Daniel Rottenberg is listed as an executive officer and director on 12 SEC Form D filings by 7 issuers between Jul 2013 and Jan 2026. Largest by amount reported sold: V6 Mirador LLC (Miami, FL — pooled investment fund — 2019–2025; $46M reported sold to 52 investors), Altamira II LLC (Miami, FL — pooled investment fund — 2025; $40.4M reported sold to 36 investors), Ocean Lane Global Fund (Miami, FL — pooled investment fund — 2013–2018; $21.6M reported sold to 17 investors), AC Holdings I LP - Main Series (Miami, FL — pooled investment fund — 2026; $15.9M reported sold to 13 investors), AC Holdings I LP - Series A (Miami, FL — pooled investment fund — 2026; $14.7M reported sold to 18 investors) and 2 more (all listed below).
What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $156.6M sold in total.
Listed alongside Ocean Lane Capital LLC (5 shared filings, management entity), AC Holdings I LP (3 shared filings, management entity), Arqos Capital GP I LLC (3 shared filings, management entity), V6 Holdings LLC (2 shared filings, management entity) and Arqos Advisors LLC (1 shared filing, management entity).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Daniel. Each name links to their own page.
6 of the issuers belong to the sponsor group Arqos (6 issuers, $135M reported sold, 2019–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Arqos has 6 companies on file and $135M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 12 public filings for Daniel Rottenberg and found 11 differences, 1 worth asking the sponsor about: 7 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.