PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:06 AM ET

Sponsor Check › Person

DW
No photo found yet (own website and image search run after this page is viewed)

Dave Wurzer

Named as an officer, director or promoter on SEC Form D filings · CT · Dec 23, 2019 → Dec 23, 2019

1deal (issuers)
$2.92Mreported sold
6investors
1Form D filing
2019year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:45 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Dave Wurzer is listed as a director on 1 SEC Form D filing by 1 issuer in Dec 2019: biOasis Technologies Inc. (New Haven, CT — biotechnology — 2019; $2.92M reported sold to 6 investors).

What this means One deal on file with the SEC, filed Dec 2019. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Caroline Dircks (1 shared filing), Christine Antalik (1 shared filing), Deborah Rathjen (1 shared filing), John E. Curran (1 shared filing) and Mario Saltarelli (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Dave. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name, 9 bankruptcy cases matching the name listed in Key records below.

What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Dave Wurzer and found 2 differences: Form D filed 52 days after the first sale; No amendment in the last 12 months on an offering that may still be open.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Dave Wurzer has not run yet — it is joining a line of 6,612 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 dismissed, 1 closed (disposition not in docket feed)

Wurzer v. Janssen Research & Development LLC dismissed
District Court, E.D. Louisiana · No. 2:15-cv-02844 · Filed Jul 28, 2015 · Closed Mar 5, 2020 · Nature of suit: 367 Health care / pharm
Role of Wurzer: Plaintiff · Outcome: Terminated 2020-03-05 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 16 federal dockets); surname only in the caption; court in LA (not a filing state)
WURZER v. JANSSEN RESEARCH & DEVELOPMENT LLC closed
District Court, E.D. Pennsylvania · No. 2:15-cv-03567 · Filed Jun 25, 2015 · Closed Jul 22, 2015 · Nature of suit: 367 Health care / pharm
Role of WURZER: Plaintiff · Outcome: Terminated 2015-07-22 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 16 federal dockets); surname only in the caption; court in PA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Dave Wurzer..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

9 cases: 1 open, 8 closed (disposition not in docket feed)

Richard Wurzer Bailey open
United States Bankruptcy Court, W.D. Tennessee · No. 19-21410 · Filed Feb 18, 2019
Role of Richard Wurzer Bailey: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 16 federal dockets); different first name (richard); court in TN (not a filing state)
Richard Wurzer Bailey closed
United States Bankruptcy Court, W.D. Tennessee · No. 16-29290 · Filed Oct 10, 2016 · Closed Jan 23, 2017
Role of Richard Wurzer Bailey: Debtor · Outcome: Case closed 2017-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 16 federal dockets); different first name (richard); court in TN (not a filing state)
Michael A. Wurzer and Christine J. Wurzer closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:13-bk-04953 · Filed Sep 26, 2013 · Closed Oct 16, 2017
Role of Michael A. Wurzer and Christine J. Wurzer: Debtor · Outcome: Case closed 2017-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 16 federal dockets); different first name (michael); court in PA (not a filing state)
Michael A. Wurzer and Christine J. Wurzer closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:11-bk-01494 · Filed Mar 3, 2011 · Closed Jun 13, 2013
Role of Michael A. Wurzer and Christine J. Wurzer: Debtor · Outcome: Case closed 2013-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 16 federal dockets); different first name (michael); court in PA (not a filing state)
David H. Dunn and Catherine W. Wurzer closed
United States Bankruptcy Court, W.D. New York · No. 2-08-21029 · Filed Apr 30, 2008 · Closed Sep 15, 2008
Role of David H. Dunn and Catherine W. Wurzer: Debtor · Outcome: Case closed 2008-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 16 federal dockets); different first name (catherine); court in NY (not a filing state)
Michael Joseph Wurzer closed
United States Bankruptcy Court, W.D. New York · No. 2-03-22527 · Filed Jun 23, 2003 · Closed May 14, 2004
Role of Michael Joseph Wurzer: Debtor · Outcome: Case closed 2004-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 16 federal dockets); different first name (joseph); court in NY (not a filing state)
Richard Wurzer Bailey closed
United States Bankruptcy Court, W.D. Tennessee · No. 01-26087 · Filed Apr 25, 2001 · Closed Aug 14, 2001
Role of Richard Wurzer Bailey: Debtor · Outcome: Case closed 2001-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 16 federal dockets); different first name (richard); court in TN (not a filing state)
DAVID JOHN WURZER closed
United States Bankruptcy Court, D. Minnesota · No. 99-40584 · Filed Feb 4, 1999 · Closed May 17, 1999
Role of DAVID JOHN WURZER: Debtor · Outcome: Case closed 1999-05-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 16 federal dockets); different first name (john); court in MN (not a filing state)
Richard Wurzer Bailey closed
United States Bankruptcy Court, W.D. Tennessee · No. 98-24415 · Filed Mar 30, 1998 · Closed Sep 20, 2000
Role of Richard Wurzer Bailey: Debtor · Outcome: Case closed 2000-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 16 federal dockets); different first name (richard); court in TN (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Dave Wurzer (compared 1 filing on Oct 24, 2026)

Note · Nov 1, 2019 – Dec 23, 2019

Form D filed 52 days after the first sale — biOasis Technologies Inc.

The filing says the first sale was Nov 1, 2019. The Form D was filed Dec 23, 2019 — 52 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 37 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 23, 2019 ↗biOasis Technologies Inc. — PartnerFacts page ↗
Sources
Note · Nov 1, 2019 – Dec 23, 2019

No amendment in the last 12 months on an offering that may still be open — biOasis Technologies Inc. (latest filing Dec 23, 2019)

The latest filing for this offering is dated Dec 23, 2019 (first sale Nov 1, 2019). It reports $51,841 sold of $5,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 23, 2019 ↗biOasis Technologies Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 1 offering reports sales commissions totalling $5,883; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 23, 2019 D
biOasis Technologies Inc.
File 021-356352
$5,883 (est.)$0$0 (est.)Boustead Securities, LLC BrokerCheck CRD 141391 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Dave Wurzer on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BT
Biotechnology

biOasis Technologies Inc.

New Haven, CT · Dec 23, 2019
  • Dec 23, 2019 · D · $51,841 sold of $5,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.92M from 6 investors (58% of the $5M target) as of the latest filing. Dave is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Dave 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Christine Antalik

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Dave Wurzer. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Deborah Rathjen

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Dave Wurzer. Their page shows their other deals.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Caroline Dircks

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Dave Wurzer. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John E. Curran

Director · 1 shared filing (1 issuer)

Listed on the same filings as Dave Wurzer. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mario Saltarelli

Director · 1 shared filing (1 issuer)

Listed on the same filings as Dave Wurzer. Their page shows their other deals.

The team behind the deals

Same business address

2 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Dave Wurzer by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Dave Wurzer is listed on: none on file. No website or social profile named in biOasis Technologies Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #186,093 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New Haven, CT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Connecticut Judicial Branch case look-up ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Connecticut Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Dave Wurzer appears on a new Form D, or when a court case or SEC action is matched to them. See plans →