Christopher Pledger is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Jul 2014 and Jul 2015: Westrock Finance, LLC (Little Rock, AR — investing — 2014–2015; $21.4M reported sold to 13 investors) and Westrock Trading, L.P. (Little Rock, AR — pooled investment fund — 2015).
What this means 2 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $21.4M sold in total.
All 2 issuers belong to the sponsor group Westrock Alpha (12 issuers, $330.2M reported sold, 2011–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Westrock Alpha has 12 companies on file and $330.2M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Christopher Pledger and found 1 difference: No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.