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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:08 AM ET

Sponsor Check › Person

Christopher Lowe

Related person on Form D filings · address state as listed: CA · listed Nov 13, 2012 → Aug 21, 2023

3issuers
11Form D filings
2012–2023years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

Not yet searched.

Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

1 of 10 offerings reports sales commissions totalling $120,000; 1 reports finder's fees totalling $1,650,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Aug 21, 2023 D
File 021-490236
$0$0$0None listed on this filing
EDGAR ↗Sep 27, 2017 D
File 021-295504
$0$0$0 (est.)None listed on this filing
EDGAR ↗Apr 27, 2017 D/A
File 021-283930
$0$0$0 (est.)None listed on this filing
EDGAR ↗Dec 19, 2016 D
File 021-276592
$120,000$0$0 (est.)Rodman & Renshaw, LLC BrokerCheck CRD 281264 ↗
via H.C. Wainwright & Co., LLC (CRD 375 ↗)
EDGAR ↗Mar 25, 2015 D
File 021-236641
$0$0$0None listed on this filing
EDGAR ↗Aug 18, 2014 D
File 021-223168
$0$0$0None listed on this filing
EDGAR ↗Aug 14, 2013 D
File 021-201358
$0$1,650,000$0None listed on this filing
EDGAR ↗Nov 13, 2012 D
File 021-186887
$0$0$0None listed on this filing
EDGAR ↗Dec 21, 2011 D
File 021-170422
$0$0$0None listed on this filing
EDGAR ↗Nov 15, 2011 D
File 021-168681
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Central Coast Ventures SLO, LLC
group: Code
PromoterAug 21, 2023DIndefinite
similar: $155,000–$5,250,000
$1,840,00030
similar: 4–27
$20,000
similar: $1,000–$100,000
EDGAR ↗Inspyr Therapeutics, Inc.Executive Officer, DirectorSep 27, 2017D$320,000
similar: $1,694,259–$16,000,000
$320,0004
similar: 1–13
$20,000
similar: $10,000–$55,000
EDGAR ↗Inspyr Therapeutics, Inc.Executive Officer, DirectorApr 27, 2017D/A$300,000
similar: $1,694,259–$16,000,000
$290,43121
similar: 1–13
$3,000
similar: $10,000–$55,000
EDGAR ↗Inspyr Therapeutics, Inc.Executive Officer, DirectorApr 3, 2017D$300,000
similar: $1,694,259–$16,000,000
$200,00016
similar: 1–13
$3,000
similar: $10,000–$55,000
EDGAR ↗Inspyr Therapeutics, Inc.Executive Officer, DirectorDec 19, 2016D$1,200,000
similar: $1,694,259–$16,000,000
$1,000,0005
similar: 1–13
$10,000
similar: $10,000–$55,000
EDGAR ↗HANSEN MEDICAL INCExecutive Officer, DirectorMar 25, 2015D$34,999,900
similar: $829,831–$9,999,998
$34,999,90016
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗HANSEN MEDICAL INCExecutive Officer, DirectorAug 18, 2014D$30,203,056
similar: $829,831–$9,999,998
$30,203,05623
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗HANSEN MEDICAL INCDirectorAug 14, 2013D$39,268,291
similar: $829,831–$9,999,998
$39,268,29125
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗HANSEN MEDICAL INCDirectorNov 13, 2012D$10,000,000
similar: $829,831–$9,999,998
$10,000,0001
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗HANSEN MEDICAL INCDirectorDec 21, 2011D$1,500,000
similar: $829,831–$9,999,998
$1,500,0002
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗HANSEN MEDICAL INCDirectorNov 15, 2011D$10,000,002
similar: $829,831–$9,999,998
$10,000,0024
similar: 2–15
No minimum reported
similar: $10,000–$54,310

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Pharmaceuticals / 506(b) (800 filings); Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (1 management entity, 39 people)

People and management entities the issuers listed as related persons on the same Form D filings as Christopher Lowe. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • CC Ventures Management, LLC entity — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Kevin Hykes — 5 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Rita Jacob — 5 shared filings (1 issuer) · role as listed: Executive Officer
  • Scott Ogilvie — 4 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Michael Eagle — 4 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • William R. Rohn — 4 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Frank Schembri, Jr. — 4 shared filings (1 issuer) · role as listed: Executive Officer
  • Peter J. Mariani — 4 shared filings (1 issuer) · role as listed: Executive Officer
  • Bruce J Barclay — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Nadim Yared — 4 shared filings (1 issuer) · role as listed: Director
  • Stephen Newman — 4 shared filings (1 issuer) · role as listed: Director
  • Joseph Guido — 4 shared filings (1 issuer) · role as listed: Executive Officer
  • Peter Grebow — 4 shared filings (1 issuer) · role as listed: Director
  • Claire Thom — 4 shared filings (1 issuer) · role as listed: Director
  • Ronald Shazer — 4 shared filings (1 issuer) · role as listed: Executive Officer
  • Richard Buller — 4 shared filings (1 issuer) · role as listed: Director
  • James Shapiro — 3 shared filings (1 issuer) · role as listed: Director · also listed on 5 other issuers
  • Bo Jesper Hansen — 3 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Robert Cathcart — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Marjorie L. Bowen — 3 shared filings (1 issuer) · role as listed: Director
  • Jack W. Schuler — 3 shared filings (1 issuer) · role as listed: Director
  • William Sutton — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Frederic H. Moll, M.D. — 2 shared filings (1 issuer) · role as listed: Director
  • Robert Mittendorff, M.D. — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Michael T. MacKinnon — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Russell C. Hirsch, M.D., Ph.D. — 2 shared filings (1 issuer) · role as listed: Director
  • Jean Chang — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Arthur S. Hsieh, J.D., Ph.D. — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Roland Peplinski, Ph.D. — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Susan Leonard — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Cary Vance — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Joseph M. Mandato — 2 shared filings (1 issuer) · role as listed: Director
  • Russell Hirsch — 1 shared filing (1 issuer) · role as listed: Director · also listed on 11 other issuers
  • Daniel Udoutch — 1 shared filing (1 issuer) · role as listed: Promoter · also listed on 1 other issuer
  • Russell Richerson — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Roland Peplinski — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • William K. Weinstein — 1 shared filing (1 issuer) · role as listed: Director
  • Will K. Weinstein — 1 shared filing (1 issuer) · role as listed: Director
  • David Morrison — 1 shared filing (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Jo Anne Miller — 1 shared filing (1 issuer) · role as listed: Promoter

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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