Daniel Galles

The filing says the first sale was Dec 30, 2022. The Form D was filed Jan 17, 2023 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Jun 21, 2021. The Form D was filed Jul 8, 2021 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The Jan 15, 2019 filing says an indefinite amount offered; the Aug 17, 2020 Form D/A says $20,488,667.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

No amendment in the last 12 months on an offering that may still be open — Clearsense, Inc (latest filing Feb 10, 2023) · No amendment in the last 12 months on an offering that may still be open — RxRevu, Inc. (latest filing Jan 17, 2023) · No amendment in the last 12 months on an offering that may still be open — Clearsense, Inc (latest filing Dec 14, 2022) · No amendment in the last 12 months on an offering that may still be open — Clearsense, Inc (latest filing Sep 22, 2022) · No amendment in the last 12 months on an offering that may still be open — Clearsense, Inc (latest filing Sep 9, 2021) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

"Other Health Care" (Jan 15, 2019 to Aug 17, 2020); then "Other Technology" (Mar 10, 2021 to Feb 10, 2023).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

This page covers filings where the address state is CA or FL or CO. A separate record, "Daniel Galles" with address state WA, is listed on 1 filing — most recently by Xealth Inc. (Feb 27, 2024). The two records do not overlap in time: this page runs Mar 10, 2021 to Feb 10, 2023; the other has one filing dated Feb 27, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA or FL or CO. A separate record, "Daniel Galles" with address state MA, is listed on 1 filing — most recently by Kyruus, Inc. (Sep 30, 2022). Both records have filings in the same period (Sep 30, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA or FL or CO. A separate record, "Daniel J. Galles" with address state CO, is listed on 1 filing — most recently by Aventura HQ, Inc. (Feb 9, 2015). The two records do not overlap in time: this page runs Mar 10, 2021 to Feb 10, 2023; the other has one filing dated Feb 9, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

The people listed on the Jan 15, 2019 filing give Ponte Vedra, FL; on the Aug 17, 2020 filing they give Jacksonville, FL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

CA on 5 filings (Sep 17, 2010 to Dec 12, 2024); FL on 5 filings (Mar 10, 2021 to Feb 10, 2023); CO on 2 filings (Jul 8, 2021 to Jan 17, 2023).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

"$1,000,001 - $5,000,000" (Jan 15, 2019); then "Decline to Disclose" (Aug 17, 2020).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

The Jan 15, 2019 filing lists a minimum of $125,000; the Aug 17, 2020 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.