Dan Lamb is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Apr 2022: ASHOC Beverage, LLC (Costa Mesa, CA — retailing — 2022; $28.3M reported sold to 47 investors).
What this means One deal on file with the SEC, filed Apr 2022. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Derek Hopkins (1 shared filing), Lance Collins (1 shared filing), Matt Lingenbrink (1 shared filing), Paul Nadel (1 shared filing) and Scot DeLorme (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Dan. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Dan Lamb and found 4 differences, 3 worth asking the sponsor about: Bankruptcy case: Dan Lamb and Tammy J Lamb; Bankruptcy case: DAN K. LAMB and MELBA J. LAMB; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.