Daniel Cadez is listed as an executive officer on 2 SEC Form D filings by 2 issuers in Sep 2012: Pishon, Ltd. (Livonia, MI — pooled investment fund — 2012; $1.17M reported sold to 4 investors) and Pishon Partners, L.P. (Livonia, MI — pooled investment fund — 2012; $658K reported sold to 6 investors).
What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $1.83M sold in total.
No other person or management entity is listed on the same filings.
What this means The filings name this person alone — no co-officers, directors or promoters were listed.
All 2 issuers belong to the sponsor group Pishon (2 issuers, $1.83M reported sold, 2012).
What this means A sponsor group is one team that sets up a new company for each deal. Pishon has 2 companies on file and $1.83M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 court cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Daniel Cadez and found 2 differences: No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.