DAN LIPSON is listed as an executive officer and promoter on 8 SEC Form D filings by 5 issuers between Jun 2019 and Apr 2021: ROTUNDA CAPITAL PARTNERS FUND II, L.P. (Bethesda, MD — pooled investment fund — 2019–2020; $123.1M reported sold to 20 investors), ROTUNDA CAPITAL PARTNERS FUND II-A, L.P. (Bethesda, MD — pooled investment fund — 2019–2020; $123.1M reported sold), ROTUNDA CAPITAL PARTNERS TRINITY CO-INVEST, L.P. (Bethesda, MD — pooled investment fund — 2020; $16M reported sold to 3 investors), IF&P Holding Company, LLC (Indianapolis, IN — industry reported as "Other" — 2019–2020; $10.1M reported sold to 12 investors) and RCP STORM SMART CO-INVEST, L.P. (Bethesda, MD — pooled investment fund — 2021; $6.7M reported sold to 2 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and promoter, over about 2 years. Across those companies the filings report $279M sold in total.
Listed alongside COREY WHISNER (8 shared filings), BOB WICKHAM (6 shared filings), JOHN FRUEHWIRTH (6 shared filings), Gregory P. Corsaro (2 shared filings), Marcus Agresta (2 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around DAN. Each name links to their own page.
All 5 issuers belong to the sponsor group Rcp (25 issuers, $455M reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Rcp has 25 companies on file and $455M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 8 public filings for DAN LIPSON and found 3 differences: No amendment in the last 12 months on an offering that may still be open; DAN LIPSON is listed with 2 different address states: MD, IN; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.