Cliff Rees is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Mar 2016: Telcentris, Inc. (San Diego, CA — telecommunications — 2016; $5.46M reported sold to 90 investors).
What this means One deal on file with the SEC, filed Mar 2016. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Bryan Hertz (1 shared filing), Jack Schneider (1 shared filing), Jim Krupiarz (1 shared filing), Joe Lawrence (1 shared filing), Kevin Hertz (1 shared filing) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Cliff. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for Cliff Rees and found 5 differences, 3 worth asking the sponsor about: Paid seller listed without a CRD number: Andre Johnson; Paid seller listed without a CRD number: Steve Collins; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.