Daniel A. Sperrazza is listed as an executive officer and director on 10 SEC Form D filings by 2 issuers between Mar 2009 and Feb 2013: Green Eagle Credit Offshore Fund, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2013; $125.3M reported sold to 30 investors) and Green Eagle Credit Fund LP (Lake Forest, IL — pooled investment fund — 2009–2013; $103.7M reported sold to 35 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $229M sold in total.
Listed alongside Glenn T. Migliozzi (10 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Daniel. Each name links to their own page.
All 2 issuers belong to the sponsor group Green Eagle (2 issuers, $229M reported sold, 2009–2013).
What this means A sponsor group is one team that sets up a new company for each deal. Green Eagle has 2 companies on file and $229M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 10 public filings for Daniel A. Sperrazza and found 2 differences: No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.