed
United States Bankruptcy Court, S.D. Ohio · No. 3:04-bk-31405 · Filed Feb 24, 2004 · Closed Jul 14, 2004
Role of David W. Allison and Kimberly A. Allison: Debtor · Outcome: Case closed 2004-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in OH (not a filing state)
David G Allison and Shelia M Allison closed
United States Bankruptcy Court, S.D. Ohio · No. 3:03-bk-35313 · Filed Jun 18, 2003 · Closed May 26, 2006
Role of David G Allison and Shelia M Allison: Debtor · Outcome: Case closed 2006-05-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in OH (not a filing state)
David Allison closed
United States Bankruptcy Court, M.D. Georgia · No. 03-50425 · Filed Jan 29, 2003 · Closed May 14, 2003
Role of David Allison: Debtor · Outcome: Case closed 2003-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in GA (not a filing state)
DAVID S ALLISON closed
United States Bankruptcy Court, D. Minnesota · No. 02-55510 · Filed Oct 21, 2002 · Closed Jan 28, 2003
Role of DAVID S ALLISON: Debtor · Outcome: Case closed 2003-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in MN (not a filing state)
David G. Allison closed
United States Bankruptcy Court, E.D. California · No. 02-93657 · Filed Oct 1, 2002 · Closed Jan 14, 2003
Role of David G. Allison: Debtor · Outcome: Case closed 2003-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in the person's filing state (CA)
David M. Allison closed
United States Bankruptcy Court, D. Massachusetts · No. 02-15830 · Filed Aug 13, 2002 · Closed Dec 20, 2002
Role of David M. Allison: Debtor · Outcome: Case closed 2002-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in the person's filing state (MA)
DAVID M ALLISON closed
United States Bankruptcy Court, E.D. Washington · No. 02-03736 · Filed May 7, 2002 · Closed Aug 14, 2002
Role of DAVID M ALLISON: Debtor · Outcome: Case closed 2002-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in the person's filing state (WA)
David P. Allison closed
United States Bankruptcy Court, E.D. Virginia · No. 01-81745 · Filed Dec 20, 2001 · Closed Jun 5, 2002
Role of David P. Allison: Debtor · Outcome: Case closed 2002-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in VA (not a filing state)
David Allison closed
United States Bankruptcy Court, N.D. Illinois · No. 01-44060 · Filed Dec 14, 2001 · Closed May 25, 2002
Role of David Allison: Debtor · Outcome: Case closed 2002-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in IL (not a filing state)
David P. Allison closed
United States Bankruptcy Court, E.D. Tennessee · No. 3:01-bk-33963 · Filed Aug 14, 2001 · Closed Feb 14, 2002
Role of David P. Allison: Debtor · Outcome: Case closed 2002-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in TN (not a filing state)
DAVID M ALLISON and MINDEE K ALLISON closed
United States Bankruptcy Court, E.D. Washington · No. 01-04917 · Filed Jun 14, 2001 · Closed May 21, 2002
Role of DAVID M ALLISON and MINDEE K ALLISON: Debtor · Outcome: Case closed 2002-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in the person's filing state (WA)
David B. Allison and Hope E. Allison closed
United States Bankruptcy Court, N.D. West Virginia · No. 5:99-bk-52723 · Filed Nov 3, 1999 · Closed Feb 10, 2000
Role of David B. Allison and Hope E. Allison: Debtor · Outcome: Case closed 2000-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in WV (not a filing state)
David L. Allison and Robin J. Allison closed
United States Bankruptcy Court, D. South Carolina · No. 98-04840 · Filed Jun 5, 1998 · Closed Nov 2, 2000
Role of David L. Allison and Robin J. Allison: Debtor · Outcome: Case closed 2000-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in SC (not a filing state)
David G. Allison and Beverly J. Allison closed
United States Bankruptcy Court, D. Oregon · No. 98-63017 · Filed May 22, 1998 · Closed Aug 21, 1998
Role of David G. Allison and Beverly J. Allison: Debtor · Outcome: Case closed 1998-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in OR (not a filing state)
David R. Allison closed
United States Bankruptcy Court, W.D. Arkansas · No. 1:98-bk-11135 · Filed Mar 6, 1998 · Closed Jul 27, 1998
Role of David R. Allison: Debtor · Outcome: Case closed 1998-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in AR (not a filing state)
David L. Allison and Eteri G. Allison closed
United States Bankruptcy Court, M.D. Florida · No. 8:97-bk-11245 · Filed Jul 10, 1997 · Closed Nov 17, 1997
Role of David L. Allison and Eteri G. Allison: Debtor · Outcome: Case closed 1997-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in FL (not a filing state)
David L. Allison closed
United States Bankruptcy Court, M.D. Florida · No. 6:96-bk-07501 · Filed Nov 14, 1996 · Closed Mar 21, 1997
Role of David L. Allison: Debtor · Outcome: Case closed 1997-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in FL (not a filing state)
David Allison and Linda Allison closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:96-bk-40211 · Filed Jan 18, 1996 · Closed Jun 18, 1997
Role of David Allison and Linda Allison: Debtor · Outcome: Case closed 1997-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in AR (not a filing state)
DAVID L ALLISON and BRENDA L ALLISON closed
United States Bankruptcy Court, E.D. Washington · No. 95-01202 · Filed Apr 25, 1995 · Closed Aug 17, 1995
Role of DAVID L ALLISON and BRENDA L ALLISON: Debtor · Outcome: Case closed 1995-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in the person's filing state (WA)
David C. Allison and Dorrie A. Allison closed
United States Bankruptcy Court, D. Massachusetts · No. 95-41143 · Filed Mar 16, 1995 · Closed Jul 7, 1995
Role of David C. Allison and Dorrie A. Allison: Debtor · Outcome: Case closed 1995-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in the person's filing state (MA)
David Allison and Janet Allison closed
United States Bankruptcy Court, E.D. Tennessee · No. 3:95-bk-30520 · Filed Mar 7, 1995 · Closed Jul 6, 1995
Role of David Allison and Janet Allison: Debtor · Outcome: Case closed 1995-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in TN (not a filing state)
Signet Bank/Virginia v. David C. Allison closed
United States Bankruptcy Court, W.D. Virginia · No. 93-00080 · Filed Nov 15, 1993 · Closed Mar 23, 1994
Role of David C. Allison: Defendant · Outcome: Case closed 1994-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in VA (not a filing state)
David C. Allison closed
United States Bankruptcy Court, W.D. Virginia · No. 93-01225 · Filed Aug 5, 1993 · Closed Apr 6, 1994
Role of David C. Allison: Debtor · Outcome: Case closed 1994-04-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in VA (not a filing state)
David Allison closed
United States Bankruptcy Court, N.D. California · No. 92-50830 · Filed Feb 7, 1992 · Closed Jul 30, 1996
Role of David Allison: Debtor · Outcome: Case closed 1996-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in the person's filing state (CA)
David P Allison and Linda L Allison closed
United States Bankruptcy Court, C.D. California · No. 1:91-bk-10980 · Filed Dec 3, 1991 · Closed Dec 3, 1991
Role of David P Allison and Linda L Allison: Debtor · Outcome: Case closed 1991-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in the person's filing state (CA)
DAVID B. ALLISON closed
United States Bankruptcy Court, S.D. Mississippi · No. 90-01671 · Filed May 22, 1990 · Closed Aug 29, 1990
Role of DAVID B. ALLISON: Debtor · Outcome: Case closed 1990-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in MS (not a filing state)
DAVID L ALLISON and JOYCE M ALLISON closed
United States Bankruptcy Court, E.D. Washington · No. 88-03852 · Filed Nov 18, 1988 · Closed Jun 13, 1990
Role of DAVID L ALLISON and JOYCE M ALLISON: Debtor · Outcome: Case closed 1990-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in the person's filing state (WA)
David Allison and Kathy M Allison closed
United States Bankruptcy Court, N.D. Illinois · No. 87-07305 · Filed May 18, 1987 · Closed Feb 12, 1993
Role of David Allison and Kathy M Allison: Debtor · Outcome: Case closed 1993-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for David Allison — 1 worth asking about (compared 14 filings on Oct 24, 2026)

Note · Nov 18, 1999 – Feb 14, 2000

Bankruptcy case: First USA Bank, N.A. v. Seidenberg — filed Nov 18, 1999

United States Bankruptcy Court, N.D. California docket "First USA Bank, N.A. v. Seidenberg" filed Nov 18, 1999, closed Feb 14, 2000. Beth Seidenberg (listed on the same filings) is listed as Defendant ("Seidenberg"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗Beth Seidenberg — PartnerFacts page ↗
Sources
Worth asking · Aug 5, 2020 – Jun 29, 2023

David Allison appears on 3 deals that stopped filing before reaching their target

Westlake BioPartners Fund III, L.P. (last filing Jun 29, 2023; $0 sold of $450,000,000); Portal Instruments, Inc. (last filing Apr 29, 2022; $11,024,287 sold of $24,999,994); Albamunity, Inc. (last filing Aug 5, 2020; $5,000,000 sold of $20,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Westlake BioPartners Fund III, L.P. — PartnerFacts page ↗Portal Instruments, Inc. — PartnerFacts page ↗Albamunity, Inc. — PartnerFacts page ↗
Sources
Note · Jul 2, 2020 – Apr 29, 2022

4 Form Ds were filed more than 15 days after the first sale

Form D filed 16 days after the first sale — Portal Instruments, Inc. · Form D filed 18 days after the first sale — Neurogastrx, Inc. · Form D filed 18 days after the first sale — Neurogastrx, Inc. · Form D filed 34 days after the first sale — Albamunity, Inc.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Apr 29, 2022 ↗Portal Instruments, Inc. — PartnerFacts page ↗Form D · Jul 13, 2021 ↗Neurogastrx, Inc. — PartnerFacts page ↗
Sources
Note · Dec 9, 2016 – Jul 13, 2021

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Neurogastrx, Inc. (latest filing Jul 13, 2021) · No amendment in the last 12 months on an offering that may still be open — Neurogastrx, Inc. (latest filing Jul 6, 2021) · No amendment in the last 12 months on an offering that may still be open — Soteria Biotherapeutics, Inc. (latest filing May 17, 2021) · No amendment in the last 12 months on an offering that may still be open — IMPEL NEUROPHARMA INC (latest filing Apr 1, 2021) · No amendment in the last 12 months on an offering that may still be open — IMPEL NEUROPHARMA INC (latest filing Feb 17, 2021) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jul 13, 2021 ↗Neurogastrx, Inc. — PartnerFacts page ↗Form D · Jul 6, 2021 ↗Form D · May 17, 2021 ↗
Sources
Note · Dec 19, 2016 – Nov 24, 2025

David Allison is listed with 4 different address states: CA, WA, MA, CO

CA on 3 filings (Dec 19, 2016 to Jun 29, 2023); WA on 6 filings (Jul 3, 2019 to Apr 1, 2021); MA on 4 filings (Aug 5, 2020 to Apr 29, 2022); CO on 1 filing (Nov 24, 2025).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Dec 19, 2016 ↗Form D · Jul 3, 2019 ↗Form D · Aug 5, 2020 ↗Form D · Nov 24, 2025 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 14 offerings reports sales commissions totalling $822,156; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 24, 2025 D
Arpeggio Biosciences, Inc.
File 021-564924
$0$0$0None listed on this filingEDGAR ↗
Jun 29, 2023 D
Westlake BioPartners Fund III, L.P.
File 021-485604
$0$0$0None listed on this filingEDGAR ↗
Apr 29, 2022 D
Portal Instruments, Inc.
File 021-443787
$0$0$0None listed on this filingEDGAR ↗
Jul 13, 2021 D
Neurogastrx, Inc.
File 021-406093
$0$0$0None listed on this filingEDGAR ↗
Jul 6, 2021 D
Neurogastrx, Inc.
File 021-405343
$0$0$0None listed on this filingEDGAR ↗
May 17, 2021 D
Soteria Biotherapeutics, Inc.
File 021-399644
$0$0$0None listed on this filingEDGAR ↗
Apr 1, 2021 D
IMPEL NEUROPHARMA INC
File 021-394399
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2021 D
IMPEL NEUROPHARMA INC
File 021-392043
$0$0$0None listed on this filingEDGAR ↗
Feb 17, 2021 D
IMPEL NEUROPHARMA INC
File 021-389647
$0$0$0None listed on this filingEDGAR ↗
Aug 5, 2020 D
Albamunity, Inc.
File 021-372585
$0$0$0None listed on this filingEDGAR ↗
May 6, 2020 D
IMPEL NEUROPHARMA INC
File 021-366411
$0$0$0None listed on this filingEDGAR ↗
Jan 30, 2020 D
IMPEL NEUROPHARMA INC
File 021-359322
$0$0$0None listed on this filingEDGAR ↗
Jul 3, 2019 D
IMPEL NEUROPHARMA INC
File 021-343442
$0$0$0None listed on this filingEDGAR ↗
Dec 19, 2016 D
Ceterix Orthopaedics, Inc.
File 021-276563
$822,156$0$0Leerink Partners, LLC BrokerCheck CRD 39011 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named David Allison on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AB
Other Technology

Arpeggio Biosciences, Inc.

Boulder, CO · Nov 24, 2025
  • Nov 24, 2025 · D · $20,037,075 sold of $35,318,765 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $20.2M from 28 investors (57% of the $35.3M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WB
Pooled Investment Fund

Westlake BioPartners Fund III, L.P.

Westlake Village, CA · Jun 29, 2023
  • Jun 29, 2023 · D · $0 sold of $450,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Director of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Other

Portal Instruments, Inc.

Cambridge, MA · Apr 29, 2022
  • Apr 29, 2022 · D · $6,999,999 sold of $6,999,999 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $11M from 5 investors (100% of the $7M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

N
Biotechnology

Neurogastrx, Inc.

Woburn, MA · Jul 6, 2021 → Jul 13, 2021 · 2 filings
  • Jul 13, 2021 · D · $60,000,002 sold of Indefinite · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 6, 2021 · D · $20,000,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $60M from 10 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SB
Biotechnology

Soteria Biotherapeutics, Inc.

San Francisco, CA · May 17, 2021
  • May 17, 2021 · D · $24,895,515 sold of $42,151,612 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $24.9M from 8 investors (59% of the $42.2M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IN
Other Health Care

IMPEL NEUROPHARMA INC

Seattle, WA · Jul 3, 2019 → Apr 1, 2021 · 6 filings
  • Apr 1, 2021 · D · $0 sold of $1,932,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 12, 2021 · D · $7,500,000 sold of $7,500,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 17, 2021 · D · $0 sold of $490,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 6, 2020 · D · $0 sold of $5,622,139 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 30, 2020 · D · $0 sold of $481,482 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 3, 2019 · D · $0 sold of $1,578,736 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $22.3M from 21 investors (100% of the $1.93M target) as of the latest filing. David is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Pharmaceuticals

Albamunity, Inc.

Boston, MA · Aug 5, 2020
  • Aug 5, 2020 · D · $5,000,000 sold of $20,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5M from 6 investors (25% of the $20M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
Other Health Care

Ceterix Orthopaedics, Inc.

Fremont, CA · Dec 19, 2016
  • Dec 19, 2016 · D · $23,041,070 sold of $28,056,250 · 12 investors · min. $1 · role: Director EDGAR ↗

Raised $31.3M from 44 investors (100% of the $28.1M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around David 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Aaron Royston

Director · 9 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as David Allison. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John D. Hoekman

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as David Allison. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Stewart Parker

Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Allison. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mahendra Shah

Director · 6 shared filings (1 issuer)

Listed on the same filings as David Allison. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Mittendorff

Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Allison. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Ali Satvat

Director · 6 shared filings (1 issuer)

Listed on the same filings as David Allison. Their page shows their other deals.

TN
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Nelson

Director · 6 shared filings (1 issuer)

Listed on the same filings as David Allison. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

John Leaman

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as David Allison. Their page shows their other deals.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Adrian Adams

Director, Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as David Allison. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Diane Wilfong

Director · 5 shared filings (1 issuer)

Listed on the same filings as David Allison. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Mira Chaurushiya

Director · 2 shared filings (2 issuers)

Listed on the same filings as David Allison. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Congleton

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as David Allison. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

CYRIL DE COLLE

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as David Allison. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES DETORE

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David Allison. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

PAUL ROGERS

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David Allison. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES O'MARA

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as David Allison. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

KEVIN KOCH

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Allison. Their page shows their other deals.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Read

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Allison. Their page shows their other deals.

LN
No photo found yet (own website and image search run after this page is viewed)
Person

Laura Norris

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Allison. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph G. Azofeifa

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Allison. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel Kintz

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Allison. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Beth Seidenberg

Director · 1 shared filing (1 issuer) · also on 28 other issuers

Beth Seidenberg is on 29 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Morris

Director · 1 shared filing (1 issuer) · also on 5 other issuers

David Morris is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Rocklage

Executive Officer, Director · 1 shared filing (1 issuer) · also on 17 other issuers

Scott Rocklage is on 18 issuers in total — a repeat sponsor. Their page lists every one.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Warden

Director · 1 shared filing (1 issuer) · also on 12 other issuers

Charles Warden is on 13 issuers in total — a repeat sponsor. Their page lists every one.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Roger Kitterman

Director · 1 shared filing (1 issuer) · also on 7 other issuers

Roger Kitterman is on 8 issuers in total — a repeat sponsor. Their page lists every one.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Sidow

Director · 1 shared filing (1 issuer) · also on 6 other issuers

Kevin Sidow is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John McCutcheon

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Allison. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Saliman

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Allison. Their page shows their other deals.

IH
No photo found yet (own website and image search run after this page is viewed)
Person

Ian Hunter

Director, Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Allison. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Meredith Fisher

Director · 1 shared filing (1 issuer) · also on 7 other issuers

Meredith Fisher is on 8 issuers in total — a repeat sponsor. Their page lists every one.

NM
No photo found yet (own website and image search run after this page is viewed)
Person

Nisha Marathe

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Allison. Their page shows their other deals.

KG
No photo found yet (own website and image search run after this page is viewed)
Person

Keno Gutierrez

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Allison. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Momo Wu

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Allison. Their page shows their other deals.

ZH
No photo found yet (own website and image search run after this page is viewed)
Person

Zachary Hill

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Allison. Their page shows their other deals.

KV
No photo found yet (own website and image search run after this page is viewed)
Person

KLAUS VETTINGER

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Allison. Their page shows their other deals.

KV
No photo found yet (own website and image search run after this page is viewed)
Person

KLAUS VEITINGER

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Allison. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Diezi

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Allison. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce Clarke

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as David Allison. Their page shows their other deals.

KN
No photo found yet (own website and image search run after this page is viewed)
Person

Kirk Nielsen

Director · 1 shared filing (1 issuer) · also on 24 other issuers

Kirk Nielsen is on 25 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Same business address

40 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 8 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Allison by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Allison is listed on: none on file. No website or social profile named in Soteria Biotherapeutics, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #191,159 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Colorado state courts — find the court ↗California — find the county court ↗Los Angeles Superior Court case search ↗Washington Courts case search (dw.courts.wa.gov) ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Colorado Secretary of State business search ↗California Secretary of State business search ↗Washington Secretary of State business search ↗Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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