Daryl S. Fridhandler is listed as a director on 1 SEC Form D filing by 1 issuer in Mar 2010: Palliser Oil & Gas Corp (Calgary, Alberta, Canada (as filed: A0) — oil and gas — 2010; $929K reported sold to 2 investors).
What this means One deal on file with the SEC, filed Mar 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Allan B. Carswell (1 shared filing), Carrie L. McLauchlin (1 shared filing), Glenn Taylor (1 shared filing), Gordon Timm (1 shared filing), Ken Crowther (1 shared filing) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Daryl. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for Daryl S. Fridhandler and found 1 difference, 1 worth asking the sponsor about: Paid seller listed without a CRD number: Dundee Securities Corporation.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.