Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:25 AM ET

Sponsor Check › Person

No photo found yet (own website and image search run after this page is viewed)

Daniel Penne

Named as an officer, director or promoter on SEC Form D filings · PA, FL · Oct 29, 2021 → Jul 29, 2022

1deal (issuers)

$6.6Mreported sold

4investors

3Form D filings

2021–2022years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:50 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Daniel Penne is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between Oct 2021 and Apr 2023: Quavo, Inc. (Delray Beach, FL — other technology — 2021–2023; $6.6M reported sold to 4 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Jared Winegrad (3 shared filings), John Philpott (3 shared filings), Joseph McLean (3 shared filings), Richard Jefferson (3 shared filings) and Trevor Clarke (2 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Daniel. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 1 state regulator order, 16 bankruptcy cases matching the name listed in Key records below.

What this means 18 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Daniel Penne and found 3 differences, 1 worth asking the sponsor about: Bankruptcy case: David Lee Hout and Penne Jo Hout; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Daniel Penne has not run yet — it is joining a line of 32,838 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 open

Penne v. Davol, Inc. open

District Court, S.D. Ohio · No. 2:19-cv-05112 · Filed Nov 21, 2019 · Nature of suit: 367 Health care / pharm

Role of Penne: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in OH (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:50 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Individuals Suspended for Failure to Comply with an Arbitration Award or Settlement Agreement Pursuant to FINRA Rule 9554 FINRA · Financial Industry Regulatory Authority (FINRA)

Order date Nov 10, 2016 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Penne Wilson Stafford (CRD #1734207)

Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗

same rare surname (1 person in Form D filings); surname only; nationwide regulator (FINRA) — the state is not a signal

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Daniel Penne..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

16 cases: 1 open, 15 closed (disposition not in docket feed)

Penne For Your Thoughts LLC open

United States Bankruptcy Court, E.D. Tennessee · No. 3:26-bk-30253 · Filed Feb 18, 2026

Role of Penne For Your Thoughts LLC: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in TN (not a filing state)

David Lee Hout and Penne Jo Hout closed

United States Bankruptcy Court, M.D. Florida · No. 8:08-bk-18025 · Filed Nov 13, 2008 · Closed Apr 4, 2013

Role of David Lee Hout and Penne Jo Hout: Debtor · Outcome: Case closed 2013-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in the person's filing state (FL)

David Walter Mayer and Penne Karen Mayer closed

United States Bankruptcy Court, E.D. Texas · No. 03-11182 · Filed Aug 8, 2003 · Closed Aug 30, 2007

Role of David Walter Mayer and Penne Karen Mayer: Debtor · Outcome: Case closed 2007-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in TX (not a filing state)

David A. Ramsey and Penne S. Ramsey closed

United States Bankruptcy Court, W.D. Arkansas · No. 5:02-bk-73694 · Filed Jun 13, 2002 · Closed Feb 15, 2007

Role of David A. Ramsey and Penne S. Ramsey: Debtor · Outcome: Case closed 2007-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in AR (not a filing state)

JOSEPH ALAN BURGESS and PENNE JEAN BURGESS closed

United States Bankruptcy Court, D. Nevada · No. 01-32788 · Filed Aug 14, 2001 · Closed Dec 21, 2001

Role of JOSEPH ALAN BURGESS and PENNE JEAN BURGESS: Debtor · Outcome: Case closed 2001-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in NV (not a filing state)

George D. Lewis and Penne J. Lewis closed

United States Bankruptcy Court, M.D. North Carolina · No. 00-83362 · Filed Dec 18, 2000 · Closed May 22, 2002

Role of George D. Lewis and Penne J. Lewis: Debtor · Outcome: Case closed 2002-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in NC (not a filing state)

Harry Truman White and Priscilla Penne White closed

United States Bankruptcy Court, W.D. North Carolina · No. 00-50727 · Filed Jun 13, 2000 · Closed Jan 12, 2001

Role of Harry Truman White and Priscilla Penne White: Debtor · Outcome: Case closed 2001-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 21 federal dockets); different first name (priscilla); court in NC (not a filing state)

James Dale Carter and Penne Sue Carter closed

United States Bankruptcy Court, W.D. Washington · No. 00-31628 · Filed Feb 29, 2000 · Closed Jun 22, 2000

Role of James Dale Carter and Penne Sue Carter: Debtor · Outcome: Case closed 2000-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in WA (not a filing state)

David C. Easton and Penne J. Easton closed

United States Bankruptcy Court, W.D. New York · No. 2-98-22530 · Filed Jul 6, 1998 · Closed Oct 24, 2000

Role of David C. Easton and Penne J. Easton: Debtor · Outcome: Case closed 2000-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in NY (not a filing state)

Robert Erwin Blackburn and Penne Laverne Blackburn closed

United States Bankruptcy Court, W.D. Missouri · No. 97-40908 · Filed Mar 13, 1997 · Closed Jun 23, 1997

Role of Robert Erwin Blackburn and Penne Laverne Blackburn: Debtor · Outcome: Case closed 1997-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in MO (not a filing state)

James Ferguson and Penne Ferguson closed

United States Bankruptcy Court, W.D. Michigan · No. 97-01019 · Filed Feb 7, 1997 · Closed Jul 31, 2001

Role of James Ferguson and Penne Ferguson: Debtor · Outcome: Case closed 2001-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in MI (not a filing state)

Steven R. Somerville and Penne Jo Somerville closed

United States Bankruptcy Court, W.D. Wisconsin · No. 1-97-20143 · Filed Jan 13, 1997 · Closed May 14, 1997

Role of Steven R. Somerville and Penne Jo Somerville: Debtor · Outcome: Case closed 1997-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in WI (not a filing state)

David P. Thomas and Penne K. Thomas closed

United States Bankruptcy Court, N.D. Texas · No. 96-45372 · Filed Nov 5, 1996 · Closed Oct 20, 2000

Role of David P. Thomas and Penne K. Thomas: Debtor · Outcome: Case closed 2000-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in TX (not a filing state)

Pasta Tre Penne, Inc., a Michigan Corp. closed

United States Bankruptcy Court, E.D. Michigan · No. 96-54196 · Filed Oct 24, 1996 · Closed Jun 18, 1997

Role of Pasta Tre Penne, Inc., a Michigan Corp.: Debtor · Outcome: Case closed 1997-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 21 federal dockets); different first name (inc); court in MI (not a filing state)

Ronald Ley Richards and Penne Powell Richards closed

United States Bankruptcy Court, D. Colorado · No. 96-22057 · Filed Sep 30, 1996 · Closed Jan 20, 1998

Role of Ronald Ley Richards and Penne Powell Richards: Debtor · Outcome: Case closed 1998-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in CO (not a filing state)

Mark Fuller and Penne Fuller closed

United States Bankruptcy Court, M.D. Georgia · No. 95-52314 · Filed Jul 31, 1995 · Closed May 30, 2000

Role of Mark Fuller and Penne Fuller: Debtor · Outcome: Case closed 2000-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in GA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:50 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Daniel Penne — 1 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Nov 13, 2008 – Apr 4, 2013

Bankruptcy case: David Lee Hout and Penne Jo Hout — filed Nov 13, 2008

United States Bankruptcy Court, M.D. Florida docket "David Lee Hout and Penne Jo Hout" filed Nov 13, 2008, closed Apr 4, 2013. Daniel Penne is listed as Debtor ("David Lee Hout and Penne Jo Hout"). Our match estimate: 59%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, M.D. Florida ↗

Sources

Docket · United States Bankruptcy Court, M.D. Florida ↗ (Nov 13, 2008)

Note · Jul 29, 2022 – Apr 14, 2023

Address moved from Philadelphia, PA to Delray Beach, FL — Quavo, Inc.

The people listed on the Jul 29, 2022 filing give Philadelphia, PA; on the Apr 14, 2023 filing they give Delray Beach, FL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jul 29, 2022 ↗Form D · Apr 14, 2023 ↗Quavo, Inc. — PartnerFacts page ↗

Sources

Form D · Jul 29, 2022 ↗ (Jul 29, 2022)
Form D · Apr 14, 2023 ↗ (Apr 14, 2023)
Quavo, Inc. — PartnerFacts page ↗ (Apr 14, 2023)

Note · Oct 29, 2021 – Apr 14, 2023

Daniel Penne is listed with 2 different address states: PA, FL

PA on 2 filings (Oct 29, 2021 to Jul 29, 2022); FL on 1 filing (Apr 14, 2023).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Oct 29, 2021 ↗Form D · Apr 14, 2023 ↗

Sources

Form D · Oct 29, 2021 ↗ (Oct 29, 2021)
Form D · Apr 14, 2023 ↗ (Apr 14, 2023)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Apr 14, 2023 D Quavo, Inc. File 021-478869	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Jul 29, 2022 D Quavo, Inc. File 021-454209	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Oct 29, 2021 D Quavo, Inc. File 021-419161	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Daniel Penne on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

Quavo, Inc.

Delray Beach, FL · Oct 29, 2021 → Apr 14, 2023 · 3 filings

Apr 14, 2023 · D · $2,000,000 sold of $2,000,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Jul 29, 2022 · D · $3,000,000 sold of $3,000,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Oct 29, 2021 · D · $6,600,000 sold of $6,600,000 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $6.6M from 4 investors (100% of the $2M target) as of the latest filing. Daniel is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Daniel 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

John Philpott

Director · 3 shared filings (1 issuer) · also on 5 other issuers

John Philpott is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jared Winegrad

Director · 3 shared filings (1 issuer)

Listed on the same filings as Daniel Penne. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Joseph McLean

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Daniel Penne. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Richard Jefferson

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Daniel Penne. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Trevor Clarke

Director · 2 shared filings (1 issuer)

Listed on the same filings as Daniel Penne. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Daniel Penne by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Daniel Penne is listed on: none on file. No website or social profile named in Quavo, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #127,950 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Delray Beach, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Daniel Penne appears on a new Form D, or when a court case or SEC action is matched to them. See plans →

Daniel Penne

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Bankruptcy case: David Lee Hout and Penne Jo Hout — filed Nov 13, 2008

Address moved from Philadelphia, PA to Delray Beach, FL — Quavo, Inc.

Daniel Penne is listed with 2 different address states: PA, FL

5. Money to insiders

Deals 1

Quavo, Inc.

People around Daniel 5

John Philpott

Jared Winegrad

Joseph McLean

Richard Jefferson

Trevor Clarke

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person