PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:03 AM ET

Sponsor Check › Person

DS
No photo found yet (own website and image search run after this page is viewed)

Daniel Shaeffer

Named as an officer, director or promoter on SEC Form D filings · UT · Apr 3, 2012 → Oct 2, 2026

17deals (issuers)
$735Mreported sold
4,402investors
70Form D filings
2012–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Daniel Shaeffer is listed as an executive officer, director, and promoter on 70 SEC Form D filings by 17 issuers between Jun 2009 and Oct 2026. Largest by amount reported sold: Cottonwood Residential O.P., LP (Salt Lake City, UT — residential — 2013–2026; $240.3M reported sold to 885 investors), Cottonwood Communities, Inc. (Millcreek, UT — residential — 2019–2026; $200.9M reported sold to 1,624 investors), COTTONWOOD RESIDENTIAL, INC. (Salt Lake City, UT — residential — 2012–2018; $133.5M reported sold to 1,584 investors), Cottonwood Riverfront DST (Millcreek, UT — other real estate — 2025–2026; $40.3M reported sold to 64 investors), CW Cottonwood Apartments, LLC (Salt Lake City, UT — residential — 2026; $36.2M reported sold to 2 investors) and 12 more (all listed below).

What this means That is a lot of deals — 17 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $735M sold in total.

Listed alongside Chad Christensen (69 shared filings), Gregg Christensen (69 shared filings), Susan Hallenberg (52 shared filings), Eric Marlin (50 shared filings), Paul Fredenberg (41 shared filings) and 20 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Daniel. Each name links to their own page.

All 17 issuers belong to the sponsor group Cottonwood (18 issuers, $713.7M reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Cottonwood has 18 companies on file and $713.7M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 11 court cases matching the name, 7 bankruptcy cases matching the name listed in Key records below.

What this means 18 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 70 public filings for Daniel Shaeffer and found 12 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Daniel Shaeffer has not run yet — it is joining a line of 5,123 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

11 cases: 2 open, 4 closed (disposition not in docket feed), 5 dismissed

Shaeffer v. Jireh Holdings LLC open
District Court, W.D. Washington · No. 3:25-cv-05510 · Filed Jun 10, 2025 · Nature of suit: 360 P.I.: Other · Cause: 28:1441 Petition for Removal
Role of Shaeffer: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 26 federal dockets); surname only in the caption; court in WA (not a filing state)
SHAEFFER v. COOK INCORPORATED open
District Court, S.D. Indiana · No. 1:22-cv-00984 · Filed May 17, 2022
Role of SHAEFFER: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 26 federal dockets); surname only in the caption; court in IN (not a filing state)
Shaeffer v. The Sherwin Williams Company closed
District Court, N.D. California · No. 4:22-cv-00821 · Filed Feb 8, 2022 · Closed Jul 28, 2022
Role of Shaeffer: Plaintiff · Outcome: Terminated 2022-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 26 federal dockets); surname only in the caption; court in CA (not a filing state)
Shaeffer v. TD Ameritrade, Inc. closed
District Court, S.D. Florida · No. 1:21-cv-21450 · Filed Apr 15, 2021 · Closed Apr 16, 2021 · Nature of suit: 190 Contract: Other · Cause: 28:1330 Breach of Contract
Role of Shaeffer: Plaintiff · Outcome: Terminated 2021-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 26 federal dockets); surname only in the caption; court in FL (not a filing state)
Shaeffer v. TD Ameritrade, Inc. closed
District Court, D. Nebraska · No. 8:21-cv-00093 · Filed Mar 8, 2021 · Closed Apr 13, 2021
Role of Shaeffer: Plaintiff · Outcome: Terminated 2021-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 26 federal dockets); surname only in the caption; court in NE (not a filing state)
Shaeffer-Corey v. Bank of America, N.A. dismissed
District Court, D. Arizona · No. 4:10-cv-00344 · Filed Jun 14, 2010 · Closed May 11, 2011 · Nature of suit: 220 Foreclosure
Role of Shaeffer-Corey: Plaintiff · Outcome: Terminated 2011-05-11 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 26 federal dockets); surname only in the caption; court in AZ (not a filing state)
Ballard Petro LLC v. Shaeffer dismissed
District Court, D. Colorado · No. 1:00-cv-02459 · Filed Dec 7, 2000 · Closed Mar 7, 2001 · Nature of suit: 190 Other contract actions · Cause: 28:1332 Diversity-Breach of Contract
Role of Shaeffer: Defendant · Outcome: Terminated 2001-03-07 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 26 federal dockets); surname only in the caption; court in CO (not a filing state)
Highway Trucking Inc v. Shaeffer Enterprises dismissed
District Court, S.D. Illinois · No. 4:93-cv-04090 · Filed Mar 24, 1993 · Closed Jun 21, 1993 · Nature of suit: 450 Interstate commerce
Role of Shaeffer Enterprises: Defendant · Outcome: Terminated 1993-06-21 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 26 federal dockets); surname only in the caption; court in IL (not a filing state)
Pitsburgh National B v. Shaeffer closed
District Court, E.D. New York · No. 1:89-mc-00419 · Filed Aug 29, 1989 · Closed May 12, 1993
Role of Shaeffer: Defendant · Outcome: Terminated 1993-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 26 federal dockets); surname only in the caption; court in NY (not a filing state)
SHAEFFER v. INDEP CLEARINGHOUSE CO dismissed
District Court, D. Utah · No. · Filed Nov 2, 1984 · Closed Jul 20, 1987 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of SHAEFFER: Plaintiff · Outcome: Terminated 1987-07-20 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 26 federal dockets); surname only in the caption; court in the person's filing state (UT)
SHAEFFER v. INDEP CLEARINGHOUSE CO dismissed
District Court, D. Utah · No. · Filed Nov 2, 1984 · Closed Jul 20, 1987 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of SHAEFFER: Plaintiff · Outcome: Terminated 1987-07-20 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 26 federal dockets); surname only in the caption; court in the person's filing state (UT)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Daniel Shaeffer..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

7 cases: 7 closed (disposition not in docket feed)

Rex Wilburn Brandt and Shelly Shaeffer Brandt closed
United States Bankruptcy Court, D. Colorado · No. 11-12590 · Filed Feb 14, 2011 · Closed Jun 28, 2011
Role of Rex Wilburn Brandt and Shelly Shaeffer Brandt: Debtor · Outcome: Case closed 2011-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 26 federal dockets); different first name (shelly); court in CO (not a filing state)
Ronald D. Shaeffer and Nedra D. Shaeffer closed
United States Bankruptcy Court, D. Oregon · No. 02-65432 · Filed Jul 22, 2002 · Closed Aug 28, 2003
Role of Ronald D. Shaeffer and Nedra D. Shaeffer: Debtor · Outcome: Case closed 2003-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 26 federal dockets); different first name (ronald); court in OR (not a filing state)
Daniel R. Shaeffer closed
United States Bankruptcy Court, D. Oregon · No. 01-67782 · Filed Oct 11, 2001 · Closed Jan 18, 2002
Role of Daniel R. Shaeffer: Debtor · Outcome: Case closed 2002-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 26 federal dockets); first name matches; court in OR (not a filing state)
Suntrust Bank Central Florida v. Shaeffer closed
United States Bankruptcy Court, M.D. Florida · No. 6:99-ap-00132 · Filed Jun 4, 1999 · Closed Jan 27, 2000
Role of Shaeffer: Defendant · Outcome: Case closed 2000-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 26 federal dockets); surname only in the caption; court in FL (not a filing state)
AT&T Universal Bank v. Shaeffer closed
United States Bankruptcy Court, N.D. Ohio · No. 99-03095 · Filed May 14, 1999 · Closed Nov 9, 1999
Role of Shaeffer: Defendant · Outcome: Case closed 1999-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 26 federal dockets); surname only in the caption; court in OH (not a filing state)
Paul Shaeffer Doran and Carole Joyce Doran closed
United States Bankruptcy Court, N.D. Oklahoma · No. 97-04766 · Filed Oct 10, 1997 · Closed Feb 4, 1998
Role of Paul Shaeffer Doran and Carole Joyce Doran: Debtor · Outcome: Case closed 1998-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 26 federal dockets); different first name (paul); court in OK (not a filing state)
Shaeffer Construction Company, Inc closed
United States Bankruptcy Court, D. New Jersey · No. 81-1425 · Filed Mar 13, 1981 · Closed Sep 27, 1982
Role of Shaeffer Construction Company, Inc: Debtor · Outcome: Case closed 1982-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 26 federal dockets); surname only in the caption; court in NJ (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Daniel Shaeffer — 3 worth asking about (compared the newest 50 of 70 filings on Oct 24, 2026; older filings not covered)

Worth asking · Jul 11, 2016 – Oct 18, 2016

Amount sold went down between filings — Cottonwood Residential O.P., LP

The Jul 11, 2016 filing says $169,397,774 sold; the Oct 18, 2016 Form D/A says $56,200,189 sold — $113,197,585 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jul 11, 2016 ↗Form D/A (later) · Oct 18, 2016 ↗Cottonwood Residential O.P., LP — PartnerFacts page ↗
Sources
Worth asking · Dec 15, 2017 – Mar 28, 2023

Investor count went down between filings — Cottonwood Residential O.P., LP

The Dec 15, 2017 filing reports 9 investors; the Mar 28, 2023 Form D/A reports 0 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Dec 15, 2017 ↗Form D/A (later) · Mar 28, 2023 ↗Cottonwood Residential O.P., LP — PartnerFacts page ↗
Sources
Worth asking · Jul 11, 2016 – Oct 18, 2016

Investor count went down between filings — Cottonwood Residential O.P., LP

The Jul 11, 2016 filing reports 657 investors; the Oct 18, 2016 Form D/A reports 244 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jul 11, 2016 ↗Form D/A (later) · Oct 18, 2016 ↗Cottonwood Residential O.P., LP — PartnerFacts page ↗
Sources
Note · Jun 25, 2019 – Jun 30, 2026

4 Form Ds were filed more than 15 days after the first sale

Form D filed 46 days after the first sale — Melrose II S TIC, LLC · Form D filed 59 days after the first sale — CW Cottonwood Apartments, LLC · Form D filed 17 days after the first sale — Melrose II S TIC, LLC · Form D filed 16 days after the first sale — Cottonwood Richmond At Millcreek QOF, LLC

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jun 30, 2026 ↗Melrose II S TIC, LLC — PartnerFacts page ↗Form D · Apr 6, 2026 ↗CW Cottonwood Apartments, LLC — PartnerFacts page ↗
Sources
Note · Jun 4, 2021 – Jun 30, 2026

Daniel Shaeffer's role changed at Melrose II S TIC, LLC: executive officer → executive officer, director

The Jun 4, 2021 filing lists Daniel Shaeffer as executive officer; the Jun 30, 2026 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jun 4, 2021 ↗Form D · Jun 30, 2026 ↗Daniel Shaeffer — PartnerFacts page ↗Melrose II S TIC, LLC — PartnerFacts page ↗
Sources
Note · Mar 28, 2023 – Mar 21, 2025

Daniel Shaeffer's role changed at Cottonwood Residential O.P., LP: executive officer, director → executive officer

The Mar 28, 2023 filing lists Daniel Shaeffer as executive officer, director; the Mar 21, 2025 Form D/A lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Mar 28, 2023 ↗Form D/A · Mar 21, 2025 ↗Daniel Shaeffer — PartnerFacts page ↗Cottonwood Residential O.P., LP — PartnerFacts page ↗
Sources
Note · Nov 9, 2020 – Apr 14, 2022

Daniel Shaeffer's role changed at Cottonwood Communities, Inc.: director → executive officer, director

The Nov 9, 2020 filing lists Daniel Shaeffer as director; the Apr 14, 2022 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Nov 9, 2020 ↗Form D · Apr 14, 2022 ↗Daniel Shaeffer — PartnerFacts page ↗Cottonwood Communities, Inc. — PartnerFacts page ↗
Sources
Note · May 8, 2017 – Oct 2, 2026

5 offerings changed their target amount between filings

Offering amount changed between filings — Cottonwood Communities, Inc. · Offering amount changed between filings — Cottonwood Communities, Inc. · Offering amount changed between filings — Cottonwood Richmond At Millcreek QOF, LLC · Offering amount changed between filings — CW Investor on Highland, LLC · Offering amount changed between filings — COTTONWOOD RESIDENTIAL, INC.

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Sep 17, 2025 ↗Form D/A (later) · Oct 2, 2026 ↗Cottonwood Communities, Inc. — PartnerFacts page ↗Form D (earlier) · Feb 17, 2023 ↗
Sources
Note · Oct 16, 2014 – Jan 15, 2025

9 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Cottonwood Communities, Inc. (latest filing Jan 15, 2025) · No amendment in the last 12 months on an offering that may still be open — Cottonwood Communities, Inc. (latest filing Jul 9, 2024) · No amendment in the last 12 months on an offering that may still be open — Melrose II S TIC, LLC (latest filing Jun 4, 2021) · No amendment in the last 12 months on an offering that may still be open — Cottonwood Communities, Inc. (latest filing Nov 9, 2020) · No amendment in the last 12 months on an offering that may still be open — Cottonwood Residential II, Inc. (latest filing Sep 15, 2020) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jan 15, 2025 ↗Cottonwood Communities, Inc. — PartnerFacts page ↗Form D/A · Jul 9, 2024 ↗Form D/A · Jun 4, 2021 ↗
Sources
Note · Oct 16, 2014 – Nov 7, 2019

Daniel Shaeffer is written 2 different ways on the filings

listed as "Daniel Shaeffer" on 45 filings (from Oct 16, 2014), and "Daniel W. Shaeffer" on 8 filings (from Nov 7, 2019).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Oct 16, 2014 ↗Form D · Nov 7, 2019 ↗Daniel Shaeffer — PartnerFacts page ↗
Sources
Note · Nov 7, 2019 – Jan 28, 2026

Industry group changed between filings — Cottonwood Communities, Inc.

"Residential" (Nov 7, 2019 to Jan 15, 2025); then "REITS and Finance" (Jan 23, 2025); then "Residential" (Jan 23, 2025 to Jan 2, 2026); then "REITS and Finance" (Jan 23, 2026); then "Residential" (Jan 28, 2026 to Oct 2, 2026).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Nov 7, 2019 ↗Form D · Jan 23, 2025 ↗Form D/A · Jan 23, 2025 ↗Form D/A · Jan 23, 2026 ↗
Sources
Note · Jul 9, 2019 – Jul 9, 2020

Minimum investment changed between filings — CW Investor on Highland, LLC

The Jul 9, 2019 filing lists a minimum of $91,000; the Jul 9, 2020 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 9, 2019 ↗Form D/A (later) · Jul 9, 2020 ↗CW Investor on Highland, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 70 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

23 of 31 offerings report sales commissions totalling $105,954,767; 1 reports finder's fees totalling $420,108; 9 report proceeds to related persons totalling $30,988,954. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 2, 2026 D/A
Cottonwood Communities, Inc.
File 021-492774
$12,092,405 (est.)$0$0Arkadios Capital BrokerCheck CRD 282710 ↗
Berthel, Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗
Cambridge Investment Research Inc BrokerCheck CRD 39543 ↗
Centaurus Financial, Inc BrokerCheck CRD 30833 ↗
Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗
Charles Roy Bigbie III BrokerCheck CRD 1158301 ↗
via Geneos Wealth Management, Inc. (CRD 120894 ↗)

Independent Financial Group, LLC BrokerCheck CRD 7717 ↗
Madison Avenue Securities, LLC BrokerCheck CRD 23224 ↗
Nationwide Planning Associates Inc. BrokerCheck CRD 31029 ↗
Glenn William Fiocca BrokerCheck CRD 2566013 ↗
via Newbridge Securities Corporation (CRD 104065 ↗)

Richard M Benedetti BrokerCheck CRD 4779697 ↗
via Newbridge Securities Corporation (CRD 104065 ↗)

Eric Richard Marlin BrokerCheck CRD 3256243 ↗
via Orchard Securities, LLC (CRD 133378 ↗)

Michelle Rebecca Langer BrokerCheck CRD 5048331 ↗
via Orchard Securities, LLC (CRD 133378 ↗)

Saul Damien Santoscoy-Dougherty BrokerCheck CRD 3269304 ↗
via Orchard Securities, LLC (CRD 133378 ↗)

Raymond Cripps De Witt Jr. BrokerCheck CRD 2894063 ↗
via Realta Equities, Inc. (CRD 23769 ↗)

Reed Michael O'Brien BrokerCheck CRD 2123928 ↗
via Realta Equities, Inc. (CRD 23769 ↗)

Thomas Samuel Lisk BrokerCheck CRD 5010650 ↗
via Realta Equities, Inc. (CRD 23769 ↗)

Jack Robert Thacker Jr. BrokerCheck CRD 2754773 ↗
via Realta Equities, Inc. (CRD 23769 ↗)

Amy White Widener BrokerCheck CRD 3111888 ↗
via Realta Equities, Inc. (CRD 23769 ↗)

Cheryl Lyn Knight BrokerCheck CRD 1854248 ↗
via The Strategic Financial Alliance, Inc. (CRD 126514 ↗)

Kevin William Cassidy BrokerCheck CRD 3208815 ↗
via The Strategic Financial Alliance, Inc. (CRD 126514 ↗)

Jason Rocco D'Amelio BrokerCheck CRD 4495800 ↗
via The Strategic Financial Alliance, Inc. (CRD 126514 ↗)

Shane Harold Siederman BrokerCheck CRD 2563921 ↗
via The Strategic Financial Alliance, Inc. (CRD 126514 ↗)

Warren D Prehmus BrokerCheck CRD 1875927 ↗
via The Strategic Financial Alliance, Inc. (CRD 126514 ↗)

Carmine Joseph Passante BrokerCheck CRD 4151032 ↗
via Ausdal Financial Partners, Inc. (CRD 7995 ↗)

William Lapiana BrokerCheck CRD 4580411 ↗
via Ausdal Financial Partners, Inc. (CRD 7995 ↗)

Sanctuary Securities, Inc. BrokerCheck CRD 205 ↗
Edwin James Woolley BrokerCheck CRD 4143172 ↗
via United Planners' Financial Services of America A Limited Partner (CRD 20804 ↗)

Marc Alan Lippincott BrokerCheck CRD 3253234 ↗
via United Planners' Financial Services of America A Limited Partner (CRD 20804 ↗)

Christopher Michael Dukes BrokerCheck CRD 4712873 ↗
via Westpark Capital, Inc. (CRD 39914 ↗)

Stephen Anthony Valovich BrokerCheck CRD 1068297 ↗
via PEAK BROKERAGE SERVICES, LLC (CRD 157045 ↗)
EDGAR ↗
Oct 2, 2026 D/A
Cottonwood Riverfront DST
File 021-559326
$2,966,958 (est.)$0$0Orchard Securities, LLC BrokerCheck CRD 133378 ↗
BRIAN AKERS BrokerCheck CRD 2124313 ↗
via Arkadios Capital (CRD 282710 ↗)

ALEXANDER MONK BrokerCheck CRD 6234104 ↗
via Arkadios Capital (CRD 282710 ↗)

KEVIN L SCHNEIDER BrokerCheck CRD 860086 ↗
via BERTHEL, FISHER & COMPANY FINANCIAL (CRD 13609 ↗)

ERIC G KUCHHERZKI BrokerCheck CRD 2529623 ↗
via CENTAURUS FINANCIAL, INC. (CRD 30833 ↗)

GEORGE S SIRACUSE BrokerCheck CRD 5796192 ↗
via CENTAURUS FINANCIAL, INC. (CRD 30833 ↗)

JOHN A BRINKERHOFF BrokerCheck CRD 3240913 ↗
via CENTAURUS FINANCIAL, INC. (CRD 30833 ↗)

SHERRI L DESJARDINS BrokerCheck CRD 6310011 ↗
via CENTAURUS FINANCIAL, INC. (CRD 30833 ↗)

BRYAN C HAKOLA BrokerCheck CRD 4161289 ↗
via CONCORDE INVESTMENT SERVICES, LLC (CRD 151604 ↗)

ERIC S SCAFF BrokerCheck CRD 5281210 ↗
via CONCORDE INVESTMENT SERVICES, LLC (CRD 151604 ↗)

TOMMY J THOMPSON BrokerCheck CRD 6626035 ↗
via CONCORDE INVESTMENT SERVICES, LLC (CRD 151604 ↗)

MICHAEL J GHIRARDO BrokerCheck CRD 7314050 ↗
via EMERSON EQUITY LLC (CRD 130032 ↗)

TANIA R JERNIGAN BrokerCheck CRD 2007819 ↗
via EMERSON EQUITY LLC (CRD 130032 ↗)

INDEPENDENT FINANCIAL GROUP, LLC BrokerCheck CRD 7717 ↗
DONOVAN L MARTUCCI BrokerCheck CRD 7684529 ↗
via KESTRA INVESTMENT SERVICES, LLC (CRD 42046 ↗)

MARCUS J HERNANDEZ BrokerCheck CRD 4902687 ↗
via KESTRA INVESTMENT SERVICES, LLC (CRD 42046 ↗)

PAUL W HOLJES BrokerCheck CRD 3166198 ↗
via KESTRA INVESTMENT SERVICES, LLC (CRD 42046 ↗)

MATTHEW T NADEAU BrokerCheck CRD 4637541 ↗
via KINGSWOOD CAPITAL PARTNERS, LLC (CRD 288898 ↗)

ROBERT A HORNING BrokerCheck CRD 2311640 ↗
via MCDERMOTT INVESTMENT SERVICES, LLC (CRD 154926 ↗)

ERIC A BICKNESE BrokerCheck CRD 2829451 ↗
via NATIONWIDE PLANNING ASSOCIATES INC (CRD 31029 ↗)

ADAM YOUNG BrokerCheck CRD 6640146 ↗
via NATIONWIDE PLANNING ASSOCIATES INC (CRD 31029 ↗)

ERIC R MARLIN BrokerCheck CRD 3256243 ↗
via ORCHARD SECURITIES, LLC (CRD 133378 ↗)

MICHELLE LANGER BrokerCheck CRD 5048331 ↗
via ORCHARD SECURITIES, LLC (CRD 133378 ↗)

JORDON L PLAPINGER BrokerCheck CRD 4554671 ↗
via ORCHARD SECURITIES, LLC (CRD 133378 ↗)

JASON C SHERWOOD BrokerCheck CRD 5899859 ↗
via OSAIC INSTITUTIONS, INC (CRD 35371 ↗)

OSAIC WEALTH, INC. BrokerCheck CRD 23131 ↗		EDGAR ↗
Jun 30, 2026 D
Melrose II S TIC, LLC
File 021-589055
$346,432 (est.)$0$0Orchard Securities, LLC BrokerCheck CRD 133378 ↗EDGAR ↗
May 8, 2026 D/A
Cottonwood Residential O.P., LP
File 021-253188
$0$0$0None listed on this filingEDGAR ↗
Apr 6, 2026 D
Cottonwood WG Investor, LLC
File 021-579237
$2,044,275 (est.)$0$0Orchard Securities, LLC BrokerCheck CRD 133378 ↗EDGAR ↗
Apr 6, 2026 D
CW Cottonwood Apartments, LLC
File 021-579240
$0$0$0None listed on this filingEDGAR ↗
Jan 28, 2026 D/A
Cottonwood Communities, Inc.
File 021-441943
$0$0$0None listed on this filingEDGAR ↗
Jan 23, 2026 D/A
Cottonwood Communities, Inc.
File 021-536076
$13,875,000 (est.)$0$0Orchard Securities, LLC BrokerCheck CRD 133378 ↗
David Stewart Silberg BrokerCheck CRD 1970484 ↗
via Aegis Capital Corp. (CRD 9015007 ↗)

Stephen John Ferencik BrokerCheck CRD 3126037 ↗
via Arkadios Capital (CRD 9282710 ↗)

Ausdal Financial Partners Inc. BrokerCheck CRD 7995 ↗
BERTHEL, FISHER & COMPANY FINANCIAL BrokerCheck CRD 13609 ↗
CAMBRIDGE INVESTMENT RESEARCH INC BrokerCheck CRD 39543 ↗
CENTAURUS FINANCIAL INC BrokerCheck CRD 30833 ↗
CONCORDE INVESTMENT SERVICES LLC BrokerCheck CRD 151604 ↗
Lisa Bileydi BrokerCheck CRD 4371534 ↗
via IDB CAPITAL CORP (CRD 106032 ↗)

INDEPENDENT FINANCIAL GROUP LLC BrokerCheck CRD 7717 ↗
KOVACK SECURITIES INC BrokerCheck CRD 44848 ↗
MADISON AVENUE SECURITIES LLC BrokerCheck CRD 23224 ↗
NATIONWIDE PLANNING ASSOCIATES INC BrokerCheck CRD 31029 ↗
REED MICHAEL O'BRIEN BrokerCheck CRD 2123928 ↗
via REALTA EQUITIES, INC (CRD 23769 ↗)

SANCTUARY SECURITIES, INC BrokerCheck CRD 205 ↗
THE STRATEGIC FINANCIAL ALLIANCE INC BrokerCheck CRD 126514 ↗
UNITED PLANNERS' FINANCIAL SERVICES BrokerCheck CRD 20804 ↗		EDGAR ↗
Jan 2, 2026 D
Cottonwood Communities, Inc.
File 021-568774
$0$0$0None listed on this filingEDGAR ↗
Jan 15, 2025 D/A
Cottonwood Communities, Inc.
File 021-473778
$9,472,546 (est.)$0$0ERIC MARLIN BrokerCheck CRD 3256243 ↗
via Orchard Securities, LLC (CRD 133378 ↗)

MICHELLE LANGER BrokerCheck CRD 5048331 ↗
via Orchard Securities, LLC (CRD 133378 ↗)

SCOT BARRINGER BrokerCheck CRD 1385168 ↗
via AMERICAN TRUST INVESTMENT SVCS INC (CRD 3001 ↗)

KEVIN J LEBLANC BrokerCheck CRD 1744123 ↗
via ARETE WEALTH MANAGEMENT LLC (CRD 44856 ↗)

MARK D COHEN BrokerCheck CRD 2054897 ↗
via ARETE WEALTH MANAGEMENT LLC (CRD 44856 ↗)

PATRICK B HEALEY BrokerCheck CRD 2816003 ↗
via ARETE WEALTH MANAGEMENT LLC (CRD 44856 ↗)

SCOTT E BEATY BrokerCheck CRD 5234436 ↗
via ARETE WEALTH MANAGEMENT LLC (CRD 44856 ↗)

ARKADIOS CAPITAL BrokerCheck CRD 282710 ↗
KURT R BALDRY BrokerCheck CRD 1568930 ↗
via AUSDAL FINANCIAL PARTNERS INC (CRD 7995 ↗)

ROGER O ANDERSON BrokerCheck CRD 1898275 ↗
via AUSDAL FINANCIAL PARTNERS INC (CRD 7995 ↗)

WILLIAM G HURCKES BrokerCheck CRD 2612833 ↗
via AUSDAL FINANCIAL PARTNERS INC (CRD 7995 ↗)

BERTHEL FISHER & CO FINL SERV INC BrokerCheck CRD 13609 ↗
CAMBRIDGE INVESTMENT RESEARCH INC BrokerCheck CRD 39543 ↗
CENTAURUS FINANCIAL INC BrokerCheck CRD 30833 ↗
BRYAN C HAKOLA BrokerCheck CRD 4161289 ↗
via CONCORDE INVESTMENT SERVICES LLC (CRD 151604 ↗)

FRANK T KUIPER BrokerCheck CRD 1774282 ↗
via CONCORDE INVESTMENT SERVICES LLC (CRD 151604 ↗)

HERBERT ALSTON BrokerCheck CRD 5294132 ↗
via CONCORDE INVESTMENT SERVICES LLC (CRD 151604 ↗)

RAYMOND C DE WITT BrokerCheck CRD 2894063 ↗
via CONCORDE INVESTMENT SERVICES LLC (CRD 151604 ↗)

CARL D APPLE BrokerCheck CRD 1050406 ↗
via CROWN CAPITAL SECURITIES LP (CRD 6312 ↗)

KAREN J MAURER BrokerCheck CRD 2624379 ↗
via CROWN CAPITAL SECURITIES LP (CRD 6312 ↗)

LANNY R HOWARTER BrokerCheck CRD 813591 ↗
via CROWN CAPITAL SECURITIES LP (CRD 6312 ↗)

MARIA M BRINEZ BrokerCheck CRD 6520694 ↗
via IDB CAPITAL CORP (CRD 106032 ↗)

INDEPENDENT FINANCIAL GROUP LLC BrokerCheck CRD 7717 ↗
MADISON AVENUE SECURITIES LLC BrokerCheck CRD 23224 ↗
NATIONWIDE PLANNING ASSOCIATES INC BrokerCheck CRD 31029 ↗
PHILIP A GIBSON BrokerCheck CRD 2905474 ↗
via NEWBRIDGE SECURITIES CORPORATION (CRD 104065 ↗)

CHERYL L KNIGHT BrokerCheck CRD 1854248 ↗
via THE STRATEGIC FINANCIAL ALLIANCE INC (CRD 126514 ↗)

WARREN D PREHMUS BrokerCheck CRD 1875927 ↗
via THE STRATEGIC FINANCIAL ALLIANCE INC (CRD 126514 ↗)

United Planners' Financial Services of America A Limited Partner BrokerCheck CRD 20804 ↗
Avantax Investment Services, Inc. BrokerCheck CRD 13686 ↗
Evan H Hayashi BrokerCheck CRD 4535238 ↗
via LPL Financial LLC (CRD 6413 ↗)

Saul D Santoscoy-Dougherty BrokerCheck CRD 3269304 ↗
via Orchard Securities, LLC (CRD 133378 ↗)

Reed Michael O'Brien BrokerCheck CRD 2123928 ↗
via Realta Equities, Inc. (CRD 23769 ↗)

Brian Richard Bennett BrokerCheck CRD 821115 ↗
via The Strategic Financial Alliance, Inc. (CRD 126514 ↗)

Scott Stanley Brooks BrokerCheck CRD 3235252 ↗
via Newbridge Securities Corporation (CRD 104065 ↗)
EDGAR ↗
Jul 9, 2024 D/A
Cottonwood Communities, Inc.
File 021-488134
$81,125 (est.)$0$0Orchard Securities, LLC BrokerCheck CRD 133378 ↗EDGAR ↗
Feb 10, 2023 D
Cottonwood Communities Inc
File 021-473246
$9,000,000 (est.)$0$0Orchard Securities, LLC BrokerCheck CRD 133378 ↗EDGAR ↗
Jul 11, 2022 D
CW Alpha Mill Apartments, LP
File 021-451882
$1,810,307 (est.)$0$465,300 (est.)Orchard Securities, LLC BrokerCheck CRD 133378 ↗EDGAR ↗
Jun 4, 2021 D/A
Melrose II S TIC, LLC
File 021-401793
$357,261 (est.)$0$0 (est.)Orchard Securities, LLC BrokerCheck CRD 133378 ↗EDGAR ↗
Dec 31, 2020 D/A
Cottonwood Richmond At Millcreek QOF, LLC
File 021-343946
$651,161 (est.)$420,108 (est.)$4,184,034Michelle Rebecca Langer BrokerCheck CRD 5048331 ↗
via Orchard Securities, LLC (CRD 133378 ↗)

Jodi Ripp Bugter BrokerCheck CRD 5463465 ↗
via Center Street Securities, Inc. (CRD 26898 ↗)

Jeffrey Lynn Bangerter BrokerCheck CRD 1687028 ↗
via Concorde Investment Services, LLC (CRD 151604 ↗)

Raymond C. Dewitt BrokerCheck CRD 2894063 ↗
via Concorde Investment Services, LLC (CRD 151604 ↗)

Damian Jude Dering BrokerCheck CRD 2854253 ↗
via Concorde Investment Services, LLC (CRD 151604 ↗)

Nathanial Michael Kuhn BrokerCheck CRD 4624143 ↗
via DAI Securities, LLC (CRD 36673 ↗)

Independent Financial Group, LLC BrokerCheck CRD 7717 ↗
Kalos Capital, Inc. BrokerCheck CRD 44337 ↗
Eric Richard Marlin BrokerCheck CRD 3256243 ↗
via Orchard Securities, LLC (CRD 133378 ↗)

Scott Glenn Eichler BrokerCheck CRD 5431034 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Mike Robert Kilpatrick BrokerCheck CRD 1278618 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Scott Douglas Phillips BrokerCheck CRD 1311907 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Christopher John Picciurro BrokerCheck CRD 4721435 ↗
via Center Street Securities, Inc. (CRD 26898 ↗)

Jack Robert Thacker Jr. BrokerCheck CRD 2754773 ↗
via Center Street Securities, Inc. (CRD 26898 ↗)

Michele L. Martin BrokerCheck CRD 5653595 ↗
via DAI Securities, LLC (CRD 36673 ↗)

Ran Fuchs BrokerCheck CRD 5593133 ↗
via IDB Capital Corp. (CRD 106032 ↗)
EDGAR ↗
Nov 9, 2020 D/A
Cottonwood Communities, Inc.
File 021-352880
$4,500,000 (est.)$0$0Orchard Securities, LLC BrokerCheck CRD 133378 ↗
Robert Lloyd Omohundro BrokerCheck CRD 2415942 ↗
via Alexander Capital, L.P. (CRD 40077 ↗)

Andrew N. Dutton BrokerCheck CRD 6869349 ↗
via American Trust Investment Services, Inc. (CRD 3001 ↗)

Austin R. Dutton BrokerCheck CRD 2739167 ↗
via American Trust Investment Services, Inc. (CRD 3001 ↗)

David Richard Geake BrokerCheck CRD 3088891 ↗
via American Trust Investment Services, Inc. (CRD 3001 ↗)

Jason Bryce Vanclef BrokerCheck CRD 5096529 ↗
via American Trust Investment Services, Inc. (CRD 3001 ↗)

Ronald York BrokerCheck CRD 4308987 ↗
via Arkadios Capital (CRD 282710 ↗)

Richard Steven Berger BrokerCheck CRD 702839 ↗
via Arkadios Capital (CRD 282710 ↗)

Agnes Stutzriem Andrysiak BrokerCheck CRD 1868356 ↗
via Ausdal Financial Partners, Inc. (CRD 7995 ↗)

David Lee Frohlichstein BrokerCheck CRD 1582362 ↗
via Ausdal Financial Partners, Inc. (CRD 7995 ↗)

Roger Owen Anderson BrokerCheck CRD 1898275 ↗
via Ausdal Financial Partners, Inc. (CRD 7995 ↗)

Robert Boris Hardcastle BrokerCheck CRD 1101791 ↗
via Berthel, Fisher & Company Financial Services, Inc. (CRD 13609 ↗)

Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗
Kenneth James New BrokerCheck CRD 2836918 ↗
via Center Street Securities, Inc. (CRD 26898 ↗)

Kevin James LeBlanc BrokerCheck CRD 1744123 ↗
via Center Street Securities, Inc. (CRD 26898 ↗)

Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗
Edwin James Strazzulla BrokerCheck CRD 1209491 ↗
via Crown Capital Securities, L.P. (CRD 6312 ↗)

Joseph Patrick Roop BrokerCheck CRD 2774470 ↗
via Dempsey Lord Smith, LLC (CRD 141238 ↗)

Lauren Skidmore Ivester BrokerCheck CRD 5001776 ↗
via Dempsey Lord Smith, LLC (CRD 141238 ↗)

Christopher Dunne BrokerCheck CRD 5780072 ↗
via IDB Capital Corp. (CRD 106032 ↗)

Independent Financial Group, LLC BrokerCheck CRD 7717 ↗
Kalos Capital, Inc. BrokerCheck CRD 44337 ↗
Guy Anthony Harrigan BrokerCheck CRD 1817525 ↗
via Lion Street Financial, LLC (CRD 165828 ↗)

Ara Freedman BrokerCheck CRD 5987083 ↗
via LPL Financial LLC (CRD 6413 ↗)

Lucia Securities, LLC BrokerCheck CRD 37179 ↗
Dimitry Tikhonov BrokerCheck CRD 5451809 ↗
via Madison Avenue Securities, LLC (CRD 23224 ↗)

Richard David Williams BrokerCheck CRD 4951778 ↗
via Madison Avenue Securities, LLC (CRD 23224 ↗)

Nationwide Planning Associates Inc. BrokerCheck CRD 31029 ↗
Newbridge Securities Corporation BrokerCheck CRD 104065 ↗
Austin R. Dutton Jr. BrokerCheck CRD 2739167 ↗
via Primex (CRD 29394 ↗)

Andrew N. Dutton BrokerCheck CRD 6869349 ↗
via Primex (CRD 29394 ↗)

James Michael Vaughn BrokerCheck CRD 1349426 ↗
via The Strategic Financial Alliance, Inc. (CRD 126514 ↗)
EDGAR ↗
Sep 15, 2020 D/A
Cottonwood Residential II, Inc.
File 021-335237
$500,000 (est.)$0$0Eric Richard Marlin BrokerCheck CRD 3256243 ↗
via Orchard Securities, LLC (CRD 133378 ↗)

Jeremy Mageras Lyman BrokerCheck CRD 6328718 ↗
via Orchard Securities, LLC (CRD 133378 ↗)
EDGAR ↗
Jul 9, 2020 D/A
CW Investor on Highland, LLC
File 021-343818
$2,234,250 (est.)$0$3,467,957Eric Richard Marlin BrokerCheck CRD 3256243 ↗
via Orchard Securities, LLC (CRD 133378 ↗)

Michelle Rebecca Langer BrokerCheck CRD 5048331 ↗
via Orchard Securities, LLC (CRD 133378 ↗)

Richard Lee Wagner BrokerCheck CRD 4575603 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

Robert Leo Vonderharr BrokerCheck CRD 1556834 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

David Richard Koehler BrokerCheck CRD 4832628 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

Alexandra Wells O'Neill BrokerCheck CRD 6694268 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

Amrish N. Patel BrokerCheck CRD 4449749 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

William Thompson Bolt BrokerCheck CRD 5649814 ↗
via Kalos Capital, Inc. (CRD 44337 ↗)

Brian Pierce BrokerCheck CRD 5731138 ↗
via Kalos Capital, Inc. (CRD 44337 ↗)

Christopher David Pullaro BrokerCheck CRD 4719289 ↗
via Kalos Capital, Inc. (CRD 44337 ↗)

Jay Van Greenburg BrokerCheck CRD 6153353 ↗
via Lefavi Wealth Management (CRD 104961 ↗)
EDGAR ↗
Feb 28, 2018 D/A
COTTONWOOD RESIDENTIAL, INC.
File 021-258272
$10,000,000 (est.)$0$0ORCHARD SECURITIES, LLC BrokerCheck CRD 133378 ↗EDGAR ↗
May 2, 2017 D
COTTONWOOD RESIDENTIAL, INC.
File 021-285849
$1,500,000 (est.)$0$500,000 (est.)
ERIC MARLIN ACTS AS AN INTERNAL WHOLESALER FOR ORCHARD SECURITIES, LLC AND IS PAID A WHOLESALING FEE OF UP TO 1% OF TOTAL SALES.
ORCHARD SECURITIES, LLC BrokerCheck CRD 133378 ↗EDGAR ↗
Feb 8, 2017 D
Cottonwood Residential O.P., LP
File 021-280280
$0 (est.)$0$0
ERIC MARLIN ACTS AS AN INTERNAL WHOLESALER FOR ORCHARD SECURITIES, LLC AND IS PAID A WHOLESALING FEE OF $0.06 FOR EACH UNIT ISSUED UNDER THE EXCHANGE OFFERING, AND 1% OF TOTAL SALES FOR UNITS ISSUED UNDER THE CASH OFFERING.
ORCHARD SECURITIES, LLC BrokerCheck CRD 133378 ↗EDGAR ↗
Oct 18, 2016 D/A
Cottonwood Residential O.P., LP
File 021-226581
$829,368 (est.)$0$0
ERIC MARLIN ACTS AS AN INTERNAL WHOLESALER FOR ORCHARD SECURITIES, LLC AND IS PAID A WHOLESALING FEE OF $0.06 FOR EACH UNIT ISSUED UNDER THE EXCHANGE OFFERING, AND 1% OF TOTAL SALES FOR UNITS ISSUED UNDER THE CASH OFFERING.
ORCHARD SECURITIES, LLC BrokerCheck CRD 133378 ↗
CENTAURUS FINANCIAL, INC. BrokerCheck CRD 30833 ↗
INDEPENDENT FINANCIAL GROUP, LLC BrokerCheck CRD 7717 ↗
KALOS CAPITAL, INC. BrokerCheck CRD 44337 ↗
LIGHTHOUSE CAPITAL GROUP, LLC BrokerCheck CRD 169135 ↗
NEWBRIDGE SECURITIES CORPORATION BrokerCheck CRD 104065 ↗
ROWLAND CARMICHAEL ADVISORS INC. BrokerCheck CRD 105766 ↗
KOVACK SECURITIES INC. BrokerCheck CRD 44848 ↗
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. BrokerCheck CRD 13609 ↗
BRUCE A. LEFAVI SECURITIES, INC. BrokerCheck CRD 10684 ↗
CENTER STREET SECURITIES, INC. BrokerCheck CRD 26898 ↗
CLARAPHI ADVISORY NETWORK, LLC BrokerCheck CRD 165868 ↗
CONCORDE INVESTMENT SERVICES, LLC BrokerCheck CRD 151604 ↗
GENEOS WEALTH MANAGEMENT, INC. BrokerCheck CRD 120894 ↗
LUCIA CAPITAL GROUP, LLC BrokerCheck CRD 152396 ↗
MADISON AVENUE SECURITIES, LLC BrokerCheck CRD 23224 ↗
VALUED WEALTH ADVISORS, LLC BrokerCheck CRD 146586 ↗		EDGAR ↗
Oct 18, 2016 D/A
COTTONWOOD RESIDENTIAL, INC.
File 021-226696
$4,224,183$0$2,500,000 (est.)
The Managing Broker Dealer may receive a fee equal to 1% of total sales, which it will re-allow, in whole or in part to certain wholesalers, some of which are internal to the Issuer.
ORCHARD SECURITIES, LLC BrokerCheck CRD 133378 ↗
AUSDAL FINANCIAL PARTNERS, INC. BrokerCheck CRD 7995 ↗
BRUCE A. LEFAVI SECURITIES, INC. BrokerCheck CRD 10684 ↗
CENTAURUS FINANCIAL, IN.C BrokerCheck CRD 30833 ↗
CENTER STREET SECURITIES, INC. BrokerCheck CRD 26898 ↗
INDEPENDENT FINANCIAL GROUP, LLC BrokerCheck CRD 7717 ↗
MADISON AVENUE SECURITIES, LLC BrokerCheck CRD 23224 ↗
NEWBRIDGE SECURITIES CORPORATION BrokerCheck CRD 104065 ↗
ROWLAND CARMICHAEL ADVISORS INC. BrokerCheck CRD 105766 ↗
VFG SECURITIES, INC. BrokerCheck CRD 15121 ↗
VSR FINANCIAL SERVICES, INC. BrokerCheck CRD 14503 ↗
WHITEHALL-PARKER SECURITIES, INC. BrokerCheck CRD 10608 ↗
KALOS CAPITAL, INC. BrokerCheck CRD 44337 ↗
GENEOS WEALTH MANAGEMENT, INC. BrokerCheck CRD 120894 ↗
BILTMORE WEALTH ADVISORS BrokerCheck CRD 16557 ↗
CONCORDE INVESTMENT SERVICES, LLC BrokerCheck CRD 151604 ↗
INGENUITY STREET INVESTING, LLC BrokerCheck CRD 164287 ↗
LUCIA SECURITIES, LLC BrokerCheck CRD 37179 ↗
WILDERMUTH ADVISORY, LLC BrokerCheck CRD 169354 ↗		EDGAR ↗
Oct 17, 2014 D/A
COTTONWOOD RESIDENTIAL, INC.
File 021-186186
$25,000,000 (est.)$0$2,500,000 (est.)
The Managing Broker Dealer may receive a fee equal to 1% of total sales, which it will re-allow, in whole or in part to certain wholesalers, some of which are internal to the Issuer.
Orchard Securities, LLC BrokerCheck CRD 133378 ↗EDGAR ↗
Apr 30, 2014 D/A
COTTONWOOD RESIDENTIAL, INC.
File 021-177582
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2014 D/A
Cottonwood Residential O.P., LP
File 021-137516
$1,806,196 (est.)$0$738,663 (est.)
Eric Marlin acts as an internal wholesaler for Orchard Securities, LLC and is paid a wholesaling fee of $0.03 for each unit issued under this offering and is paid $0.10 for each unit for sales for which he is the sales representative.
Orchard Securities, LLC BrokerCheck CRD 133378 ↗
Allied Beacon Partners, Inc. BrokerCheck CRD 46227 ↗
American Investors Company BrokerCheck CRD 38 ↗
Berthel, Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗
CapWest Securities, Inc. BrokerCheck CRD 30002 ↗
Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗
Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗
Courtlandt Securities Corporation BrokerCheck CRD 137356 ↗
Girard Securities, Inc. BrokerCheck CRD 18697 ↗
Independent Financial Group, LLC BrokerCheck CRD 7717 ↗
Investment Security Corporation BrokerCheck CRD 47536 ↗
Multi-Financial Securities Corporation BrokerCheck CRD 10299 ↗
NelsonReid, Inc. BrokerCheck CRD 45503 ↗
Omni Brokerage, Inc. BrokerCheck CRD 16878 ↗
Pacific West Securities, Inc. BrokerCheck CRD 6390 ↗
Phalanx Trading, LLC BrokerCheck CRD 146993 ↗
Primex BrokerCheck CRD 29394 ↗
Regent Capital Group, Inc. BrokerCheck CRD 126881 ↗
Resourcive Capital, LLC BrokerCheck CRD 145504 ↗
Sandlapper Securities, LLC BrokerCheck CRD 137906 ↗
Select Capital Corporation BrokerCheck CRD 145997 ↗
Steven L. Falk & Associates, Inc. BrokerCheck CRD 14297 ↗
Triad Advisors, Inc. BrokerCheck CRD 25803 ↗
VFG Securities, Inc. BrokerCheck CRD 15121 ↗
Welton Street Investments LLC BrokerCheck CRD 132111 ↗
Western International Securities, Inc. BrokerCheck CRD 39262 ↗
Whitehall-Parker Securities, Inc. BrokerCheck CRD 10608 ↗
Winslow, Evans & Crocker, Inc. BrokerCheck CRD 29686 ↗		EDGAR ↗
Jun 18, 2012 D/A
Cottonwood Appling Lakes, LLC
File 021-178896
$0$0$0None listed on this filingEDGAR ↗
Apr 3, 2012 D
Cottonwood Waterford Creek, LLC
File 021-176110
$0$0$0None listed on this filingEDGAR ↗
Jul 13, 2010 D/A
COTTONWOOD COPPERFIELD S LLC
File 021-119713
$781,500 (est.)$0$7,815,000Orchard Securities, LLC BrokerCheck CRD 133378 ↗EDGAR ↗
Sep 11, 2009 D
COTTONWOOD CAPITAL DEVELOPMENT LLC
File 021-118275
$1,000,000$0$0 (est.)AFA Financial Group, LLC BrokerCheck CRD 127648 ↗EDGAR ↗
Jun 23, 2009 D/A
COTTONWOOD BLUE SWAN S LLC
File 021-119716
$881,800$0$8,818,000Orchard Securities, LLC BrokerCheck CRD 133378 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 17

Every issuer that named Daniel Shaeffer on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CC
Residential · group: Cottonwood

Cottonwood Communities, Inc.

Millcreek, UT · Nov 7, 2019 → Oct 2, 2026 · 19 filings
  • Oct 2, 2026 · D/A · $166,867,931 sold of $200,000,000 · 1,624 investors · min. $25,000 · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗
  • Jan 28, 2026 · D/A · $1,134,860 sold of $5,696,460 · 15 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 23, 2026 · D/A · $32,650,722 sold of $150,000,000 · 378 investors · min. $25,000 · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗
  • Jan 2, 2026 · D · $200,866,049 sold of Indefinite · 332 investors · min. No minimum reported · role: Executive Officer, Director (Chief Executive Officer and director of CCI, the sole member of the general partner of CROP) EDGAR ↗
  • Sep 17, 2025 · D/A · $99,850,667 sold of $150,000,000 · 1,105 investors · min. $25,000 · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗
  • Jan 23, 2025 · D · $100,000 sold of $150,000,000 · 1 investors · min. $25,000 · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗
  • Jan 23, 2025 · D/A · $726,560 sold of $5,696,460 · 12 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 15, 2025 · D/A · $107,909,183 sold of $150,000,000 · 938 investors · min. $25,000 · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗
  • Sep 25, 2024 · D/A · $98,662,439 sold of $150,000,000 · 841 investors · min. $25,000 · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗
  • Sep 25, 2024 · D/A · $37,234,453 sold of $150,000,000 · 471 investors · min. $25,000 · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗
  • Jul 9, 2024 · D/A · $2,950,000 sold of $10,000,000 · 16 investors · min. $100,000 · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗
  • Sep 27, 2023 · D/A · $77,348,435 sold of $150,000,000 · 618 investors · min. $25,000 · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗
  • Sep 22, 2023 · D · $0 sold of $150,000,000 · 0 investors · min. $25,000 · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗
  • Jul 28, 2023 · D · $0 sold of $10,000,000 · 0 investors · min. $100,000 · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗
  • Apr 14, 2023 · D/A · $248,000 sold of $5,696,460 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 17, 2023 · D · $0 sold of $100,000,000 · 1 investors · min. $25,000 · role: Executive Officer, Director (Chief Executive Officer and Director) EDGAR ↗
  • Apr 14, 2022 · D · $147,473 sold of $5,696,460 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Nov 9, 2020 · D/A · $25,588,408 sold of $50,000,000 · 252 investors · min. $25,000 · role: Director EDGAR ↗
  • Nov 7, 2019 · D · $0 sold of $50,000,000 · 0 investors · min. $25,000 · role: Director EDGAR ↗

Raised $200.9M from 1,624 investors (100% of the $200M target) as of the latest filing. Daniel is listed as executive officer, director on 19 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CR
Other Real Estate · group: Cottonwood

Cottonwood Riverfront DST

Millcreek, UT · Sep 30, 2025 → Oct 2, 2026 · 2 filings
  • Oct 2, 2026 · D/A · $40,283,149 sold of $74,946,000 · 64 investors · min. $25,000 · role: Executive Officer, Director (Chief Executive Officer and Director of sole member of Issuer's Manager) EDGAR ↗
  • Sep 30, 2025 · D · $0 sold of $74,946,000 · 0 investors · min. $25,000 · role: Executive Officer, Director (Chief Executive Officer and Director of sole member of Issuer's Manager) EDGAR ↗

Raised $40.3M from 64 investors (54% of the $74.9M target) as of the latest filing. Daniel is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Residential · group: Cottonwood

Melrose II S TIC, LLC

Salt Lake City, UT · Jun 4, 2021 → Jun 30, 2026 · 3 filings
  • Jun 30, 2026 · D · $4,778,368 sold of $4,778,368 · 2 investors · min. $95,924 · role: Executive Officer, Director (Chief Executive Officer of the Sole Member of the General Partner of the Sole Member) EDGAR ↗
  • Jun 4, 2021 · D/A · $4,666,541 sold of $6,107,013 · 2 investors · min. $452,442 · role: Executive Officer EDGAR ↗
  • Jun 4, 2021 · D · $4,666,541 sold of $6,107,013 · 2 investors · min. $452,442 · role: Executive Officer EDGAR ↗

Raised $4.78M from 2 investors (100% of the $4.78M target) as of the latest filing. Daniel is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CR
Residential · group: Cottonwood

Cottonwood Residential O.P., LP

Salt Lake City, UT · Jan 4, 2013 → May 8, 2026 · 13 filings
  • May 8, 2026 · D/A · $240,347,009 sold of Indefinite · 885 investors · min. No minimum reported · role: Executive Officer (Chief Executive Officer of the Sole Member of the General Partner) EDGAR ↗
  • Mar 21, 2025 · D/A · $40,029,955 sold of Indefinite · 13 investors · min. No minimum reported · role: Executive Officer (Chief Executive Officer of the Sole Member of the General Partner) EDGAR ↗
  • Mar 28, 2023 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (Chief Executive Officer and Director of the Sole Member of the General Partner) EDGAR ↗
  • Dec 15, 2017 · D/A · $0 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer, Director (CEO OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Feb 8, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (CEO OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Dec 19, 2016 · D/A · $0 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer, Director (CEO OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Oct 18, 2016 · D/A · $56,200,189 sold of Indefinite · 244 investors · min. No minimum reported · role: Executive Officer, Director (CEO OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jul 11, 2016 · D/A · $169,397,774 sold of Indefinite · 657 investors · min. No minimum reported · role: Executive Officer, Director (CEO OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Dec 16, 2015 · D · $0 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer, Director (CEO OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Oct 16, 2015 · D/A · $23,955,137 sold of Indefinite · 112 investors · min. No minimum reported · role: Executive Officer, Director (CEO OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Oct 16, 2014 · D · $100,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director (CEO OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jan 7, 2014 · D/A · $56,740,522 sold of Indefinite · 335 investors · min. No minimum reported · role: Executive Officer, Director (CEO of the General Partner of the Issuer) EDGAR ↗
  • Jan 4, 2013 · D/A · $49,196,397 sold of Indefinite · 289 investors · min. No minimum reported · role: Executive Officer, Director (CEO of the General Partner of the Issuer) EDGAR ↗

Raised $240.3M from 885 investors as of the latest filing. Daniel is listed as executive officer, director on 13 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Residential · group: Cottonwood

CW Cottonwood Apartments, LLC

Salt Lake City, UT · Apr 6, 2026
  • Apr 6, 2026 · D · $36,200,000 sold of $36,200,000 · 2 investors · min. $362,363 · role: Executive Officer, Director (Chief Executive Officer and Director) EDGAR ↗

Raised $36.2M from 2 investors (100% of the $36.2M target) as of the latest filing. Daniel is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CW
Residential · group: Cottonwood

Cottonwood WG Investor, LLC

Salt Lake City, UT · Apr 6, 2026
  • Apr 6, 2026 · D · $0 sold of $21,075,000 · 0 investors · min. $25,000 · role: Executive Officer, Director (Chief Executive Officer and Director) EDGAR ↗

No sales reported yet as of the latest filing. Daniel is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Residential · group: Cottonwood

Cottonwood Communities Inc

Salt Lake City, UT · Feb 10, 2023
  • Feb 10, 2023 · D · $0 sold of $100,000,000 · 0 investors · min. $25,000 · role: Executive Officer, Director (Chief Executive Officer and Director) EDGAR ↗

No sales reported yet as of the latest filing. Daniel is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CA
Residential · group: Cottonwood

CW Alpha Mill Apartments, LP

Salt Lake City, UT · Jul 11, 2022
  • Jul 11, 2022 · D · $0 sold of $32,914,677 · 0 investors · min. $411,433 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Daniel is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CR
Residential · group: Cottonwood

Cottonwood Richmond At Millcreek QOF, LLC

Salt Lake City, UT · Jul 11, 2019 → Dec 31, 2020 · 3 filings
  • Dec 31, 2020 · D/A · $20,537,000 sold of $20,537,000 · 71 investors · min. $22,750 · role: Executive Officer EDGAR ↗
  • Jul 13, 2020 · D/A · $19,074,298 sold of $20,537,000 · 51 investors · min. $22,750 · role: Executive Officer EDGAR ↗
  • Jul 11, 2019 · D · $3,490,778 sold of $19,433,050 · 10 investors · min. $22,750 · role: Executive Officer EDGAR ↗

Raised $20.5M from 71 investors (100% of the $20.5M target) as of the latest filing. Daniel is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CR
Residential · group: Cottonwood

Cottonwood Residential II, Inc.

Salt Lake City, UT · Mar 20, 2019 → Sep 15, 2020 · 2 filings
  • Sep 15, 2020 · D/A · $5,666,006 sold of $20,000,000 · 12 investors · min. $100,000 · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗
  • Mar 20, 2019 · D · $0 sold of $20,000,000 · 0 investors · min. $100,000 · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗

Raised $5.67M from 12 investors (28% of the $20M target) as of the latest filing. Daniel is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Residential · group: Cottonwood

CW Investor on Highland, LLC

Salt Lake City, UT · Jul 9, 2019 → Jul 9, 2020 · 2 filings
  • Jul 9, 2020 · D/A · $23,577,232 sold of $24,825,000 · 41 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 9, 2019 · D · $10,184,729 sold of $22,590,750 · 11 investors · min. $91,000 · role: Executive Officer EDGAR ↗

Raised $23.6M from 41 investors (95% of the $24.8M target) as of the latest filing. Daniel is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CR
Residential · group: Cottonwood

COTTONWOOD RESIDENTIAL, INC.

Salt Lake City, UT · May 2, 2012 → Feb 28, 2018 · 14 filings
  • Feb 28, 2018 · D/A · $133,510,876 sold of $145,000,000 · 1,584 investors · min. $50,000 · role: Executive Officer, Director (CEO) EDGAR ↗
  • May 8, 2017 · D/A · $49,899,336 sold of $100,000,000 · 646 investors · min. $50,000 · role: Executive Officer, Director (CEO) EDGAR ↗
  • May 2, 2017 · D · $0 sold of $50,000,000 · 0 investors · min. $50,000 · role: Executive Officer, Director (CEO) EDGAR ↗
  • Oct 18, 2016 · D/A · $95,170,092 sold of $250,000,000 · 1,570 investors · min. $25,000 · role: Executive Officer, Director (CHIEF EXECUTIVE OFFICER) EDGAR ↗
  • Feb 29, 2016 · D · $0 sold of $100,000,000 · 0 investors · min. $50,000 · role: Executive Officer, Director (CHIEF EXECUTIVE OFFICER) EDGAR ↗
  • Oct 16, 2015 · D/A · $45,897,548 sold of $250,000,000 · 767 investors · min. $25,000 · role: Executive Officer, Director (CHIEF EXECUTIVE OFFICER) EDGAR ↗
  • Oct 17, 2014 · D · $0 sold of $250,000,000 · 0 investors · min. $25,000 · role: Executive Officer, Director (CHIEF EXECUTIVE OFFICER) EDGAR ↗
  • Oct 17, 2014 · D/A · $30,624,717 sold of $250,000,000 · 504 investors · min. $25,000 · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗
  • Apr 30, 2014 · D/A · $104,500,000 sold of $152,000,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗
  • Oct 25, 2013 · D/A · $8,446,369 sold of $250,000,000 · 112 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • May 3, 2013 · D/A · $84,500,000 sold of $127,000,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗
  • Oct 29, 2012 · D · $0 sold of $250,000,000 · 0 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Jul 26, 2012 · D/A · $31,000,000 sold of $127,000,000 · 3 investors · min. No minimum reported · role: Executive Officer (Chief Executive Officer) EDGAR ↗
  • May 2, 2012 · D · $24,000,000 sold of $127,000,000 · 3 investors · min. No minimum reported · role: Executive Officer (Chief Executive Officer) EDGAR ↗

Raised $133.5M from 1,584 investors (92% of the $145M target) as of the latest filing. Daniel is listed as executive officer, director on 14 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CA
Residential · group: Cottonwood

Cottonwood Appling Lakes, LLC

Salt Lake City, UT · May 29, 2012 → Jun 18, 2012 · 2 filings
  • Jun 18, 2012 · D/A · $7,340,276 sold of $7,340,276 · 11 investors · min. $33,354 · role: Executive Officer, Director, Promoter (Mr. Shaeffer is the CEO & a director of Cottonwood Residential, Inc., the GP of Cottonwood Residential O.P., LP. Cottonwood Residential O.P., LP is the sole manager of the Issuer.) EDGAR ↗
  • May 29, 2012 · D · $7,340,276 sold of $7,340,276 · 11 investors · min. $33,354 · role: Executive Officer, Director, Promoter (Mr. Shaeffer is the CEO & a director of Cottonwood Residential, Inc., the GP of Cottonwood Residential O.P., LP. Cottonwood Residential O.P., LP is the sole manager of the Issuer.) EDGAR ↗

Raised $7.34M from 11 investors (100% of the $7.34M target) as of the latest filing. Daniel is listed as executive officer, director, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CW
Residential · group: Cottonwood

Cottonwood Waterford Creek, LLC

Salt Lake City, UT · Apr 3, 2012
  • Apr 3, 2012 · D · $1,766,656 sold of $1,766,656 · 16 investors · min. $73,181 · role: Executive Officer, Director, Promoter (Mr. Shaeffer is the Chief Executive Officer and a director of Cottonwood Residential, Inc., the General Partner of Cottonwood Residential O.P., LP, the Issuer's sole manager.) EDGAR ↗

Raised $1.77M from 16 investors (100% of the $1.77M target) as of the latest filing. Daniel is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CC
Other Real Estate · group: Cottonwood

COTTONWOOD COPPERFIELD S LLC

Salt Lake City, UT · Jun 23, 2009 → Jul 13, 2010 · 2 filings
  • Jul 13, 2010 · D/A · $8,818,000 sold of $8,818,000 · 25 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Jun 23, 2009 · D/A · $5,267,412 sold of $8,818,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $8.82M from 25 investors (100% of the $8.82M target) as of the latest filing. Daniel is listed as executive officer, director, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CC
Other Real Estate · group: Cottonwood

COTTONWOOD CAPITAL DEVELOPMENT LLC

Salt Lake City, UT · Sep 11, 2009
  • Sep 11, 2009 · D · $3,477,000 sold of $10,000,000 · 65 investors · min. $25,000 · role: Executive Officer, Promoter EDGAR ↗

Raised $3.48M from 65 investors (35% of the $10M target) as of the latest filing. Daniel is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CB
Other Real Estate · group: Cottonwood

COTTONWOOD BLUE SWAN S LLC

Salt Lake City, UT · Jun 23, 2009 → Jun 23, 2009 · 2 filings
  • Jun 23, 2009 · D/A · $7,869,728 sold of $8,818,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Jun 23, 2009 · D/A · $7,869,728 sold of $8,818,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $7.87M (89% of the $8.82M target) as of the latest filing. Daniel is listed as executive officer, director, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Daniel 25

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CE
Management entity

CC Exchange TRS, Inc.

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Daniel Shaeffer. Their page shows their other deals.

CR
Management entity

CC Riverfront Manager, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Daniel Shaeffer. Their page shows their other deals.

CR
Management entity

CC Riverfront Depositor, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Daniel Shaeffer. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Gregg Christensen

Executive Officer, Promoter, Director · 69 shared filings (17 issuers) · also on 1 other issuer

Gregg Christensen is on 18 issuers in total — a repeat sponsor. Their page lists every one.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Chad Christensen

Executive Officer, Director, Promoter · 69 shared filings (17 issuers) · also on 2 other issuers

Chad Christensen is on 19 issuers in total — a repeat sponsor. Their page lists every one.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Susan Hallenberg

Executive Officer, Promoter, Director · 52 shared filings (12 issuers)

Susan Hallenberg is on 12 issuers in total — a repeat sponsor. Their page lists every one.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Marlin

Executive Officer, Promoter · 50 shared filings (11 issuers) · also on 1 other issuer

Eric Marlin is on 12 issuers in total — a repeat sponsor. Their page lists every one.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Fredenberg

Executive Officer · 41 shared filings (10 issuers)

Paul Fredenberg is on 10 issuers in total — a repeat sponsor. Their page lists every one.

EC
No photo found yet (own website and image search run after this page is viewed)
Person

Enzio Cassinis

Executive Officer · 31 shared filings (9 issuers)

Enzio Cassinis is on 9 issuers in total — a repeat sponsor. Their page lists every one.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Glenn Rand

Executive Officer, Director · 30 shared filings (8 issuers)

Glenn Rand is on 8 issuers in total — a repeat sponsor. Their page lists every one.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Stan Hanks

Executive Officer · 29 shared filings (7 issuers) · also on 1 other issuer

Stan Hanks is on 8 issuers in total — a repeat sponsor. Their page lists every one.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Larson

Executive Officer · 29 shared filings (7 issuers)

Adam Larson is on 7 issuers in total — a repeat sponsor. Their page lists every one.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Philip White

Director · 26 shared filings (7 issuers)

Philip White is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Gardner

Director · 24 shared filings (6 issuers) · also on 1 other issuer

Jonathan Gardner is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

John Lunt

Director · 24 shared filings (6 issuers)

John Lunt is on 6 issuers in total — a repeat sponsor. Their page lists every one.

LG
No photo found yet (own website and image search run after this page is viewed)
Person

Lance Graber

Director · 18 shared filings (2 issuers) · also on 23 other issuers

Lance Graber is on 25 issuers in total — a repeat sponsor. Their page lists every one.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

David Robertson

Director · 18 shared filings (2 issuers) · also on 30 other issuers

David Robertson is on 32 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Debra Spohn

Executive Officer · 11 shared filings (4 issuers)

Listed on the same filings as Daniel Shaeffer. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Siragusa

Executive Officer, Promoter · 4 shared filings (3 issuers)

Listed on the same filings as Daniel Shaeffer. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathon Gardner

Director · 2 shared filings (1 issuer)

Listed on the same filings as Daniel Shaeffer. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Cottonwood

18 issuers · 100 filings · $713.7M reported sold · 2009–2026

One team, 18 deal companies. Daniel Shaeffer is listed on 17 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Daniel Shaeffer.

Same business address

13 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 17 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Daniel Shaeffer by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 17 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Daniel Shaeffer is listed on: none on file. No website or social profile named in Cottonwood Residential O.P., LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #28,378 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Salt Lake City, UT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Utah state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Utah Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Daniel Shaeffer appears on a new Form D, or when a court case or SEC action is matched to them. See plans →