Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:25 AM ET

Sponsor Check › Person

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Dave Smith

Named as an officer, director or promoter on SEC Form D filings · FL · Apr 24, 2019 → Aug 31, 2021

1deal (issuers)

$15.4Mreported sold

93investors

5Form D filings

2019–2021years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:44 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Dave Smith is listed as an executive officer on 5 SEC Form D filings by 1 issuer between Apr 2019 and Aug 2021: Veritas Farms, Inc. (Fort Lauderdale, FL — agriculture — 2019–2021; $15.4M reported sold to 93 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Kellie Newton (5 shared filings), Michael D Pelletier (4 shared filings), Rianna Meyer (4 shared filings), Alexander M Salgado (3 shared filings), Bao T Doan (3 shared filings) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Dave. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 36 bankruptcy cases matching the name listed in Key records below.

What this means 37 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Dave Smith and found 7 differences: Bankruptcy case: Ramon A Del Pino and Haydee M Del Pino; Form D filed 17 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Dave Smith has not run yet — it is joining a line of 32,857 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 open

Dave Smith v. Pacific HealthWorks, LLC open

District Court, C.D. California · No. 2:25-cv-07686 · Filed Aug 15, 2025 · Nature of suit: Other Statutory Actions · Cause: 28:1331 Fed. Question

Role of Dave Smith: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:44 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Dave Smith..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

36 cases: 36 closed (disposition not in docket feed)

Dave Smith closed

United States Bankruptcy Court, N.D. Georgia · No. 19-58023 · Filed May 23, 2019 · Closed Aug 30, 2019

Role of Dave Smith: Debtor · Outcome: Case closed 2019-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)

DAVE B SMITH and REBECCA A SOTACK closed

United States Bankruptcy Court, D. Arizona · No. 4:14-bk-15607 · Filed Oct 15, 2014 · Closed Feb 14, 2020

Role of DAVE B SMITH and REBECCA A SOTACK: Debtor · Outcome: Case closed 2020-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)

Dave H Smith and Michelle A Smith closed

United States Bankruptcy Court, E.D. California · No. 14-21964 · Filed Feb 28, 2014 · Closed Jan 14, 2015

Role of Dave H Smith and Michelle A Smith: Debtor · Outcome: Case closed 2015-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Dave W Smith closed

United States Bankruptcy Court, N.D. Illinois · No. 11-41087 · Filed Oct 10, 2011 · Closed Jan 9, 2012

Role of Dave W Smith: Debtor · Outcome: Case closed 2012-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

Dave W. Smith closed

United States Bankruptcy Court, N.D. Alabama · No. 11-01236 · Filed Mar 4, 2011 · Closed Jun 10, 2011

Role of Dave W. Smith: Debtor · Outcome: Case closed 2011-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)

Dave E. Smith and Tanisha M. Smith closed

United States Bankruptcy Court, D. New Jersey · No. 11-12440 · Filed Jan 30, 2011 · Closed Sep 7, 2011

Role of Dave E. Smith and Tanisha M. Smith: Debtor · Outcome: Case closed 2011-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

DAVE W SMITH closed

United States Bankruptcy Court, D. Nevada · No. 10-31969 · Filed Nov 22, 2010 · Closed Mar 4, 2011

Role of DAVE W SMITH: Debtor · Outcome: Case closed 2011-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state)

Dave Smith and Patricia Smith closed

United States Bankruptcy Court, W.D. Tennessee · No. 09-14687 · Filed Nov 13, 2009 · Closed May 3, 2013

Role of Dave Smith and Patricia Smith: Debtor · Outcome: Case closed 2013-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)

Dave Smith and Laura Smith closed

United States Bankruptcy Court, M.D. Florida · No. 8:08-bk-14914 · Filed Sep 27, 2008 · Closed Feb 5, 2009

Role of Dave Smith and Laura Smith: Debtor · Outcome: Case closed 2009-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (FL)

Dave C Smith and Nancy E Smith closed

United States Bankruptcy Court, E.D. New York · No. 8-08-73445 · Filed Jun 29, 2008 · Closed Jan 8, 2009

Role of Dave C Smith and Nancy E Smith: Debtor · Outcome: Case closed 2009-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

Dave E. Smith closed

United States Bankruptcy Court, E.D. Michigan · No. 08-41747 · Filed Jan 25, 2008 · Closed Sep 23, 2008

Role of Dave E. Smith: Debtor · Outcome: Case closed 2008-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Dave J Smith and Sebbie L Smith closed

United States Bankruptcy Court, N.D. Alabama · No. 07-72173 · Filed Dec 6, 2007 · Closed Oct 30, 2012

Role of Dave J Smith and Sebbie L Smith: Debtor · Outcome: Case closed 2012-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)

Dave W Smith closed

United States Bankruptcy Court, S.D. Florida. · No. 07-17149 · Filed Aug 31, 2007 · Closed Jan 12, 2009

Role of Dave W Smith: Debtor · Outcome: Case closed 2009-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (FL)

Dave Smith closed

United States Bankruptcy Court, N.D. Georgia · No. 06-64973 · Filed May 1, 2006 · Closed Sep 19, 2006

Role of Dave Smith: Debtor · Outcome: Case closed 2006-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)

Dave Smith closed

United States Bankruptcy Court, N.D. Georgia · No. 05-63937 · Filed Mar 1, 2005 · Closed Nov 10, 2005

Role of Dave Smith: Debtor · Outcome: Case closed 2005-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)

Dave Smith closed

United States Bankruptcy Court, N.D. New York · No. 05-10882 · Filed Feb 15, 2005 · Closed Aug 24, 2005

Role of Dave Smith: Debtor · Outcome: Case closed 2005-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

Dave W Smith closed

United States Bankruptcy Court, E.D. Washington · No. 05-00140 · Filed Jan 7, 2005 · Closed Apr 27, 2005

Role of Dave W Smith: Debtor · Outcome: Case closed 2005-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)

Dave Smith closed

United States Bankruptcy Court, N.D. Georgia · No. 04-93572 · Filed May 3, 2004 · Closed Aug 4, 2004

Role of Dave Smith: Debtor · Outcome: Case closed 2004-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)

Dave F Smith and Tonia R Smith closed

United States Bankruptcy Court, C.D. Illinois · No. 04-80670 · Filed Feb 18, 2004 · Closed Jun 4, 2004

Role of Dave F Smith and Tonia R Smith: Debtor · Outcome: Case closed 2004-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

DAVE SMITH and CONNIE SMITH closed

United States Bankruptcy Court, E.D. Washington · No. 03-04901 · Filed Jun 9, 2003 · Closed Sep 17, 2003

Role of DAVE SMITH and CONNIE SMITH: Debtor · Outcome: Case closed 2003-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)

Dave I. Smith and Jodie B. Smith closed

United States Bankruptcy Court, E.D. Louisiana · No. 03-14256 · Filed Jun 4, 2003 · Closed Sep 30, 2003

Role of Dave I. Smith and Jodie B. Smith: Debtor · Outcome: Case closed 2003-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in LA (not a filing state)

Dave Smith Jr closed

United States Bankruptcy Court, C.D. California · No. 6:02-bk-20872 · Filed Jul 2, 2002 · Closed Oct 30, 2002

Role of Dave Smith Jr: Debtor · Outcome: Case closed 2002-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Dave C. Smith and Perseveranda R. Smith closed

United States Bankruptcy Court, S.D. California · No. 02-04713 · Filed May 10, 2002 · Closed Nov 14, 2002

Role of Dave C. Smith and Perseveranda R. Smith: Debtor · Outcome: Case closed 2002-11-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Dave C. Smith and Perseveranda R. Smith closed

United States Bankruptcy Court, S.D. California · No. 01-11944 · Filed Nov 20, 2001 · Closed Sep 24, 2002

Role of Dave C. Smith and Perseveranda R. Smith: Debtor · Outcome: Case closed 2002-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Dave S Smith closed

United States Bankruptcy Court, N.D. Ohio · No. 01-43048 · Filed Jul 19, 2001 · Closed Mar 28, 2002

Role of Dave S Smith: Debtor · Outcome: Case closed 2002-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

Dave Smith closed

United States Bankruptcy Court, W.D. Tennessee · No. 01-21312 · Filed Jan 25, 2001 · Closed Aug 19, 2005

Role of Dave Smith: Debtor · Outcome: Case closed 2005-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)

Dave Smith closed

United States Bankruptcy Court, D. Connecticut · No. 00-31504 · Filed Apr 7, 2000 · Closed Aug 16, 2000

Role of Dave Smith: Debtor · Outcome: Case closed 2000-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)

Dave L. Smith closed

United States Bankruptcy Court, N.D. Ohio · No. 98-18957 · Filed Nov 18, 1998 · Closed Mar 24, 1999

Role of Dave L. Smith: Debtor · Outcome: Case closed 1999-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

Dave Smith closed

United States Bankruptcy Court, C.D. California · No. 8:96-bk-25100 · Filed Dec 18, 1996 · Closed Jun 26, 1997

Role of Dave Smith: Debtor · Outcome: Case closed 1997-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Dave Smith and Dollie Mae Person Smith closed

United States Bankruptcy Court, W.D. Tennessee · No. 96-24910 · Filed Apr 22, 1996 · Closed Mar 20, 1997

Role of Dave Smith and Dollie Mae Person Smith: Debtor · Outcome: Case closed 1997-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)

Dave Smith closed

United States Bankruptcy Court, E.D. Arkansas · No. 4:96-bk-40328 · Filed Jan 29, 1996 · Closed May 20, 1996

Role of Dave Smith: Debtor · Outcome: Case closed 1996-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)

Dave Smith closed

United States Bankruptcy Court, W.D. Tennessee · No. 95-21494 · Filed Feb 10, 1995 · Closed Jan 9, 1997

Role of Dave Smith: Debtor · Outcome: Case closed 1997-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)

Dave Smith, Jr. closed

United States Bankruptcy Court, E.D. Oklahoma · No. 93-70826 · Filed Jul 9, 1993 · Closed Apr 6, 1994

Role of Dave Smith, Jr.: Debtor · Outcome: Case closed 1994-04-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in OK (not a filing state)

Dave Smith and Kimberley Smith closed

United States Bankruptcy Court, D. Utah · No. 90-27658 · Filed Dec 18, 1990 · Closed Apr 15, 1991

Role of Dave Smith and Kimberley Smith: Debtor · Outcome: Case closed 1991-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in UT (not a filing state)

Dave A. Smith and Deanna W. Smith closed

United States Bankruptcy Court, M.D. Florida · No. 3:87-bk-00643 · Filed Apr 28, 1987 · Closed Jul 25, 1988

Role of Dave A. Smith and Deanna W. Smith: Debtor · Outcome: Case closed 1988-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (FL)

DAVE M. SMITH and SYLVIA SMITH closed

United States Bankruptcy Court, N.D. Alabama · No. 80-01404 · Filed Mar 13, 1980 · Closed May 24, 1983

Role of DAVE M. SMITH and SYLVIA SMITH: Debtor · Outcome: Case closed 1983-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:44 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Dave Smith (compared 5 filings on Oct 24, 2026)

Note · Nov 10, 2017 – Feb 20, 2018

Bankruptcy case: Ramon A Del Pino and Haydee M Del Pino — filed Nov 10, 2017

United States Bankruptcy Court, M.D. Florida docket "Ramon A Del Pino and Haydee M Del Pino" filed Nov 10, 2017, closed Feb 20, 2018. Ramon A. Pino (listed on the same filings) is listed as Debtor ("Ramon A Del Pino"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, M.D. Florida ↗Ramon A. Pino — PartnerFacts page ↗

Sources

Note · Aug 14, 2021 – Aug 31, 2021

Form D filed 17 days after the first sale — Veritas Farms, Inc.

The filing says the first sale was Aug 14, 2021. The Form D was filed Aug 31, 2021 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 31, 2021 ↗Veritas Farms, Inc. — PartnerFacts page ↗

Sources

Form D · Aug 31, 2021 ↗ (Aug 31, 2021)
Veritas Farms, Inc. — PartnerFacts page ↗ (Aug 31, 2021)

Note · Aug 14, 2021 – Aug 31, 2021

No amendment in the last 12 months on an offering that may still be open — Veritas Farms, Inc. (latest filing Aug 31, 2021)

The latest filing for this offering is dated Aug 31, 2021 (first sale Aug 14, 2021). It reports $75,000 sold of $2,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 31, 2021 ↗Veritas Farms, Inc. — PartnerFacts page ↗

Sources

Form D · Aug 31, 2021 ↗ (Aug 31, 2021)
Veritas Farms, Inc. — PartnerFacts page ↗ (Aug 31, 2021)

Note · Sep 17, 2020 – Oct 1, 2020

No amendment in the last 12 months on an offering that may still be open — Veritas Farms, Inc. (latest filing Oct 1, 2020)

The latest filing for this offering is dated Oct 1, 2020 (first sale Sep 17, 2020). It reports $500,000 sold of $6,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

Form D · Oct 1, 2020 ↗Veritas Farms, Inc. — PartnerFacts page ↗

Sources

Form D · Oct 1, 2020 ↗ (Oct 1, 2020)
Veritas Farms, Inc. — PartnerFacts page ↗ (Aug 31, 2021)

Note · Apr 24, 2019 – Sep 10, 2019

Offering amount changed between filings — Veritas Farms, Inc.

The Apr 24, 2019 filing says $10,000,000 offered; the Sep 10, 2019 Form D/A says $15,430,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Apr 24, 2019 ↗Form D/A (later) · Sep 10, 2019 ↗Veritas Farms, Inc. — PartnerFacts page ↗

Sources

Form D (earlier) · Apr 24, 2019 ↗ (Apr 24, 2019)
Form D/A (later) · Sep 10, 2019 ↗ (Sep 10, 2019)
Veritas Farms, Inc. — PartnerFacts page ↗ (Aug 31, 2021)

Note · Apr 24, 2019 – Oct 1, 2020

Reported revenue range changed between filings — Veritas Farms, Inc.

"$1,000,001 - $5,000,000" (Apr 24, 2019); then "$5,000,001 - $25,000,000" (Oct 1, 2020).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Apr 24, 2019 ↗Form D · Oct 1, 2020 ↗Veritas Farms, Inc. — PartnerFacts page ↗

Sources

Form D · Apr 24, 2019 ↗ (Apr 24, 2019)
Form D · Oct 1, 2020 ↗ (Oct 1, 2020)
Veritas Farms, Inc. — PartnerFacts page ↗ (Aug 31, 2021)

Note · Feb 3, 2010

Same name, different state: "Dave Smith" (PA) is a separate record

This page covers filings where the address state is FL. A separate record, "Dave Smith" with address state PA, is listed on 1 filing — most recently by Landslide Technologies Inc (Feb 3, 2010). The two records do not overlap in time: this page runs Apr 24, 2019 to Aug 31, 2021; the other has one filing dated Feb 3, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Dave Smith (PA) — PartnerFacts page ↗Form D · Feb 3, 2010 ↗Landslide Technologies Inc — PartnerFacts page ↗Dave Smith (FL) — this page ↗

Sources

Dave Smith (PA) — PartnerFacts page ↗ (Feb 3, 2010)
Form D · Feb 3, 2010 ↗ (Feb 3, 2010)
Landslide Technologies Inc — PartnerFacts page ↗ (Dec 9, 2010)
Dave Smith (FL) — this page ↗ (Aug 31, 2021)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 4 offerings report sales commissions totalling $1,643,000; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Aug 31, 2021 D Veritas Farms, Inc. File 021-411856	$0	$0	$0	None listed on this filing	EDGAR ↗
May 26, 2021 D Veritas Farms, Inc. File 021-400730	$50,000	$0	$0	I-Bankers Direct, LLC BrokerCheck CRD 167533 ↗	EDGAR ↗
Oct 1, 2020 D Veritas Farms, Inc. File 021-376932	$50,000	$0	$0	i-Bankers Direct, LLC BrokerCheck CRD 167533 ↗	EDGAR ↗
Sep 10, 2019 D/A Veritas Farms, Inc. File 021-338013	$1,543,000	$0	$0	WestPark Capital, Inc. BrokerCheck CRD 39914 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Dave Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Agriculture

Veritas Farms, Inc.

Fort Lauderdale, FL · Apr 24, 2019 → Aug 31, 2021 · 5 filings

Aug 31, 2021 · D · $75,000 sold of $2,000,000 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
May 26, 2021 · D · $2,000,000 sold of $2,000,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Oct 1, 2020 · D · $500,000 sold of $6,000,000 · 1 investors · min. $50,000 · role: Executive Officer EDGAR ↗
Sep 10, 2019 · D/A · $15,430,000 sold of $15,430,000 · 93 investors · min. $50,000 · role: Executive Officer EDGAR ↗
Apr 24, 2019 · D · $650,000 sold of $10,000,000 · 3 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $15.4M from 93 investors (100% of the $2M target) as of the latest filing. Dave is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Agriculture / 506(b) (448 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Dave Smith — PA, 1 issuer, Feb 3, 2010 → Feb 3, 2010 · no shared issuer

People around Dave 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Kellie Newton

Director · 5 shared filings (1 issuer)

Listed on the same filings as Dave Smith. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Rianna Meyer

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Dave Smith. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael D Pelletier

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Dave Smith. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Erduis Sanabria

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Dave Smith. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Alexander M Salgado

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Dave Smith. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Derek Thomas

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Dave Smith. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Bao T Doan

Director · 3 shared filings (1 issuer)

Listed on the same filings as Dave Smith. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Thomas E. Vickers

Director · 3 shared filings (1 issuer)

Listed on the same filings as Dave Smith. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Krouskos

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Dave Smith. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Stephen E. Johnson

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Dave Smith. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kuno D. van der Post

Director · 2 shared filings (1 issuer)

Listed on the same filings as Dave Smith. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Craig J. Fabel

Director · 2 shared filings (1 issuer)

Listed on the same filings as Dave Smith. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ramon A. Pino

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Dave Smith. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Spencer Fuller

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Dave Smith. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert Schweitzer

Director · 1 shared filing (1 issuer)

Listed on the same filings as Dave Smith. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Mark Horowitz

Director · 1 shared filing (1 issuer)

Listed on the same filings as Dave Smith. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Dave Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Dave Smith is listed on: none on file. No website or social profile named in Veritas Farms, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #181,825 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Fort Lauderdale, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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Dave Smith

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Bankruptcy case: Ramon A Del Pino and Haydee M Del Pino — filed Nov 10, 2017

Form D filed 17 days after the first sale — Veritas Farms, Inc.

No amendment in the last 12 months on an offering that may still be open — Veritas Farms, Inc. (latest filing Aug 31, 2021)

No amendment in the last 12 months on an offering that may still be open — Veritas Farms, Inc. (latest filing Oct 1, 2020)

Offering amount changed between filings — Veritas Farms, Inc.

Reported revenue range changed between filings — Veritas Farms, Inc.

Same name, different state: "Dave Smith" (PA) is a separate record

5. Money to insiders

Deals 1

People around Dave 16

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person