Dave Zyer is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Oct 2014 and Oct 2015: OCA Ventures III, L.P. (Chicago, IL — pooled investment fund — 2014–2015; $47M reported sold to 31 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Ian Drury (2 shared filings), James Dugan (2 shared filings), Peter Ianello (2 shared filings) and Robert Saunders (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Dave. Each name links to their own page.
The issuer belongs to the sponsor group Oca (7 issuers, $153.7M reported sold, 2010–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Oca has 7 companies on file and $153.7M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Dave Zyer and found 2 differences: Dave Zyer appears on 1 deal that stopped filing before reaching its target; No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.