Dan Helman is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Nov 2010 and Mar 2011: Yangarra Resources Ltd. (Calgary, Alberta, Canada (as filed: A0) — oil and gas — 2010–2011; $1M reported sold to 3 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Arthur Dumont (2 shared filings), Gordon Bowerman (2 shared filings), James Evaskevich (2 shared filings), Joseph Durante (2 shared filings), Ron Gardiner (2 shared filings) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Dan. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Dan Helman and found 5 differences, 1 worth asking the sponsor about: 4 paid sellers are listed without a CRD number; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.