Conrad E. Chen is listed as an executive officer and director on 18 SEC Form D filings by 8 issuers between Sep 2009 and Mar 2020. Largest by amount reported sold: Crescent Capital High Income Fund, L.P. (Los Angeles, CA — pooled investment fund — 2018–2019; $585.7M reported sold to 111 investors), Crescent Capital High Yield Fund, L.P. (Los Angeles, United States (as filed: X1) — pooled investment fund — 2012–2016; $464.3M reported sold to 67 investors), CRESCENT SENIOR SECURED FLOATING RATE LOAN FUND, LLC (Los Angeles, CA — pooled investment fund — 2018–2019; $345.2M reported sold to 41 investors), CRESCENT SENIOR SECURED FLOATING RATE LOAN FUND (CAYMAN), L.P. (Los Angeles, CA — pooled investment fund — 2015–2019; $306M reported sold to 41 investors), Crescent Credit Opportunities Fund, L.P. (Los Angeles, CA — pooled investment fund — 2020; $158.3M reported sold to 30 investors) and 3 more (all listed below).
What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $1.99B sold in total.
Listed alongside Crescent Capital Group, LP (9 shared filings, management entity), John A. Fekete (8 shared filings), Crescent Senior Secured Floating Rate Loan Fund, LLC (7 shared filings, management entity), Wayne Hosang (7 shared filings), Crescent Capital Group High Yield LLC (5 shared filings, management entity) and 15 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Conrad. Each name links to their own page.
7 of the issuers belong to the sponsor group Crescent (91 issuers, $303.39B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Crescent has 91 companies on file and $303.39B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 18 public filings for Conrad E. Chen and found 10 differences, 4 worth asking the sponsor about: 96% of the money raised went to insiders; Conrad E. Chen is no longer listed on the Jun 21, 2022 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
