PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:44 AM ET

Sponsor Check › Person

Dan O'Brien

Related person on Form D filings · address states/countries as listed: British Columbia, Canada (as filed: A1), Portugal (as filed: S1) · listed Nov 20, 2013 → Oct 20, 2026

9issuers
42Form D filings
2013–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:00 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:00 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:00 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

8 of 40 offerings report sales commissions totalling $333,251; 3 report finder's fees totalling $7,527; 18 report proceeds to related persons totalling $979,940. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Oct 20, 2026 D
File 021-601861
$0$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
None listed on this filing
EDGAR ↗Apr 14, 2026 D
File 021-580378
$0$0$0 (est.)
A portion of the net proceeds may be used for working capital or general corporate purposes, including for payments to officers and directors in the ordinary course, but proceeds are not earmarked for such payments
None listed on this filing
EDGAR ↗Feb 18, 2026 D
File 021-573925
$0$0$0 (est.)
A portion of the net proceeds may be used for general working capital purposes, including for payments to officers and directors in the ordinary course, but proceeds are not earmarked for such payments
None listed on this filing
EDGAR ↗Sep 9, 2025 D
File 021-557085
$0$0$0 (est.)
A portion of the net proceeds may be used for general working capital purposes, including for payments to officers and directors in the ordinary course, but proceeds are not earmarked for such payments
None listed on this filing
EDGAR ↗Jul 29, 2025 D
File 021-553062
$19,718$0$0BMO Capital Markets Corp. BrokerCheck CRD 16686 ↗
EDGAR ↗Jul 25, 2025 D
File 021-552856
$0$0$0
There were no proceeds from this exchange offer.
None listed on this filing
EDGAR ↗Jul 7, 2025 D/A
File 021-486990
$1,137 (est.)$0$0Raymond James Ltd. no CRD number reported
via Raymond James (USA) Ltd. (CRD 25853 ↗)
EDGAR ↗Apr 1, 2025 D
File 021-542621
$25,650$0$0University Bank no CRD number reported
EDGAR ↗Jan 24, 2025 D
File 021-536132
$120,000$0$0University Bank no CRD number reported
EDGAR ↗Jul 3, 2024 D
File 021-517821
$21,905 (est.)$0$0Red Cloud Securities Inc. no CRD number reported
via Marco Polo Securities Inc. (CRD 46561 ↗)
EDGAR ↗Nov 30, 2023 D
File 021-498474
$0$0$0
This was a share exchange transaction that did not result in any cash proceeds to the issuer.
None listed on this filing
EDGAR ↗Nov 16, 2023 D
File 021-497400
$0$0$0None listed on this filing
EDGAR ↗Aug 30, 2023 D
File 021-491023
$7,191$0$0Haywood Securities Inc. no CRD number reported
via Haywood Securities (USA) Inc. (CRD 42072 ↗)
EDGAR ↗May 30, 2023 D
File 021-482853
$0$3,526 (est.)$0CANACCORD GENUITY CORP no CRD number reported
via CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. (CRD 7449 ↗)

Haywood Securities Inc. no CRD number reported
via Haywood Securities (USA) Inc. (CRD 42072 ↗)
EDGAR ↗May 11, 2023 D
File 021-481535
$0$514 (est.)$0CANACCORD GENUITY CORP no CRD number reported
via CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. (CRD 7449 ↗)
EDGAR ↗Dec 30, 2021 D
File 021-427422
$0$0$53,126
Three directors and two employees received shares in settlement of compensation owed to them.
None listed on this filing
EDGAR ↗Oct 6, 2021 D
File 021-415822
$0$0$53,126
Three directors and two employees received shares in settlement of compensation owed to them
None listed on this filing
EDGAR ↗Jul 9, 2021 D
File 021-405743
$0$0$78,450
Four employees received shares in settlement of compensation owed to them
None listed on this filing
EDGAR ↗Jul 9, 2021 D
File 021-405745
$0$0$53,126
Three directors and two employees received shares in settlement of compensation owed to them
None listed on this filing
EDGAR ↗Apr 13, 2021 D
File 021-395624
$0$0$51,876
Three directors and two employees received shares in settlement of compensation owed to them
None listed on this filing
EDGAR ↗Jan 27, 2021 D
File 021-387588
$7,540$0$0 (est.)
Proceeds of the offering may be used for general working capital purposes, including payments to officers and directors in the ordinary course, but proceeds are not specifically earmarked for such payments.
Haywood Securities Inc. no CRD number reported
via Haywood Securities (USA) Inc. (CRD 42072 ↗)

Sprott Global Resource Investments Ltd. BrokerCheck CRD 35878 ↗
EDGAR ↗Jan 26, 2021 D
File 021-387385
$0$3,487 (est.)$0CANACCORD GENUITY CORP no CRD number reported
via CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. (CRD 7449 ↗)
EDGAR ↗Jan 8, 2021 D
File 021-385688
$0$0$55,626
Three directors and two employees received shares in settlement of compensation owed to them
None listed on this filing
EDGAR ↗Oct 19, 2020 D
File 021-378170
$0$0$55,626
Three directors and two employees received shares in settlement of compensation owed to them
None listed on this filing
EDGAR ↗Aug 7, 2020 D
File 021-372790
$0$0$59,793
Three directors and one employee received shares in settlement of compensation owed to them
None listed on this filing
EDGAR ↗Aug 7, 2020 D
File 021-372794
$0$0$76,500
Four employees received shares in settlement of compensation owed to them
None listed on this filing
EDGAR ↗Apr 30, 2020 D
File 021-366096
$0$0$26,459
Two directors and one employee received shares in settlement of compensation owed to them
None listed on this filing
EDGAR ↗Apr 23, 2020 D
File 021-365617
$0$0$0
The Company intends to use the proceeds to continue to advance the Dewey Burdock in-situ recovery uranium project towards permitting, to identify additional uranium resources, continued analysis of historical data of other projects,general working capital
None listed on this filing
EDGAR ↗Jan 10, 2020 D
File 021-357614
$0$0$43,126
Three directors and one employee received shares in settlement of compensation owed to them
None listed on this filing
EDGAR ↗Oct 22, 2019 D
File 021-351574
$0$0$43,126
Three directors and one employee received shares in settlement for compensation owed to them
None listed on this filing
EDGAR ↗Sep 6, 2019 D
File 021-348116
$0$0$23,209
Three directors and one employee received shares in settlement for compensation owing to them
None listed on this filing
EDGAR ↗Apr 24, 2019 D
File 021-337961
$0$0$25,042
Three directors and one employee received shares in settlement for compensation owing to them.
None listed on this filing
EDGAR ↗Mar 28, 2019 D
File 021-335858
$0$0$0None listed on this filing
EDGAR ↗Jan 16, 2019 D
File 021-330650
$0$0$25,042
Three directors and one employee received shares in settlement for compensation owing to them.
None listed on this filing
EDGAR ↗Oct 30, 2018 D
File 021-324601
$0$0$40,290
Two directors and two employees received shares in settlement of compensation owing to them.
None listed on this filing
EDGAR ↗Oct 30, 2018 D
File 021-324602
$0$0$20,147
Three directors and one employee received shares in settlement of compensation owing to them.
None listed on this filing
EDGAR ↗Jul 6, 2018 D
File 021-316149
$0$0$196,250
Four directors received shares in settlement of compensation owing to them.
None listed on this filing
EDGAR ↗Feb 2, 2018 D
File 021-304672
$0$0$0
Financing proceeds will be utilized to continue to advance the Dewey Burdock uranium project towards construction, to identify additional uranium resources at Dewey Burdock through analysis of historical data and for general working capital purposes.
None listed on this filing
EDGAR ↗Jan 18, 2018 D
File 021-303564
$0$0$0
Two directors, an employee and a consultant received shares in settlement of compensation owing to them.
None listed on this filing
EDGAR ↗Nov 20, 2013 D
File 021-206671
$130,110$0$0Scarsdale Equities LLC BrokerCheck CRD 134602 ↗

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Sun Peak Metals Corp.Executive OfficerOct 20, 2026D$6,903,944
similar: $500,000–$7,000,000
$1,406,0849
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Azarga Metals Corp.
group: Azarga
Executive OfficerApr 14, 2026D$67,746
similar: $500,000–$7,000,000
$38,9181
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗North Shore Uranium Ltd.Executive OfficerFeb 18, 2026D$1,793,747
similar: $500,000–$7,000,000
$996,52657
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗North Shore Uranium Ltd.Executive OfficerSep 9, 2025D$649,812
similar: $500,000–$7,000,000
$324,90614
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗TDG Gold Corp.Executive OfficerJul 29, 2025D$328,635
similar: $500,000–$7,000,000
$328,6351
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗TDG Gold Corp.Executive OfficerJul 25, 2025D$6,259,542
similar: $500,000–$7,000,000
$6,259,54211
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗TDG Gold Corp.Executive OfficerJul 7, 2025D/A$96,619
similar: $500,000–$7,000,000
$56,8352
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Pulsar Helium Inc.Executive Officer, DirectorApr 1, 2025D$427,498
similar: $1,050,000–$13,125,000
$427,4987
similar: 3–19
No minimum reported
similar: $11,000–$62,888
EDGAR ↗Pulsar Helium Inc.Executive Officer, DirectorJan 24, 2025D$2,000,000
similar: $1,050,000–$13,125,000
$2,000,0005
similar: 3–19
No minimum reported
similar: $11,000–$62,888
EDGAR ↗TDG Gold Corp.Executive OfficerJul 11, 2024D/A$96,619
similar: $500,000–$7,000,000
$56,8352
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗FORUM ENERGY METALS CORPExecutive Officer
CFO
Jul 3, 2024D$1,018,592
similar: $500,000–$7,000,000
$407,4372
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗North Shore Uranium Ltd.Executive OfficerNov 30, 2023D$18,167
similar: $500,000–$7,000,000
$18,1672
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗North Shore Energy Metals Ltd.Executive OfficerNov 16, 2023D$18,167
similar: $500,000–$7,000,000
$18,1672
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Pulsar Helium Inc.Executive OfficerAug 30, 2023D$256,813
similar: $1,050,000–$13,125,000
$102,7252
similar: 3–19
No minimum reported
similar: $11,000–$62,888
EDGAR ↗TDG Gold Corp.Executive OfficerJul 14, 2023D$96,619
similar: $500,000–$7,000,000
$56,8352
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗FORUM ENERGY METALS CORPExecutive Officer
CFO
May 30, 2023D$293,336
similar: $500,000–$7,000,000
$117,3336
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗FORUM ENERGY METALS CORPExecutive Officer
CFO
May 11, 2023D$18,365
similar: $500,000–$7,000,000
$7,3461
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerDec 30, 2021D$53,126
similar: $1,000,000–$16,613,798
$53,1265
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerOct 6, 2021D$53,126
similar: $1,000,000–$16,613,798
$53,1265
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerJul 9, 2021D$53,126
similar: $1,000,000–$16,613,798
$53,1265
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerJul 9, 2021D$78,450
similar: $1,000,000–$16,613,798
$78,4504
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerApr 13, 2021D$51,876
similar: $1,000,000–$16,613,798
$51,8765
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerJan 27, 2021D$427,258
similar: $1,000,000–$16,613,798
$251,3283
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗FORUM ENERGY METALS CORPExecutive Officer
CFO
Jan 26, 2021D$543,000
similar: $500,000–$7,000,000
$217,2008
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerJan 8, 2021D$55,626
similar: $1,000,000–$16,613,798
$55,6265
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerOct 19, 2020D$55,626
similar: $1,000,000–$16,613,798
$55,6265
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerAug 7, 2020D$76,500
similar: $1,000,000–$16,613,798
$76,5004
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerAug 7, 2020D$59,793
similar: $1,000,000–$16,613,798
$59,7934
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerApr 30, 2020D$26,459
similar: $1,000,000–$16,613,798
$26,4593
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerApr 23, 2020D$64,719
similar: $1,000,000–$16,613,798
$64,71919
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerJan 10, 2020D$43,126
similar: $1,000,000–$16,613,798
$43,1264
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerOct 22, 2019D$43,126
similar: $1,000,000–$16,613,798
$43,1264
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerSep 6, 2019D$23,209
similar: $1,000,000–$16,613,798
$23,2094
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerApr 24, 2019D$25,042
similar: $1,000,000–$16,613,798
$25,0424
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerMar 28, 2019D$448,880
similar: $1,000,000–$16,613,798
$448,8808
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerJan 16, 2019D$25,042
similar: $1,000,000–$16,613,798
$25,0424
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerOct 30, 2018D$20,147
similar: $1,000,000–$16,613,798
$20,1474
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerOct 30, 2018D$40,290
similar: $1,000,000–$16,613,798
$40,2904
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerJul 6, 2018D$196,250
similar: $1,000,000–$16,613,798
$196,2504
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerFeb 2, 2018D$121,655
similar: $1,000,000–$16,613,798
$121,6551
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗AZARGA URANIUM CORP.
group: Azarga
Executive OfficerJan 18, 2018D$28,166
similar: $1,000,000–$16,613,798
$28,1664
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗SUNRIDGE GOLD CORPExecutive OfficerNov 20, 2013D$5,652,453
similar: $500,000–$7,000,000
$1,858,7167
similar: 2–14
No minimum reported
similar: $5,000–$50,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); Oil and Gas / 506(b) (1,000 filings); Other Energy / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • Dan O'Brien — address state KY, NC, 2 issuers, Mar 23, 2009 → Apr 5, 2010 · no shared issuer found
  • Dan O'Brien — address state CO, 2 issuers, May 20, 2014 → Oct 5, 2016 · no shared issuer found
  • Dan O'Brien — address state MA, 1 issuer, Sep 26, 2011 → Dec 13, 2012 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (0 management entities, 40 people)

People and management entities the issuers listed as related persons on the same Form D filings as Dan O'Brien. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Blake Steele — 25 shared filings (3 issuers) · roles as listed: Executive Officer, Director
  • John Mays — 23 shared filings (1 issuer) · role as listed: Executive Officer
  • Richard Blubaugh — 23 shared filings (1 issuer) · role as listed: Executive Officer
  • Joseph Havlin — 23 shared filings (1 issuer) · role as listed: Director
  • Delos Cy Jamison — 23 shared filings (1 issuer) · role as listed: Director
  • Matthew O'Kane — 21 shared filings (1 issuer) · role as listed: Director
  • Sandra MacKay — 20 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Todd Hilditch — 20 shared filings (1 issuer) · role as listed: Director · also listed on 8 other issuers
  • Glenn Catchpole — 20 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Doris Meyer — 10 shared filings (6 issuers) · roles as listed: Executive Officer, Director · also listed on 8 other issuers
  • Stephen Quin — 5 shared filings (1 issuer) · role as listed: Director · also listed on 7 other issuers
  • Michael Kosowan — 5 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Fletcher Morgan — 5 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 3 other issuers
  • Evandra Nakano — 5 shared filings (1 issuer) · role as listed: Director
  • Richard J. Mazur — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director, Promoter · also listed on 3 other issuers
  • Michael A. Steeves — 4 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Brooke Clements — 4 shared filings (2 issuers) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • JACQUELINE COLLINS — 4 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 5 other issuers
  • Anthony Balme — 4 shared filings (1 issuer) · role as listed: Director
  • Paul Dennison — 4 shared filings (1 issuer) · role as listed: Director
  • James Thom — 4 shared filings (2 issuers) · role as listed: Director
  • Larry Okada — 4 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Richard F Clement, Jr. — 3 shared filings (1 issuer) · role as listed: Director
  • DAVID J COWAN — 3 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Apolonius Struijk — 3 shared filings (1 issuer) · role as listed: Director
  • Alexander Bayer — 3 shared filings (1 issuer) · role as listed: Director
  • Janet Meiklejohn — 3 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Rebecca Hunter — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • James Arthur — 3 shared filings (2 issuers) · role as listed: Director
  • Geoffrey Crow — 3 shared filings (1 issuer) · role as listed: Director
  • Neil Herbert — 3 shared filings (1 issuer) · role as listed: Director
  • Jon Ferrier — 3 shared filings (1 issuer) · role as listed: Director
  • Thomas Abraham-James — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Greg Davis — 2 shared filings (2 issuers) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Andrew Stewart — 2 shared filings (1 issuer) · role as listed: Director
  • Brice Laurent — 2 shared filings (1 issuer) · role as listed: Director
  • Neil O'Brien — 1 shared filing (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Michael Hopley — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Eric Edwards — 1 shared filing (1 issuer) · role as listed: Director · also listed on 5 other issuers
  • Scott Ansell — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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