PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:17 AM ET

Sponsor Check › Person

CS
No photo found yet (own website and image search run after this page is viewed)

Clark Sigsbee

Named as an officer, director or promoter on SEC Form D filings · MD · May 19, 2009 → Nov 22, 2013

4deals (issuers)
$8.88Mreported sold
318investors
7Form D filings
2009–2013years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Clark Sigsbee is listed as a director on 7 SEC Form D filings by 4 issuers between May 2009 and Nov 2013: AS GROUP #3 LP (Bangor, ME — other technology — 2009–2010; $5.7M reported sold to 205 investors), AB Group #3 LP (Bangor, ME — other technology — 2010–2012; $2.94M reported sold to 105 investors), Biometric Associates, LP (Timonium, MD — other technology — 2013; $240K reported sold to 8 investors) and JH GROUP #3 LP (Bangor, ME — other technology — 2010).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $8.88M sold in total.

Listed alongside Alan Kozlay (7 shared filings), Andrew Sherman (7 shared filings), Douglas E. Kozlay (7 shared filings), Thatcher M. Adams, Jr. (7 shared filings), James McLeod (6 shared filings) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Clark. Each name links to their own page.

2 of the issuers belong to the sponsor group Total (3 issuers, $2.94M reported sold, 2010–2012).

What this means A sponsor group is one team that sets up a new company for each deal. Total has 3 companies on file and $2.94M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for Clark Sigsbee and found 11 differences, 4 worth asking the sponsor about: ME securities regulator consent order naming a team member (Nov 30, 2020); Bankruptcy case: Clark D. Sigsbee; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Clark Sigsbee has not run yet — it is joining a line of 50,821 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Clark Sigsbee..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Theodore Sigsbee Wright and Suzanne Renee Wright closed
United States Bankruptcy Court, D. South Carolina · No. 06-01630 · Filed Apr 21, 2006 · Closed Jul 19, 2011
Role of Theodore Sigsbee Wright and Suzanne Renee Wright: Debtor · Outcome: Case closed 2011-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 5 federal dockets); different first name (theodore); court in SC (not a filing state)
Clark D. Sigsbee closed
United States Bankruptcy Court, D. Maryland · No. 98-21952 · Filed Sep 9, 1998 · Closed Oct 4, 1999
Role of Clark D. Sigsbee: Debtor · Outcome: Case closed 1999-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 5 federal dockets); first name matches; court in the person's filing state (MD)
Sigsbee v. FTB Mortgage Services closed
United States Bankruptcy Court, D. Maryland · No. 95-01471 · Filed Nov 27, 1995 · Closed Feb 20, 1997
Role of Sigsbee: Plaintiff · Outcome: Case closed 1997-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 5 federal dockets); surname only in the caption; court in the person's filing state (MD)
Clark D. Sigsbee closed
United States Bankruptcy Court, D. Maryland · No. 95-13024 · Filed May 23, 1995 · Closed Nov 17, 1997
Role of Clark D. Sigsbee: Debtor · Outcome: Case closed 1997-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 5 federal dockets); first name matches; court in the person's filing state (MD)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Clark Sigsbee — 4 worth asking about (compared 7 filings on Oct 24, 2026)

Worth asking · Nov 30, 2020

ME securities regulator consent order naming a team member (Nov 30, 2020)

Maine Office of Securities (Department of Professional and Financial Regulation) issued a Consent Order dated Nov 30, 2020. Respondents as listed: Thatcher M. Adams, Jr. and The Voice Project, Inc.. Matched to Thatcher M. Adams, Jr. (listed on the same filings).

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

ME order · Consent Order ↗Thatcher M. Adams, Jr. — PartnerFacts page ↗
Sources
Worth asking · Sep 9, 1998 – Oct 4, 1999

Bankruptcy case: Clark D. Sigsbee — filed Sep 9, 1998

United States Bankruptcy Court, D. Maryland docket "Clark D. Sigsbee" filed Sep 9, 1998, closed Oct 4, 1999. Clark Sigsbee is listed as Debtor ("Clark D. Sigsbee"). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Maryland ↗
Sources
Worth asking · May 23, 1995 – Nov 17, 1997

Bankruptcy case: Clark D. Sigsbee — filed May 23, 1995

United States Bankruptcy Court, D. Maryland docket "Clark D. Sigsbee" filed May 23, 1995, closed Nov 17, 1997. Clark Sigsbee is listed as Debtor ("Clark D. Sigsbee"). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Maryland ↗
Sources
Note · Nov 27, 1995 – Feb 20, 1997

Bankruptcy case: Sigsbee v. FTB Mortgage Services — filed Nov 27, 1995

United States Bankruptcy Court, D. Maryland docket "Sigsbee v. FTB Mortgage Services" filed Nov 27, 1995, closed Feb 20, 1997. Clark Sigsbee is listed as Plaintiff ("Sigsbee"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Maryland ↗
Sources
Worth asking · May 19, 2009 – Dec 5, 2012

5 filings report more than 10% of the money raised going to insiders

42% of the money raised went to insiders — AB Group #3 LP · 55% of the money raised went to insiders — AB Group #3 LP · 1076% of the money raised went to insiders — AB Group #3 LP · 33% of the money raised went to insiders — AS GROUP #3 LP · 23% of the money raised went to insiders — AS GROUP #3 LP

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Dec 5, 2012 ↗AB Group #3 LP — PartnerFacts page ↗Form D/A · Oct 17, 2011 ↗Form D · Oct 26, 2010 ↗
Sources
Note · Jul 28, 2010 – Nov 22, 2013

Clark Sigsbee appears on 2 deals that stopped filing before reaching their target

Biometric Associates, LP (last filing Nov 22, 2013; $240,000 sold of $2,000,000); JH GROUP #3 LP (last filing Jul 28, 2010; $0 sold of $400,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Biometric Associates, LP — PartnerFacts page ↗JH GROUP #3 LP — PartnerFacts page ↗
Sources
Note · Nov 12, 2013 – Nov 22, 2013

No amendment in the last 12 months on an offering that may still be open — Biometric Associates, LP (latest filing Nov 22, 2013)

The latest filing for this offering is dated Nov 22, 2013 (first sale Nov 12, 2013). It reports $240,000 sold of $2,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Nov 22, 2013 ↗Biometric Associates, LP — PartnerFacts page ↗
Sources
Note · Oct 18, 2010 – Dec 5, 2012

No amendment in the last 12 months on an offering that may still be open — AB Group #3 LP (latest filing Dec 5, 2012)

The latest filing for this offering is dated Dec 5, 2012 (first sale Oct 18, 2010). It reports $2,939,729 sold of $4,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Dec 5, 2012 ↗AB Group #3 LP — PartnerFacts page ↗
Sources
Note · Jan 18, 2006 – Mar 18, 2010

No amendment in the last 12 months on an offering that may still be open — AS GROUP #3 LP (latest filing Mar 18, 2010)

The latest filing for this offering is dated Mar 18, 2010 (first sale Jan 18, 2006). It reports $5,702,270 sold of $8,769,301 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Mar 18, 2010 ↗AS GROUP #3 LP — PartnerFacts page ↗
Sources
Note · May 19, 2009 – Mar 18, 2010

Offering amount changed between filings — AS GROUP #3 LP

The May 19, 2009 filing says $8,469,392 offered; the Mar 18, 2010 Form D/A says $8,769,301.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · May 19, 2009 ↗Form D/A (later) · Mar 18, 2010 ↗AS GROUP #3 LP — PartnerFacts page ↗
Sources
Note · Oct 17, 2011 – Dec 5, 2012

Minimum investment changed between filings — AB Group #3 LP

The Oct 17, 2011 filing lists a minimum of $50,000; the Dec 5, 2012 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 17, 2011 ↗Form D/A (later) · Dec 5, 2012 ↗AB Group #3 LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 4 offerings report sales commissions totalling $917,765; 0 report finder's fees; 2 report proceeds to related persons totalling $2,549,870. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 22, 2013 D
Biometric Associates, LP
File 021-206837
$0$0$0None listed on this filingEDGAR ↗
Dec 5, 2012 D/A
AB Group #3 LP
File 021-149608
$77,131$0$1,230,000 (est.)Commonwealth Financial Network BrokerCheck CRD 8032 ↗
via Daniel Romaine (CRD 1303943 ↗)
EDGAR ↗
Jul 28, 2010 D
JH GROUP #3 LP
File 021-145597
$0$0$0None listed on this filingEDGAR ↗
Mar 18, 2010 D/A
AS GROUP #3 LP
File 021-85995
$840,634 (est.)$0$1,319,870 (est.)
Reflects historical data from 2006-2009 and an estimated figure for 2010.
Commonwealth Financial Network BrokerCheck CRD 8032 ↗
Commonwealth Financial Network BrokerCheck CRD 8032 ↗
via Daniel Romaine (CRD 1303943 ↗)

Commonwealth Financial Network BrokerCheck CRD 8032 ↗
via Lindon S. Brown II (CRD 1130893 ↗)

Commonwealth Financial Network BrokerCheck CRD 8032 ↗
via Brian G. Greenwood (CRD 1212459 ↗)

Commonwealth Financial Network BrokerCheck CRD 8032 ↗
via Richard W. Preston (CRD 2396186 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Clark Sigsbee on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BA
Other Technology

Biometric Associates, LP

Timonium, MD · Nov 22, 2013
  • Nov 22, 2013 · D · $240,000 sold of $2,000,000 · 8 investors · min. $10,000 · role: Director (Director of Managing General Partner) EDGAR ↗

Raised $240K from 8 investors (12% of the $2M target) as of the latest filing. Clark is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AG
Other Technology · group: Total

AB Group #3 LP

Bangor, ME · Oct 26, 2010 → Dec 5, 2012 · 3 filings
  • Dec 5, 2012 · D/A · $2,939,729 sold of $4,000,000 · 105 investors · min. No minimum reported · role: Director (Director of General Partner of affiliated company) EDGAR ↗
  • Oct 17, 2011 · D/A · $1,401,514 sold of $4,000,000 · 0 investors · min. $50,000 · role: Director (Director of General Partner of affiliated company) EDGAR ↗
  • Oct 26, 2010 · D · $72,000 sold of $4,000,000 · 0 investors · min. $50,000 · role: Director (Director of General Partner of affiliated company) EDGAR ↗

Raised $2.94M from 105 investors (73% of the $4M target) as of the latest filing. Clark is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

JG
Other Technology · group: Total

JH GROUP #3 LP

Bangor, ME · Jul 28, 2010
  • Jul 28, 2010 · D · $0 sold of $400,000 · 0 investors · min. No minimum reported · role: Director (Director of General Partner of affiliated company) EDGAR ↗

No sales reported yet as of the latest filing. Clark is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AG
Other Technology

AS GROUP #3 LP

Bangor, ME · May 19, 2009 → Mar 18, 2010 · 2 filings
  • Mar 18, 2010 · D/A · $5,702,270 sold of $8,769,301 · 205 investors · min. No minimum reported · role: Director (Director of General Partner of affiliated company) EDGAR ↗
  • May 19, 2009 · D/A · $4,845,819 sold of $8,469,392 · 164 investors · min. No minimum reported · role: Director (Director of General Partner of affiliated company) EDGAR ↗

Raised $5.7M from 205 investors (65% of the $8.77M target) as of the latest filing. Clark is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Clark 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas E. Kozlay

Executive Officer, Director · 7 shared filings (4 issuers)

Listed on the same filings as Clark Sigsbee. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Sherman

Director · 7 shared filings (4 issuers)

Listed on the same filings as Clark Sigsbee. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Kozlay

Director · 7 shared filings (4 issuers)

Listed on the same filings as Clark Sigsbee. Their page shows their other deals.

TA
No photo found yet (own website and image search run after this page is viewed)
Person

Thatcher M. Adams, Jr.

Executive Officer, Promoter · 7 shared filings (4 issuers) · also on 1 other issuer

Thatcher M. Adams, Jr. is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

James McLeod

Director · 6 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Clark Sigsbee. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Prout

Director · 6 shared filings (4 issuers)

Listed on the same filings as Clark Sigsbee. Their page shows their other deals.

SJ
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Johnson

Executive Officer, Director · 6 shared filings (4 issuers) · also on 1 other issuer

Scott Johnson is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John Hochstein

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Clark Sigsbee. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Edward F. Spinelli

Director · 1 shared filing (1 issuer)

Listed on the same filings as Clark Sigsbee. Their page shows their other deals.

The team behind the deals

T
Sponsor group

Total

3 issuers · 5 filings · $2.94M reported sold · 2010–2012

One team, 3 deal companies. Clark Sigsbee is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Clark Sigsbee.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Clark Sigsbee by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Clark Sigsbee is listed on: none on file. No website or social profile named in AS GROUP #3 LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #363,017 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Bangor, ME). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Maryland Judiciary case search ↗Maine state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Maryland Secretary of State business search ↗Maine Secretary of State business search ↗OpenCorporates ↗

Change history

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