Daniel Hoffman is listed as an executive officer and director on 14 SEC Form D filings by 2 issuers between Sep 2009 and Jun 2013: Emmaus Life Sciences, Inc. (Torrance, CA — pharmaceuticals — 2009–2012; $4M reported sold to 19 investors) and Threadbare Games, Inc. (Oakland, CA — industry reported as "Other" — 2013; $236K reported sold to 8 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $4.24M sold in total.
Listed alongside David B. Jones (12 shared filings), George Carpenter (12 shared filings), Henry T. Harbin (12 shared filings), John Pappajohn (12 shared filings), Paul Buck (12 shared filings) and 11 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Daniel. Each name links to their own page.
1 of the issuers belongs to the sponsor group Emmaus Life Sciences (3 issuers, $3.74M reported sold, 2009–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Emmaus Life Sciences has 3 companies on file and $3.74M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 14 public filings for Daniel Hoffman and found 19 differences, 6 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.