PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:54 AM ET

Sponsor Check › Person

CS

Christopher Shen

Named as an officer, director or promoter on SEC Form D filings · CA, WA, MN · Apr 28, 2015 → Apr 3, 2025

10deals (issuers)
$471.9Mreported sold
392investors
12Form D filings
2015–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:34 AM ET · SEC enforcement last checked: not yet

The short version

Christopher Shen is listed as an executive officer and director on 12 SEC Form D filings by 10 issuers between Apr 2015 and Apr 2025. Largest by amount reported sold: Supira Medical, Inc. (Campbell, CA — other health care — 2025; $120M reported sold to 31 investors), Earlens Corp (Menlo Park, CA — other health care — 2016; $72.1M reported sold to 147 investors), Moximed, Inc (Fremont, CA — other health care — 2015–2017; $62.7M reported sold to 104 investors), Ivantis, Inc. (Irvine, CA — other technology — 2017; $58.9M reported sold to 14 investors), Element Science, Inc. (San Francisco, CA — other health care — 2020; $50.6M reported sold to 11 investors) and 5 more (all listed below).

What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $471.9M sold in total.

Listed alongside Henry A. Plain, Jr. (7 shared filings), Robert W. Croce (3 shared filings), Ryan Drant (3 shared filings), Alexander Schmitz (2 shared filings), Arthur Franken (2 shared filings) and 56 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Christopher. Each name links to their own page.

The issuers belong to 3 sponsor groups: Qiming (3 issuers, $0 reported sold, 2017–2021), Supira (4 issuers, $219.8M reported sold, 2017–2025) and Med Tech Arbitrage (6 issuers, $67.5M reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:34 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Christopher Shen and Yihsuan Ho closed
United States Bankruptcy Court, C.D. California · No. 2:12-bk-25869 · Filed May 4, 2012 · Closed Aug 17, 2012
Role of Christopher Shen and Yihsuan Ho: Debtor · Outcome: Case closed 2012-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:34 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

None reported on 12 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 3, 2025 D
Supira Medical, Inc.
File 021-542919
$0$0$0None listed on this filingEDGAR ↗
Dec 16, 2021 D
Project M Holdings Inc.
File 021-425329
$0$0$0None listed on this filingEDGAR ↗
Jul 29, 2020 D
NUVAIRA, INC.
File 021-371987
$0$0$0
Excludes standard compensation for officers and directors.
None listed on this filingEDGAR ↗
Mar 12, 2020 D
Element Science, Inc.
File 021-362698
$0$0$0None listed on this filingEDGAR ↗
Feb 14, 2019 D
NUVAIRA, INC.
File 021-332905
$0$0$0None listed on this filingEDGAR ↗
Jan 30, 2019 D
Qiming U.S. Healthcare Fund II, L.P.
File 021-331749
$0$0$0
The General Partner (or its designee) is entitled to the payment of a management fee payable by the Issuer.
None listed on this filingEDGAR ↗
Mar 31, 2017 D
Moximed, Inc
File 021-283747
$0$0$0None listed on this filingEDGAR ↗
Jan 23, 2017 D
Ivantis, Inc.
File 021-278940
$0$0$0None listed on this filingEDGAR ↗
Jun 15, 2016 D
Earlens Corp
File 021-265112
$0$0$0None listed on this filingEDGAR ↗
Sep 2, 2015 D
Kona Medical, Inc.
File 021-246857
$0$0$0None listed on this filingEDGAR ↗
May 5, 2015 D
Moximed, Inc
File 021-239193
$0$0$0None listed on this filingEDGAR ↗
Apr 28, 2015 D
TWELVE, Inc.
File 021-238748
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 10

Every issuer that named Christopher Shen on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SM
Other Health Care · group: Supira

Supira Medical, Inc.

Campbell, CA · Apr 3, 2025
  • Apr 3, 2025 · D · $119,999,984 sold of $119,999,984 · 20 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $120M from 31 investors (100% of the $120M target) as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PM
Other Banking and Financial Services

Project M Holdings Inc.

Orinda, CA · Dec 16, 2021
  • Dec 16, 2021 · D · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Executive Officer (Director, President and Secretary) EDGAR ↗

Raised $313K from 10 investors as of the latest filing. Christopher is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

N
Other Health Care

NUVAIRA, INC.

Minneapolis, MN · Feb 14, 2019 → Jul 29, 2020 · 2 filings
  • Jul 29, 2020 · D · $17,417,640 sold of $49,999,997 · 44 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 14, 2019 · D · $25,000,004 sold of $75,000,000 · 20 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $42M from 49 investors (84% of the $50M target) as of the latest filing. Christopher is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ES
Other Health Care

Element Science, Inc.

San Francisco, CA · Mar 12, 2020
  • Mar 12, 2020 · D · $50,649,148 sold of $145,649,142 · 11 investors · min. $1 · role: Director EDGAR ↗

Raised $50.6M from 11 investors (35% of the $145.6M target) as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

QU
Pooled Investment Fund · group: Qiming

Qiming U.S. Healthcare Fund II, L.P.

Bellevue, WA · Jan 30, 2019
  • Jan 30, 2019 · D · $0 sold of $250,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

M
Other Health Care · group: Med Tech Arbitrage

Moximed, Inc

Fremont, CA · May 5, 2015 → Mar 31, 2017 · 2 filings
  • Mar 31, 2017 · D · $49,541,720 sold of $51,450,000 · 8 investors · min. $1 · role: Director EDGAR ↗
  • May 5, 2015 · D · $19,742,755 sold of $37,642,028 · 104 investors · min. $1 · role: Director EDGAR ↗

Raised $62.7M from 104 investors (100% of the $51.5M target) as of the latest filing. Christopher is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

I
Other Technology

Ivantis, Inc.

Irvine, CA · Jan 23, 2017
  • Jan 23, 2017 · D · $25,000,002 sold of $25,000,002 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $58.9M from 14 investors (100% of the $25M target) as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Other Health Care

Earlens Corp

Menlo Park, CA · Jun 15, 2016
  • Jun 15, 2016 · D · $53,593,010 sold of $69,029,068 · 22 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $72.1M from 147 investors (100% of the $69M target) as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KM
Biotechnology

Kona Medical, Inc.

Bellevue, WA · Sep 2, 2015
  • Sep 2, 2015 · D · $10,000,300 sold of $22,376,012 · 17 investors · min. $1 · role: Director EDGAR ↗

Raised $30M from 17 investors (100% of the $22.4M target) as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

T
Other Health Care

TWELVE, Inc.

Redwood City, CA · Apr 28, 2015
  • Apr 28, 2015 · D · $35,249,982 sold of $35,349,980 · 9 investors · min. $1 · role: Director EDGAR ↗

Raised $35.2M from 9 investors (100% of the $35.3M target) as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Christopher 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

HP
Person

Henry A. Plain, Jr.

Director · 7 shared filings (5 issuers) · also on 9 other issuers

Henry A. Plain, Jr. is on 14 issuers in total — a repeat sponsor. Their page lists every one.

RD
Person

Ryan Drant

Director · 3 shared filings (2 issuers) · also on 36 other issuers

Ryan Drant is on 38 issuers in total — a repeat sponsor. Their page lists every one.

RC
Person

Robert W. Croce

Director · 3 shared filings (2 issuers) · also on 10 other issuers

Robert W. Croce is on 12 issuers in total — a repeat sponsor. Their page lists every one.

JR
Person

Jonathan Root

Director · 2 shared filings (1 issuer) · also on 18 other issuers

Jonathan Root is on 19 issuers in total — a repeat sponsor. Their page lists every one.

AS
Person

Alexander Schmitz

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Alexander Schmitz is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JM
Person

Joshua Makower

Director · 2 shared filings (1 issuer) · also on 15 other issuers

Joshua Makower is on 16 issuers in total — a repeat sponsor. Their page lists every one.

KS
Person

Kevin Sidow

Executive Officer, Director · 2 shared filings (1 issuer) · also on 6 other issuers

Kevin Sidow is on 7 issuers in total — a repeat sponsor. Their page lists every one.

AF
Person

Arthur Franken

Director · 2 shared filings (1 issuer)

Listed on the same filings as Christopher Shen. Their page shows their other deals.

DW
Person

Dennis W. Wahr

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Christopher Shen. Their page shows their other deals.

CN
Person

Carolyn Ng

Director · 2 shared filings (1 issuer)

Listed on the same filings as Christopher Shen. Their page shows their other deals.

RA
Person

Robert K. Anderson

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Christopher Shen. Their page shows their other deals.

MC
Person

Michael Carusi

Director · 2 shared filings (1 issuer) · also on 16 other issuers

Michael Carusi is on 17 issuers in total — a repeat sponsor. Their page lists every one.

AS
Person

Amr Salahieh

Director · 1 shared filing (1 issuer) · also on 9 other issuers

Amr Salahieh is on 10 issuers in total — a repeat sponsor. Their page lists every one.

BC
Person

Bihua Chen

Director · 1 shared filing (1 issuer) · also on 29 other issuers

Bihua Chen is on 30 issuers in total — a repeat sponsor. Their page lists every one.

BT
Person

Benjamin Tsai

Director · 1 shared filing (1 issuer) · also on 10 other issuers

Benjamin Tsai is on 11 issuers in total — a repeat sponsor. Their page lists every one.

TB
Person

Tara Butler

Director · 1 shared filing (1 issuer) · also on 11 other issuers

Tara Butler is on 12 issuers in total — a repeat sponsor. Their page lists every one.

CW
Person

Charles Warden

Director · 1 shared filing (1 issuer) · also on 12 other issuers

Charles Warden is on 13 issuers in total — a repeat sponsor. Their page lists every one.

BF
Person

Bruce Feuchter

Executive Officer · 1 shared filing (1 issuer) · also on 14 other issuers

Bruce Feuchter is on 15 issuers in total — a repeat sponsor. Their page lists every one.

RH
Person

Russell Hirsch

Director · 1 shared filing (1 issuer) · also on 11 other issuers

Russell Hirsch is on 12 issuers in total — a repeat sponsor. Their page lists every one.

RD
Person

Rodney Perkins, M.D.

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Christopher Shen. Their page shows their other deals.

HG
Person

Hanson S. Gifford III

Director · 1 shared filing (1 issuer) · also on 11 other issuers

Hanson S. Gifford III is on 12 issuers in total — a repeat sponsor. Their page lists every one.

UK
Person

Uday N. Kumar

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Christopher Shen. Their page shows their other deals.

MG
Person

Michael Gertner

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Christopher Shen. Their page shows their other deals.

IT
Person

Immanuel Thangaraj

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Immanuel Thangaraj is on 6 issuers in total — a repeat sponsor. Their page lists every one.

TP
Person

Thomas M. Prescott

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Christopher Shen. Their page shows their other deals.

JJ
Person

Jeff Jones

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Christopher Shen. Their page shows their other deals.

BH
Person

Brian Halak

Director · 1 shared filing (1 issuer) · also on 17 other issuers

Brian Halak is on 18 issuers in total — a repeat sponsor. Their page lists every one.

TF
Person

Thomas J. Fogarty

Director · 1 shared filing (1 issuer) · also on 7 other issuers

Thomas J. Fogarty is on 8 issuers in total — a repeat sponsor. Their page lists every one.

NS
Person

Nimesh Shah

Director · 1 shared filing (1 issuer) · also on 9 other issuers

Nimesh Shah is on 10 issuers in total — a repeat sponsor. Their page lists every one.

DR
Person

Douglas Roeder

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Douglas Roeder is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MG
Person

Marc Galletti

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Marc Galletti is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AB
Person

Ali Behbahani

Director · 1 shared filing (1 issuer) · also on 25 other issuers

Ali Behbahani is on 26 issuers in total — a repeat sponsor. Their page lists every one.

MD
Person

Mark Deem

Director · 1 shared filing (1 issuer) · also on 9 other issuers

Mark Deem is on 10 issuers in total — a repeat sponsor. Their page lists every one.

RA
Person

Randy Alexander

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Christopher Shen. Their page shows their other deals.

DM
Person

Dan Murray

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Christopher Shen. Their page shows their other deals.

DM
Person

David Van Meter

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Christopher Shen. Their page shows their other deals.

AG
Person

Albert Graf

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Christopher Shen. Their page shows their other deals.

AC
Person

Andrew Cleeland

Executive Officer, Director · 1 shared filing (1 issuer) · also on 5 other issuers

Andrew Cleeland is on 6 issuers in total — a repeat sponsor. Their page lists every one.

WF
Person

William Facteau

Executive Officer, Director · 1 shared filing (1 issuer) · also on 4 other issuers

William Facteau is on 5 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Q
Sponsor group

Qiming

3 issuers · 3 filings · $0 reported sold · 2017–2021

One team, 3 deal companies. Christopher Shen is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Christopher Shen.

S
Sponsor group

Supira

4 issuers · 14 filings · $219.8M reported sold · 2017–2025

One team, 4 deal companies. Christopher Shen is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Christopher Shen.

MT
Sponsor group

Med Tech Arbitrage

6 issuers · 13 filings · $67.5M reported sold · 2009–2026

One team, 6 deal companies. Christopher Shen is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Christopher Shen.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Campbell, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

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