Sponsor Check › Person
Related person on Form D filings · address state as listed: CA · listed Jun 24, 2009 → Nov 22, 2019
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 17 offerings report sales commissions; 0 report finder's fees; 14 report proceeds to related persons totalling $19,820,909. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Nov 22, 2019 D/A File 021-350973 | $0 | $0 | $0 (est.) The Managing Member or its affiliates will be entitled to customary management fees and incentive income, as further detailed in the Issuer's offering documents. | Con Am Securities, Inc. BrokerCheck CRD 13148 ↗ |
| EDGAR ↗ | Mar 9, 2018 D/A File 021-283255 | $0 | $0 | $6,500,000 (est.) The Issuer's investment manager is entitled to receive an investment management fee, as described in issuer's offering materials. If $150,000,000 of Interests are sold, approximately $6,500,000 of such fee will be paid from such gross offering proceeds. | None listed on this filing |
| EDGAR ↗ | Sep 27, 2016 D File 021-271325 | $0 | $0 | $1,765,804 (est.) Development fee and reimbursement ($1,626,020) and interest on interim funding loan ($139,784). | None listed on this filing |
| EDGAR ↗ | Jul 6, 2016 D/A File 021-266272 | $0 | $0 | $1,773,006 Development fee (1,456,000); interest on interim funding loan ($317,006). | None listed on this filing |
| EDGAR ↗ | Jan 7, 2016 D File 021-254755 | $0 | $0 | $1,652,800 (est.) Development fee ($1,350,000); interest on short-term funding loan ($302,800). | None listed on this filing |
| EDGAR ↗ | Mar 19, 2015 D File 021-236258 | $0 | $0 | $0 The issuer's investment manager is entitled to receive an investment management fee as described in the issuer's Confidential Private Placement Memorandum. Such fee may be payable from capital contributions or cash generated from the issuer's business. | None listed on this filing |
| EDGAR ↗ | Dec 23, 2014 D File 021-230672 | $0 | $0 | $336,131 (est.) Acquisition fee ($330,000); Interest on short-term funding loan ($6,131). | None listed on this filing |
| EDGAR ↗ | Dec 4, 2014 D File 021-229442 | $0 | $0 | $213,020 (est.) Acquisition Fee ($199,700); interest on short-term funding loan ($13,320) | None listed on this filing |
| EDGAR ↗ | Feb 5, 2014 D File 021-211353 | $0 | $0 | $293,210 (est.) Amount shown is from issuer capital of $6,820,000; Acquisition fee and non accountable reimbursements paid by subsidiaries of Issuer ($240,750) and interest on short-term funding loan ($52,460) | None listed on this filing |
| EDGAR ↗ | Jan 29, 2014 D File 021-210913 | $0 | $0 | $242,495 (est.) Amount shown is from total issuer capital of $5.3 million; Acquisition fee ($175,000) and interest on short-term funding loan ($67,495) | None listed on this filing |
| EDGAR ↗ | Aug 13, 2012 D File 021-182622 | $0 | $0 | $545,600 (est.) | None listed on this filing |
| EDGAR ↗ | Jun 1, 2012 D File 021-179131 | $0 | $0 | $407,200 | None listed on this filing |
| EDGAR ↗ | Jan 23, 2012 D File 021-172314 | $0 | $0 | $2,053,455 $1,957,787 of such amount represents a distribution in partial redemption of the interests of such persons in the entity in which Issuer indirectly invested substantially all of the gross offering proceeds. | None listed on this filing |
| EDGAR ↗ | Jan 9, 2012 D File 021-171386 | $0 | $0 | $3,948,925 $3,764,975 of such amount represents a distribution in partial redemption of the interests of such persons in the entity in which Issuer invested substantially all of the gross offering proceeds. | None listed on this filing |
| EDGAR ↗ | Dec 21, 2011 D File 021-170488 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 24, 2009 D File 021-132211 | $0 | $0 | $14,288 An acquisition fee is being paid to the Issuer's Managing Member (CAIP) by UCM/CAIP-Rosemeade Holding LLC, a company in which the Issuer has a 9% interest. The Issuer's 9% share of the acquisition fee is $14,288. | None listed on this filing |
| EDGAR ↗ | Jun 24, 2009 D File 021-132210 | $0 | $0 | $74,975 Acquisition fee to be paid to CA Investment Partners, LLC, which is wholly owned by CAPL. Such fee will be paid by La Privada Scottsdale, LLC, a company in which the Issuer has a 29.99% interest. The Issuer's share of such acquisition fee is $74,975. | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | ConAm Multifamily Partners Fund III LLC group: Conam | Executive Officer, Director Executive officer and director of DJE Financial Corp. | Nov 22, 2019 | D/A | $200,000,000 similar: $1,675,000–$12,980,153 | $77,825,000 | 153 similar: 5–37 | No minimum reported similar: $25,000–$86,942 |
| EDGAR ↗ | ConAm Multifamily Partners Fund III LLC group: Conam | Executive Officer, Director Executive officer and director of DJE Financial Corp. | Oct 15, 2019 | D | $200,000,000 similar: $1,675,000–$12,980,153 | $14,375,000 | 35 similar: 5–37 | No minimum reported similar: $25,000–$86,942 |
| EDGAR ↗ | ConAm 2017 Multifamily Opportunity Fund LLC group: Conam | Executive Officer, Director Executive officer and director of DJE Financial Corp. | Mar 9, 2018 | D/A | $150,000,000 similar: $1,675,000–$12,980,153 | $109,495,000 | 270 similar: 5–37 | $25,000 similar: $25,000–$86,942 |
| EDGAR ↗ | ConAm 2017 Multifamily Opportunity Fund LLC group: Conam | Executive Officer, Director Executive officer and director of DJE Financial Corp. | Mar 24, 2017 | D | $100,000,000 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $25,000 similar: $25,000–$86,942 |
| EDGAR ↗ | ConAm Orenco Investors LLC group: Conam | Executive Officer, Director Executive officer and director of DJE Financial Corp. | Sep 27, 2016 | D | $9,840,000 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $10,000 similar: $25,000–$86,942 |
| EDGAR ↗ | ConAm Vancouver Williams Investors LLC group: Conam | Executive Officer, Director Executive officer and director of DJE Financial Corp. | Jul 6, 2016 | D/A | $10,500,000 similar: $1,675,000–$12,980,153 | $190,000 | 4 similar: 5–37 | $10,000 similar: $25,000–$86,942 |
| EDGAR ↗ | ConAm Vancouver Williams Investors LLC group: Conam | Executive Officer, Director Executive officer and director of DJE Financial Corp. | Jul 1, 2016 | D | $10,500,000 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $10,000 similar: $25,000–$86,942 |
| EDGAR ↗ | ConAm Holman 13 Investors LLC group: Conam | Executive Officer, Director Executive officer and director of managing member of sole member of Issuer's managing member | Jan 7, 2016 | D | $9,800,000 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $10,000 similar: $25,000–$86,942 |
| EDGAR ↗ | ConAm Multifamily Acquisition Fund LLC group: Conam | Executive Officer, Director Executive officer and director of managing member of sole member of Issuer's managing member. | Mar 19, 2015 | D | $75,000,000 similar: $1,675,000–$12,980,153 | $16,650,000 | 34 similar: 5–37 | $25,000 similar: $25,000–$86,942 |
| EDGAR ↗ | CA Phoenix Pointe Investors LLC group: Conam | Executive Officer, Director Executive officer and director of managing member of sole member of Issuer's managing member | Dec 23, 2014 | D | $10,975,000 similar: $1,675,000–$12,980,153 | $155,000 | 4 similar: 5–37 | $10,000 similar: $25,000–$86,942 |
| EDGAR ↗ | CA Vancouver Investors LLC group: Conam | Executive Officer Executive officer of managing member of sole member of Issuer's managing member | Dec 4, 2014 | D | $6,600,000 similar: $1,675,000–$12,980,153 | $3,640,000 | 32 similar: 5–37 | $10,000 similar: $25,000–$86,942 |
| EDGAR ↗ | SF Valley Investor, LLC group: Conam | Executive Officer, Director Executive officer and director of corporate GP of CAPL and individual GP of CAPL | Feb 5, 2014 | D | $5,820,000 similar: $1,675,000–$12,980,153 | $2,035,000 | 26 similar: 5–37 | $10,000 similar: $25,000–$86,942 |
| EDGAR ↗ | 2701 Decatur LLC group: Conam | Executive Officer, Director Executive officer and director of corporate GP of CAPL and individual GP of CAPL | Jan 29, 2014 | D | $4,300,000 similar: $1,675,000–$12,980,153 | $727,500 | 11 similar: 5–37 | $10,000 similar: $25,000–$86,942 |
| EDGAR ↗ | ConAm West Seattle Investors LLC group: Conam | Executive Officer, Director Executive officer and director of corporate GP of CAPL and individual GP of CAPL | Aug 13, 2012 | D | $7,250,000 | $2,975,000 | 8 | $10,000 |
| EDGAR ↗ | ConAm Arizona 520 Investors LLC group: Conam | Executive Officer, Director Executive Officer and Director of corporate GP of CAPL and individual GP of CAPL | Jun 1, 2012 | D | $13,000,000 | $970,000 | 10 | $10,000 |
| EDGAR ↗ | ConAm 9100 LLC group: Conam | Executive Officer, Director Executive Officer and Director of corporate GP of CAPL and individual GP of CAPL | Jan 23, 2012 | D | $6,710,000 | $1,295,000 | 13 | $10,000 |
| EDGAR ↗ | 9100 Holding LLC group: Conam | Executive Officer, Director Executive Officer and Director of corporate GP of CAPL and individual GP of CAPL | Jan 9, 2012 | D | $12,800,000 | $5,364,583 | 2 | $2,000,000 |
| EDGAR ↗ | Lake City Investors LLC group: Conam | Executive Officer, Director Executive Officer and Director of corporate GP of CAPL | Dec 21, 2011 | D | $14,485,000 | $10,113,000 | 6 | $5,000 |
| EDGAR ↗ | CA Rosemeade Investors, LLC group: Conam | Executive Officer, Director Executive Officer and Director of corporate GP of CAPL | Jun 24, 2009 | D | $2,030,000 | $105,000 | 3 | $5,000 |
| EDGAR ↗ | CA La Privada Investors, LLC group: Conam | Executive Officer, Director Executive Officer and Director of corporate GP of CAPL | Jun 24, 2009 | D | $4,200,000 | $245,000 | 3 | $5,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Daniel J. Epstein. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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