Dave Hambleton is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Feb 2018: Silver Bay Seafoods - Naknek, LLC (Sitka, AK — industry reported as "Other" — 2018; $375K reported sold to 17 investors).
What this means One deal on file with the SEC, filed Feb 2018. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Douglas Elwell (1 shared filing), Eric Menten (1 shared filing), Joe Misenti (1 shared filing), Joel Ludwig (1 shared filing), Larsen Mettler (1 shared filing) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Dave. Each name links to their own page.
The issuer belongs to the sponsor group Silver Bay Seafoods (7 issuers, $587K reported sold, 2015–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Silver Bay Seafoods has 7 companies on file and $587K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 13 court cases matching the name, 9 bankruptcy cases matching the name listed in Key records below.
What this means 22 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Dave Hambleton and found 2 differences, 1 worth asking the sponsor about: Form D filed 293 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.