Dan Walles is listed as an executive officer on 3 SEC Form D filings by 1 issuer between Jun 2023 and Jul 2026: Dual City Advantage Fund LLC (Greenville, SC — commercial — 2023–2026; $8.38M reported sold to 33 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Joey Weinel (3 shared filings), Keith Nelson (3 shared filings), Michael Migliaccio (3 shared filings) and Scott Williams (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Dan. Each name links to their own page.
The issuer belongs to the sponsor group Dual City (4 issuers, $7.96M reported sold, 2017–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Dual City has 4 companies on file and $7.96M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 2 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Dan Walles and found 2 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.