Colm Callan is listed as an executive officer on 2 SEC Form D filings by 1 issuer in Oct 2020: Aktana, Inc. (San Francisco, CA — other technology — 2020; $30M reported sold to 32 investors).
What this means One deal on file with the SEC, filed Oct 2020. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside David J. Ehrlich (2 shared filings), Derek Choy (2 shared filings), Doug Dennerline (2 shared filings), Gary Kurtzman (2 shared filings), Jared Kesselheim (2 shared filings) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Colm. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 SEC release listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Colm Callan and found 4 differences, 2 worth asking the sponsor about: Regulator action: Joseph Jackson and Colm Callan (Feb 2, 2021); Form D filed 389 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.