CONNOR YOST is listed as a director on 1 SEC Form D filing by 1 issuer in Feb 2021: Top Holdings, LLC (Portland, ME — industry reported as "Other" — 2021; $100K reported sold to 2 investors).
What this means One deal on file with the SEC, filed Feb 2021. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
No other person or management entity is listed on the same filings.
What this means The filings name this person alone — no co-officers, directors or promoters were listed.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for CONNOR YOST and found 3 differences: CONNOR YOST appears on 1 deal that stopped filing before reaching its target; Form D filed 53 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.