Curtis Pollock is listed as an executive officer on 12 SEC Form D filings by 12 issuers between Dec 2019 and Oct 2023. Largest by amount reported sold: Greystone SDOF Preferred Equity LLC (New York, NY — pooled investment fund — 2022; $150M reported sold to 69 investors), GREYSTONE MONTICELLO FUNDING LLC SERIES SH-69 (New York, NY — pooled investment fund — 2023; $45M reported sold to 3 investors), GREYSTONE MONTICELLO FUNDING SH-66-B LLC (New York, NY — pooled investment fund — 2023; $29.1M reported sold to 47 investors), Greystone Monticello Funding SH-64 LLC (New York, NY — pooled investment fund — 2022; $27.1M reported sold to 73 investors), Greystone Monticello Funding LLC Series SH-71 (New York, NY — pooled investment fund — 2023; $17M reported sold to 49 investors) and 7 more (all listed below).
What this means That is a lot of deals — 12 separate companies raised money with this person listed as executive officer, over about 4 years. Across those companies the filings report $294.4M sold in total.
Listed alongside Stephen Rosenberg (11 shared filings), Alan Litt (10 shared filings), Jonathan Litt (10 shared filings), Thomas Lally (10 shared filings), GMJV - Manager, LLC (9 shared filings, management entity) and 10 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Curtis. Each name links to their own page.
All 12 issuers belong to the sponsor group Monticelloam Funding (68 issuers, $3.18B reported sold, 2015–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Monticelloam Funding has 68 companies on file and $3.18B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 12 public filings for Curtis Pollock and found 3 differences: Form D filed 26 days after the first sale; Form D filed 21 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.