| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|
| Sep 8, 2026 D Fidelity Growth Co Private Investments Portfolio LLC File 021-596702 | $0 | $0 | $0 | Fidelity Brokerage Services LLC BrokerCheck CRD 7784 ↗ Fidelity Distributors Company LLC BrokerCheck CRD 17507 ↗ | EDGAR ↗ |
| Jul 16, 2026 D/A KKR Opportunistic Real Estate Credit Fund III (Parallel) LP File 021-586259 | $700,000 (est.) | $0 | $0 | Castlehill Capital Advisors Pte. Ltd no CRD number reported | EDGAR ↗ |
| Jul 16, 2026 D/A KKR Opportunistic Real Estate Credit Fund III LP File 021-586257 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 21, 2026 D/A KKR Diversified Core Infrastructure Fund (SBS) L.P. File 021-438660 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 27, 2026 D/A KKR Diversified Core Infrastructure USD Feeder Fund L.P. File 021-384819 | $3,500,000 (est.) | $0 | $0 | Channel Capital Pty Ltd no CRD number reported Eugene Investment & Securities Co., Ltd no CRD number reported Shinhan Investment Corp. no CRD number reported | EDGAR ↗ |
| Mar 27, 2026 D/A KKR Diversified Core Infrastructure USD Feeder Fund (A) SCSp File 021-384821 | $3,500,000 (est.) | $0 | $0 | Channel Capital Pty Ltd no CRD number reported Eugene Investment & Securities Co., Ltd no CRD number reported Shinhan Investment Corp. no CRD number reported Coda Alternatives Oy no CRD number reported B10 Varainhoito Oy no CRD number reported | EDGAR ↗ |
| Mar 27, 2026 D/A KKR Diversified Core Infrastructure USD Feeder Fund (B) SCSp File 021-384823 | $3,500,000 (est.) | $0 | $0 | Channel Capital Pty Ltd no CRD number reported Eugene Investment & Securities Co., Ltd no CRD number reported Shinhan Investment Corp. no CRD number reported Altamar Private Equity, SGIIC, S.A.U. no CRD number reported Coda Alternatives Oy no CRD number reported B10 Varainhoito Oy no CRD number reported | EDGAR ↗ |
| Mar 27, 2026 D/A KKR Diversified Core Infrastructure Master Fund L.P. File 021-450655 | $3,500,000 (est.) | $0 | $0 | Channel Capital Pty Ltd no CRD number reported Eugene Investment & Securities Co., Ltd no CRD number reported | EDGAR ↗ |
| Mar 27, 2026 D/A KKR Diversified Core Infrastructure Unhedged Feeder Fund (B) SCSp File 021-450707 | $3,500,000 (est.) | $0 | $0 | Channel Capital Pty Ltd no CRD number reported Eugene Investment & Securities Co., Ltd no CRD number reported Shinhan Investment Corp. no CRD number reported Coda Alternatives Oy no CRD number reported B10 Varainhoito Oy no CRD number reported | EDGAR ↗ |
| Mar 27, 2026 D/A KKR Diversified Core Infrastructure GBP Feeder Fund (B) SCSp File 021-450694 | $3,500,000 (est.) | $0 | $0 | Channel Capital Pty Ltd no CRD number reported Eugene Investment & Securities Co., Ltd no CRD number reported Altamar Private Equity, SGIIC, S.A.U. no CRD number reported Coda Alternatives Oy no CRD number reported B10 Varainhoito Oy no CRD number reported | EDGAR ↗ |
| Mar 27, 2026 D/A KKR Diversified Core Infrastructure Master Fund (B) SCSp File 021-450663 | $3,500,000 (est.) | $0 | $0 | Channel Capital Pty Ltd no CRD number reported Eugene Investment & Securities Co., Ltd no CRD number reported Shinhan Investment Corp. no CRD number reported Coda Alternatives Oy no CRD number reported B10 Varainhoito Oy no CRD number reported | EDGAR ↗ |
| Mar 27, 2026 D/A KKR Diversified Core Infrastructure Unhedged Feeder Fund L.P. File 021-450658 | $3,500,000 (est.) | $0 | $0 | Channel Capital Pty Ltd no CRD number reported Eugene Investment & Securities Co., Ltd no CRD number reported | EDGAR ↗ |
| Mar 27, 2026 D/A KKR Diversified Core Infrastructure AUD Feeder Fund (A) SCSp File 021-450670 | $3,500,000 (est.) | $0 | $0 | Channel Capital Pty Ltd no CRD number reported Eugene Investment & Securities Co., Ltd no CRD number reported Shinhan Investment Corp. no CRD number reported Coda Alternatives Oy no CRD number reported B10 Varainhoito Oy no CRD number reported | EDGAR ↗ |
| Mar 27, 2026 D/A KKR Diversified Core Infrastructure AUD Feeder Fund (B) SCSp File 021-450672 | $3,500,000 (est.) | $0 | $0 | Channel Capital Pty Ltd no CRD number reported Eugene Investment & Securities Co., Ltd no CRD number reported Shinhan Investment Corp. no CRD number reported Coda Alternatives Oy no CRD number reported B10 Varainhoito Oy no CRD number reported | EDGAR ↗ |
| Mar 27, 2026 D/A KKR Diversified Core Infrastructure CAD Feeder Fund (A) SCSp File 021-450674 | $3,500,000 (est.) | $0 | $0 | Channel Capital Pty Ltd no CRD number reported Eugene Investment & Securities Co., Ltd no CRD number reported Shinhan Investment Corp. no CRD number reported Coda Alternatives Oy no CRD number reported B10 Varainhoito Oy no CRD number reported | EDGAR ↗ |
| Mar 27, 2026 D/A KKR Diversified Core Infrastructure EUR Feeder Fund (A) SCSp File 021-450680 | $3,500,000 (est.) | $0 | $0 | Channel Capital Pty Ltd no CRD number reported Eugene Investment & Securities Co., Ltd no CRD number reported Shinhan Investment Corp. no CRD number reported Coda Alternatives Oy no CRD number reported B10 Varainhoito Oy no CRD number reported | EDGAR ↗ |
| Mar 27, 2026 D/A KKR Diversified Core Infrastructure EUR Feeder Fund (B) SCSp File 021-450684 | $3,500,000 (est.) | $0 | $0 | Channel Capital Pty Ltd no CRD number reported Eugene Investment & Securities Co., Ltd no CRD number reported Altamar Private Equity, SGIIC, S.A.U. no CRD number reported Coda Alternatives Oy no CRD number reported B10 Varainhoito Oy no CRD number reported | EDGAR ↗ |
| Mar 27, 2026 D/A KKR Diversified Core Infrastructure GBP Feeder Fund (A) SCSp File 021-450692 | $3,500,000 (est.) | $0 | $0 | Channel Capital Pty Ltd no CRD number reported Eugene Investment & Securities Co., Ltd no CRD number reported Shinhan Investment Corp. no CRD number reported Coda Alternatives Oy no CRD number reported B10 Varainhoito Oy no CRD number reported | EDGAR ↗ |
| Mar 27, 2026 D/A KKR Diversified Core Infrastructure CAD Feeder Fund (B) SCSp File 021-450676 | $3,500,000 (est.) | $0 | $0 | Channel Capital Pty Ltd no CRD number reported Eugene Investment & Securities Co., Ltd no CRD number reported Altamar Private Equity, SGIIC, S.A.U. no CRD number reported Coda Alternatives Oy no CRD number reported B10 Varainhoito Oy no CRD number reported | EDGAR ↗ |
| Mar 27, 2026 D/A KKR Diversified Core Infrastructure Master Fund (A) SCSp File 021-450659 | $3,500,000 (est.) | $0 | $0 | Channel Capital Pty Ltd no CRD number reported Eugene Investment & Securities Co., Ltd no CRD number reported Shinhan Investment Corp. no CRD number reported Coda Alternatives Oy no CRD number reported B10 Varainhoito Oy no CRD number reported | EDGAR ↗ |
| Mar 27, 2026 D/A KKR Diversified Core Infrastructure Unhedged Feeder Fund (A) SCSp File 021-450701 | $3,500,000 (est.) | $0 | $0 | Channel Capital Pty Ltd no CRD number reported Eugene Investment & Securities Co., Ltd no CRD number reported Shinhan Investment Corp. no CRD number reported Coda Alternatives Oy no CRD number reported B10 Varainhoito Oy no CRD number reported | EDGAR ↗ |
| Mar 27, 2026 D/A KKR Diversified Core Infrastructure JPY Feeder Fund (A) SCSp File 021-477450 | $3,500,000 (est.) | $0 | $0 | B10 Varainhoito Oy no CRD number reported Coda Alternatives Oy no CRD number reported Channel Capital Pty Ltd no CRD number reported Eugene Investment & Securities Co., Ltd. no CRD number reported | EDGAR ↗ |
| Jan 21, 2025 D/A NATIONAL CPMA LLC File 021-534548 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 15, 2025 D DESPIERTA LLC File 021-535223 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 4, 2024 D/A KKR Real Estate Stabilized Credit Partners L.P. File 021-378587 | $0 | $0 | $0 | SAMSUNG SECURITIES CO., LTD. no CRD number reported DB FINANCIAL INVESTMENT CO., LTD. no CRD number reported | EDGAR ↗ |
| Dec 4, 2024 D/A KKR Real Estate Stabilized Credit Rated Feeder L.P. File 021-378588 | $735,000 | $0 | $0 | SAMSUNG SECURITIES CO., LTD. no CRD number reported DB FINANCIAL INVESTMENT CO., LTD. no CRD number reported | EDGAR ↗ |
| Dec 3, 2024 D KKR Asia Climate Fund SBS L.P. File 021-530914 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 12, 2024 D/A KKR PROPERTY PARTNERS AMERICAS FEEDER L.P. File 021-363940 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 30, 2024 D RTC Partners CPMA Fund, L.P. File 021-511932 | $0 | $0 | $0 The Issuer's manager will receive a customary management fee and the Issuer's general partner will receive a performance allocation, as described in the Issuer's confidential offering material. | None listed on this filing | EDGAR ↗ |
| Mar 28, 2024 D KKR Asia Climate Fund L.P. File 021-508933 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 21, 2023 D KKR CORE INVESTMENTS FUND II ESC (UNLEV) L.P. File 021-500420 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 21, 2023 D KKR CORE INVESTMENTS FUND II SBS L.P. File 021-500421 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 18, 2023 D KKR Asia NGT Growth Fund ESC (Unlev) L.P. File 021-500012 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 18, 2023 D KKR Asia NGT Growth Fund SBS L.P. File 021-500016 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 13, 2023 D/A KKR Asia Next Generation Technology Growth Fund SCSp File 021-464375 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 26, 2023 D KKR Global Impact Fund II ESC (Lev) L.P. File 021-495718 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 26, 2023 D KKR Global Impact Fund II ESC (Unlev) L.P. File 021-495724 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 26, 2023 D KKR Global Impact Fund II SBS L.P. File 021-495708 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 5, 2023 D KKR NGT Growth Fund III ESC (Lev) L.P. File 021-493875 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 5, 2023 D KKR NGT Growth Fund III ESC (Unlev) L.P. File 021-493882 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 5, 2023 D KKR NGT Growth Fund III SBS L.P. File 021-493906 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 15, 2023 D KKR Real Estate Credit Opportunity Partners III (Offshore) L.P. File 021-492294 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 15, 2023 D KKR Real Estate Credit Opportunity Partners III L.P. File 021-492291 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 16, 2023 D KKR Global Impact Fund II Private investors (Offshore B) L.P. File 021-489916 | $440,325 (est.) | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Aug 16, 2023 D KKR Global Impact Fund II Private Investors (Onshore B) L.P. File 021-489910 | $684,675 (est.) | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Aug 9, 2023 D KKR ASIA PROPERTY PARTNERS SCSP File 021-489293 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 4, 2023 D IYK GMI Inc. File 021-488771 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 27, 2023 D/A KKR Global Impact Fund II SCSp File 021-438220 | $15,837,500 (est.) | $0 (est.) | $0 | Ermitage Partners Oy no CRD number reported SMBC Nikko Securities Inc. no CRD number reported Bank of Singapore Limited no CRD number reported Arngrimsson Advisors Limited no CRD number reported Channel Capital Pty Ltd no CRD number reported UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ HSBC Investment Funds (Luxembourg), S.A. no CRD number reported BancWest Investment Services, Inc. no CRD number reported HSBC Securities (USA) Inc. BrokerCheck CRD 19585 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Jun 26, 2023 D/A KKR CORE INVESTMENTS FUND II SCSP File 021-450204 | $0 | $0 | $0 | CROWNROCK PARTNERS COMPANY no CRD number reported | EDGAR ↗ |
| May 24, 2023 D KKR Ascendant Fund Private Investors (Onshore) L.P. File 021-482493 | $5,100,000 (est.) | $0 (est.) | $0 (est.) | Not applicable no CRD number reported | EDGAR ↗ |
| May 24, 2023 D KKR Ascendant Fund Private Investors (Offshore) L.P. File 021-482494 | $5,100,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported | EDGAR ↗ |
| May 3, 2023 D/A KKR Next Generation Technology Growth Fund III SCSp File 021-443765 | $25,609,500 (est.) | $0 (est.) | $0 | Carson Management Company, LLC BrokerCheck CRD 153261 ↗ Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗ Hanwha Investment & Securities Co., Ltd. no CRD number reported Eugene Investment & Securities Co., Ltd no CRD number reported Standard Chartered Bank no CRD number reported Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| May 3, 2023 D/A KKR Next Generation Technology Growth Fund III Private Investors L.P. File 021-443907 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 30, 2023 D/A KKR Global Impact Fund II (EUR) SCSp File 021-438231 | $562,500 (est.) | $0 (est.) | $0 | Ermitage Partners Oy no CRD number reported Arngrimsson Advisors Limited no CRD number reported | EDGAR ↗ |
| Nov 16, 2022 D KKR Next Generation Technology Growth Fund III Private Investors (Offshore B) L.P. File 021-465006 | $638,250 (est.) | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Nov 16, 2022 D KKR Next Generation Technology Growth Fund III Private Investors (Onshore B) L.P. File 021-465011 | $7,872,150 (est.) | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Nov 10, 2022 D/A KKR PROPERTY PARTNERS AMERICAS L.P. File 021-363939 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 16, 2022 D KKR Global Impact Fund II Private Investors (Offshore) L.P. File 021-449464 | $3,750,000 (est.) | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Jun 16, 2022 D KKR Global Impact Fund II Private Investors (Onshore) L.P. File 021-449471 | $3,750,000 (est.) | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| May 19, 2022 D KKR Indigo Equity Partners Private Investors A L.P. File 021-446203 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| May 2, 2022 D KKR Indigo Equity Partners A L.P. File 021-444097 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| May 2, 2022 D KKR Indigo Equity Partners B L.P. File 021-444101 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Mar 3, 2022 D Thunderbird 2021-1 (Overseas) Feeder L.P. File 021-435631 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 3, 2022 D Thunderbird 2021-1 Private Investors L.P. File 021-435633 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 3, 2022 D Lightning 2021-1 (Overseas) Feeder L.P. File 021-435637 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 3, 2022 D Lightning 2021-1 Investors L.P. File 021-435641 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 3, 2022 D Lightning 2021-1 Private Investors L.P. File 021-435647 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 11, 2022 D/A KKR Health Care Strategic Growth Fund II SCSp File 021-381062 | $10,971,594 (est.) | $0 | $0 | Samsung Securities Co., Ltd. no CRD number reported UBS Financial Services, Inc. BrokerCheck CRD 8174 ↗ Bank of Singapore Limited no CRD number reported Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ PAS Advisory Services Pty Ltd no CRD number reported Hanwha Investment & Securities Co., Ltd. no CRD number reported OCP Fund Management Inc. no CRD number reported OCP Fund Management LP no CRD number reported Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗ Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ Citibank Canada Investment Funds Limited no CRD number reported | EDGAR ↗ |
| Feb 11, 2022 D/A KKR Health Care Strategic Growth Fund II (Ontario) L.P. File 021-383582 | $1,198,750 (est.) | $0 | $0 | UBS Financial Services, Inc. BrokerCheck CRD 8174 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗ Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ Citibank Canada Investment Funds Limited no CRD number reported | EDGAR ↗ |
| Feb 11, 2022 D/A KKR Health Care Strategic Growth Fund II Private Investors L.P. File 021-383587 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 11, 2022 D KKR North America Fund XIII Private Investors (Offshore B) L.P. File 021-433320 | $50,988,194 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reportedvia Merrill Lynch, Pierce, Fenner & Smith Incorporated ( CRD 7691 ↗) Not Applicable no CRD number reportedvia Hanwha Investment & Securities Co., Ltd. Not Applicable no CRD number reportedvia NH Investment & Securities Co Ltd Not Applicable no CRD number reportedvia PAS Advisory Services Pty Ltd T/A Principle Advisory Services Not Applicable no CRD number reportedvia Lyntone Capital Advisors Ltd. Not Applicable no CRD number reportedvia Picton S.A. Not Applicable no CRD number reported Not Applicable no CRD number reportedvia Moonfare GmbH Not Applicable no CRD number reportedvia Moonfare II S.a r.l. Not Applicable no CRD number reportedvia HSBC Management (Guernsey) Limited Not Applicable no CRD number reportedvia HSBC Investment Funds (Luxembourg), S.A. Not Applicable no CRD number reportedvia Kvika Eignastyring hf. Not Applicable no CRD number reportedvia SMBC Nikko Securities Inc. Not Applicable no CRD number reportedvia ABN AMRO Bank NV Not Applicable no CRD number reportedvia Raymond James & Associates, Inc. ( CRD 705 ↗) Not Applicable no CRD number reportedvia Raymond James Financial Services, Inc. ( CRD 6694 ↗) Not Applicable no CRD number reportedvia J.P. Morgan Securities LLC ( CRD 79 ↗) Not Applicable no CRD number reportedvia The Northern Trust Company Not Applicable no CRD number reported Not Applicable no CRD number reportedvia Standard Chartered Bank | EDGAR ↗ |
| Feb 11, 2022 D KKR North America Fund XIII Private Investors (Onshore B) L.P. File 021-433315 | $50,988,194 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reportedvia Merrill Lynch, Pierce, Fenner & Smith Incorporated ( CRD 7691 ↗) Not Applicable no CRD number reportedvia Hanwha Investment & Securities Co., Ltd. Not Applicable no CRD number reportedvia NH Investment & Securities Co Ltd Not Applicable no CRD number reportedvia PAS Advisory Services Pty Ltd T/A Principle Advisory Services Not Applicable no CRD number reportedvia Lyntone Capital Advisors Ltd. Not Applicable no CRD number reportedvia Picton S.A. Not Applicable no CRD number reported Not Applicable no CRD number reportedvia Moonfare GmbH Not Applicable no CRD number reportedvia Moonfare II S.a r.l. Not Applicable no CRD number reportedvia HSBC Management (Guernsey) Limited Not Applicable no CRD number reportedvia HSBC Investment Funds (Luxembourg), S.A. Not Applicable no CRD number reportedvia Kvika Eignastyring hf. Not Applicable no CRD number reportedvia SMBC Nikko Securities Inc. Not Applicable no CRD number reportedvia ABN AMRO Bank NV Not Applicable no CRD number reportedvia Raymond James & Associates, Inc. ( CRD 705 ↗) Not Applicable no CRD number reportedvia Raymond James Financial Services, Inc. ( CRD 6694 ↗) Not Applicable no CRD number reportedvia J.P. Morgan Securities LLC ( CRD 79 ↗) Not Applicable no CRD number reportedvia The Northern Trust Company Not Applicable no CRD number reported Not Applicable no CRD number reportedvia Standard Chartered Bank | EDGAR ↗ |
| Feb 8, 2022 D/A KKR North America Fund XIII Private Investors (Offshore) L.P. File 021-423587 | $50,988,194 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reportedvia Merrill Lynch, Pierce, Fenner & Smith Incorporated ( CRD 7691 ↗) Not Applicable no CRD number reportedvia Hanwha Investment & Securities Co., Ltd. Not Applicable no CRD number reportedvia NH Investment & Securities Co Ltd Not Applicable no CRD number reportedvia PAS Advisory Services Pty Ltd T/A Principle Advisory Services Not Applicable no CRD number reportedvia Lyntone Capital Advisors Ltd. Not Applicable no CRD number reportedvia Picton S.A. Not Applicable no CRD number reported Not Applicable no CRD number reportedvia Moonfare GmbH Not Applicable no CRD number reportedvia Moonfare II S.a r.l. Not Applicable no CRD number reportedvia HSBC Management (Guernsey) Limited Not Applicable no CRD number reportedvia HSBC Investment Funds (Luxembourg), S.A. Not Applicable no CRD number reportedvia Kvika Eignastyring hf. Not Applicable no CRD number reportedvia SMBC Nikko Securities Inc. Not Applicable no CRD number reportedvia ABN AMRO Bank NV Not Applicable no CRD number reportedvia Raymond James & Associates, Inc. ( CRD 705 ↗) Not Applicable no CRD number reportedvia Raymond James Financial Services, Inc. ( CRD 6694 ↗) Not Applicable no CRD number reportedvia J.P. Morgan Securities LLC ( CRD 79 ↗) Not Applicable no CRD number reportedvia The Northern Trust Company Not Applicable no CRD number reported Not Applicable no CRD number reportedvia Standard Chartered Bank | EDGAR ↗ |
| Feb 8, 2022 D/A KKR North America Fund XIII Private Investors (Onshore A) L.P. File 021-423594 | $50,988,194 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reportedvia Merrill Lynch, Pierce, Fenner & Smith Incorporated ( CRD 7691 ↗) Not Applicable no CRD number reportedvia Hanwha Investment & Securities Co., Ltd. Not Applicable no CRD number reportedvia NH Investment & Securities Co Ltd Not Applicable no CRD number reportedvia PAS Advisory Services Pty Ltd T/A Principle Advisory Services Not Applicable no CRD number reportedvia Lyntone Capital Advisors Ltd. Not Applicable no CRD number reportedvia Picton S.A. Not Applicable no CRD number reported Not Applicable no CRD number reportedvia Moonfare GmbH Not Applicable no CRD number reportedvia Moonfare II S.a r.l. Not Applicable no CRD number reportedvia HSBC Management (Guernsey) Limited Not Applicable no CRD number reportedvia HSBC Investment Funds (Luxembourg), S.A. Not Applicable no CRD number reportedvia Kvika Eignastyring hf. Not Applicable no CRD number reportedvia SMBC Nikko Securities Inc. Not Applicable no CRD number reportedvia ABN AMRO Bank NV Not Applicable no CRD number reportedvia Raymond James & Associates, Inc. ( CRD 705 ↗) Not Applicable no CRD number reportedvia Raymond James Financial Services, Inc. ( CRD 6694 ↗) Not Applicable no CRD number reportedvia J.P. Morgan Securities LLC ( CRD 79 ↗) Not Applicable no CRD number reportedvia The Northern Trust Company Not Applicable no CRD number reported Not Applicable no CRD number reportedvia Standard Chartered Bank | EDGAR ↗ |
| Feb 3, 2022 D KRE SQ Manager REIT LLC File 021-432095 | $6,250 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ Patrick Whelchel BrokerCheck CRD 5389090 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Charles Mathes BrokerCheck CRD 5980160 ↗ | EDGAR ↗ |
| Feb 3, 2022 D KRE 399 Congress REIT Holdings LLC File 021-432122 | $6,250 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ Patrick Whelchel BrokerCheck CRD 5389090 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Charles Mathes BrokerCheck CRD 5980160 ↗ | EDGAR ↗ |
| Feb 3, 2022 D KRE Exchange REIT Holdings LLC File 021-432118 | $6,250 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ Patrick Whelchel BrokerCheck CRD 5389090 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Charles Mathes BrokerCheck CRD 5980160 ↗ | EDGAR ↗ |
| Feb 3, 2022 D KRE DAS REIT Holdings LLC File 021-432108 | $6,250 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ Patrick Whelchel BrokerCheck CRD 5389090 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Charles Mathes BrokerCheck CRD 5980160 ↗ | EDGAR ↗ |
| Feb 3, 2022 D KRE W25 REIT Holdings LLC File 021-432135 | $6,250 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ Patrick Whelchel BrokerCheck CRD 5389090 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Charles Mathes BrokerCheck CRD 5980160 ↗ | EDGAR ↗ |
| Feb 3, 2022 D KRE Hornet REIT Holdings LLC File 021-432128 | $6,250 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ Patrick Whelchel BrokerCheck CRD 5389090 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Charles Mathes BrokerCheck CRD 5980160 ↗ | EDGAR ↗ |
| Feb 3, 2022 D KRE UP III REIT Holdco LLC File 021-432147 | $6,250 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ Patrick Whelchel BrokerCheck CRD 5389090 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Charles Mathes BrokerCheck CRD 5980160 ↗ | EDGAR ↗ |
| Feb 3, 2022 D KRE Exchange Co-Invest Feeder REIT LLC File 021-432149 | $6,250 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ Patrick Whelchel BrokerCheck CRD 5389090 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Charles Mathes BrokerCheck CRD 5980160 ↗ | EDGAR ↗ |
| Feb 3, 2022 D KRE Brickell REIT Holdings LLC File 021-432142 | $6,250 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ Patrick Whelchel BrokerCheck CRD 5389090 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Charles Mathes BrokerCheck CRD 5980160 ↗ | EDGAR ↗ |
| Dec 27, 2021 D KKR HCS Growth Fund II SBS L.P. File 021-426743 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 27, 2021 D KKR HCS Growth Fund II ESC (Lev) L.P. File 021-426760 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 27, 2021 D KKR HCS Growth Fund II ESC (Unlev) L.P. File 021-426775 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 7, 2021 D/A KKR Asian Fund IV SCSp File 021-363755 | $18,711,011 (est.) | $0 | $0 | iCapital Securities, LLC BrokerCheck CRD 171061 ↗ OCP Fund Management Inc. no CRD number reported OCP Fund Management LP no CRD number reported J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ Eugene Investment & Securities Co., Ltd. no CRD number reported Korea Investment & Securities Co., Ltd. no CRD number reported Lyntone Capital Advisors Ltd. no CRD number reported Picton S.A. no CRD number reported NH Investment & Securities Co., Ltd. no CRD number reported Samsung Securities Co., Ltd. no CRD number reported Sumitomo Mitsui Banking Corporation no CRD number reported Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Apr 7, 2021 D KKR Asian Fund IV - Co-Invest L.P. File 021-394987 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 29, 2021 D KKR Asian Fund IV ESC (Lev) L.P. File 021-393808 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 29, 2021 D KKR Asian Fund IV SBS L.P. File 021-393805 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 26, 2021 D KKR Asian Fund IV ESC (Unlev) L.P. File 021-393801 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 16, 2020 D KKR Real Estate Securities Dislocation Opportunity Co-investment Fund L.P. File 021-371176 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 29, 2020 D RTC Partners Fund Ill, L.P. File 021-369902 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The general partner and/or the investment manager are also entitled to a mgmt fee. The performance allocation and mgmt fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Apr 2, 2020 D/A KKR Real Estate Credit Opportunity Partners II (Offshore) L.P. File 021-334563 | $650,000 | $0 | $0 | Samsung Securities Co., Ltd. no CRD number reported | EDGAR ↗ |
| Apr 2, 2020 D/A KKR RECOP II Feeder L.P. File 021-334567 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 2, 2020 D/A KKR Real Estate Credit Opportunity Partners II L.P. File 021-334564 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 26, 2020 D KKR Asian Fund IV Private Investors L.P. File 021-363745 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 28, 2019 D KKR Energy Income & Growth Fund II ESC (Lev) L.P. File 021-343071 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 28, 2019 D KKR Energy Income & Growth Fund II ESC (Unlev) L.P. File 021-343072 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 28, 2019 D KKR Energy Income & Growth Fund II SBS (Lev) L.P. File 021-343077 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 28, 2019 D KKR Energy Income & Growth Fund II SBS (Unlev) L.P. File 021-343078 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 28, 2019 D KKR EIGF II Offshore Feeder L.P. File 021-343068 | $5,800,000 (est.) | $0 (est.) | $0 | Not Applicable no CRD number reported Not Applicable no CRD number reportedvia Samsung Securities Co.,Ltd. Not Applicable no CRD number reportedvia Matrix Japan KK Not Applicable no CRD number reportedvia Teneo Partners Japan Limited | EDGAR ↗ |
| May 29, 2019 D/A KKR Principal Opportunities Partnership II (Domestic) L.P. File 021-333585 | $12,608,982 (est.) | $0 (est.) | $0 | GOLDMAN SACHS & CO. LLC no CRD number reported | EDGAR ↗ |
| May 29, 2019 D/A KKR PRINCIPAL OPPORTUNITIES PARTNERSHIP II (OFFSHORE) L.P. File 021-333594 | $9,392,868 (est.) | $0 (est.) | $0 | GOLDMAN SACHS & CO. LLC no CRD number reported | EDGAR ↗ |
| Mar 14, 2019 D/A KKR Energy Income & Growth Fund II L.P. File 021-307687 | $5,800,000 (est.) | $0 (est.) | $0 | Not Applicable no CRD number reported Not Applicable no CRD number reportedvia Samsung Securities Co.,Ltd. Not Applicable no CRD number reportedvia Matrix Japan KK Not Applicable no CRD number reportedvia Teneo Partners Japan Limited | EDGAR ↗ |
| Oct 31, 2018 D KKR European Fund V Private Investors (Direct) L.P. File 021-324720 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 22, 2018 D RTC Partners Fund I, L.P. File 021-315218 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Jan 12, 2018 D KKR REPA II EEA Feeder I L.P. File 021-303164 | $75,000 | $0 | $0 | Daewoo Securities Co. Ltd. no CRD number reported Hang Tang International Capital Management Limited no CRD number reported | EDGAR ↗ |
| Jun 27, 2017 D CPS Managers Fund (US) L.P. File 021-289469 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 25, 2017 D/A KKR Real Estate Partners Americas II SBS L.P. File 021-263879 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 25, 2017 D/A KKR Real Estate Partners Americas II Private Investors L.P. File 021-263883 | $375,000 (est.) | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 14977 ↗ | EDGAR ↗ |
| May 25, 2017 D/A KKR Real Estate Partners Americas II ESC L.P. File 021-263876 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 25, 2017 D/A KKR Real Estate Partners Americas II L.P. File 021-263875 | $2,625,000 (est.) | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Daewoo Securities Co. Ltd. no CRD number reported | EDGAR ↗ |
| May 10, 2017 D KKR RECOP Feeder L.P. File 021-286375 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 11, 2017 D/A KKR Health Care Strategic Growth Fund L.P. File 021-275470 | $6,533,000 (est.) | $0 | $0 | Cygnus Investment Partners LP no CRD number reported Morgan Stanley BrokerCheck CRD 149777 ↗ Bank of Singapore Limited no CRD number reported | EDGAR ↗ |
| Mar 16, 2017 D/A KKR Americas Fund XII Private Investors (Electing) L.P. File 021-257445 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 16, 2017 D/A KKR Americas Fund XII Private Investors (Direct) L.P. File 021-257450 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 16, 2017 D/A KKR Americas Fund XII SBS (Unlev) L.P. File 021-257442 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 16, 2017 D/A KKR Americas Fund XII ESC (Unlev) L.P. File 021-257435 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 16, 2017 D/A KKR Americas Fund XII L.P. File 021-257448 | $27,737,380 (est.) | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ Artivest Brokerage LLC BrokerCheck CRD 168218 ↗ Daewoo Securities Co., Ltd. no CRD number reported Picton S.A. no CRD number reported Noah Holdings (Hong Kong) Limited no CRD number reported Cygnus Investment Partners LP no CRD number reported HSBC Management (Guernsey) Limited BrokerCheck CRD 172522 ↗ Foreside Fund Services, LLC BrokerCheck CRD 46106 ↗ UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Mar 16, 2017 D KKR Americas Fund XII ESC (Lev) L.P. File 021-282755 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 16, 2017 D KKR Americas Fund XII SBS (Lev) L.P. File 021-282757 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 26, 2017 D KKR REPA II EEA Feeder II (Scot) L.P. File 021-279368 | $10,000,000 (est.) | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Jan 5, 2017 D KKR Real Estate Credit Opportunity Partners L.P. File 021-277632 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 5, 2017 D KKR Real Estate Credit Opportunity Partners Aggregator I L.P. File 021-277633 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 30, 2016 D/A KKR NGT Growth Fund Private Investors (Direct) L.P. File 021-260245 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 30, 2016 D/A KKR Next Generation Technology Growth Fund L.P. File 021-260241 | $3,980,919 (est.) | $0 | $0 | Bank of Singapore Limited no CRD number reported Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ Cygnus Investment Partners LP no CRD number reported | EDGAR ↗ |
| Dec 30, 2016 D/A KKR NGT Growth Fund Private Investors (Electing) L.P. File 021-260248 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 30, 2016 D/A KKR NGT Growth Fund ESC L.P. File 021-260247 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 30, 2016 D/A KKR NGT Growth Fund SBS L.P. File 021-260250 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 30, 2016 D/A KKR Next Generation Technology Growth Fund (EEA), L.P. File 021-260242 | $1,000,000 (est.) | $0 | $0 | Bank of Singapore Limited no CRD number reported | EDGAR ↗ |
| Dec 15, 2016 D KKR Custom Equity Opportunities Feeder L.P. File 021-276397 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 1, 2016 D KKR HCS Growth Fund ESC L.P. File 021-275487 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 1, 2016 D KKR HCS Growth Fund SBS L.P. File 021-275494 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 22, 2016 D KKR Custom Equity Opportunities Fund L.P. File 021-271076 | $5,861,730 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jul 8, 2016 D/A KKR Real Estate Partners Europe L.P. File 021-245150 | $394,800 | $0 | $0 | Cyngus Investment Partners LP no CRD number reported via Brookfield Place Wilmington Trust, National Association no CRD number reported Wilmington Trust Company no CRD number reported Manufacturers and Traders Trust Company no CRD number reported Noah Holdings (Hong Kong) Limited no CRD number reported | EDGAR ↗ |
| Feb 5, 2016 D KKR Real Estate Finance Manager LLC File 021-256846 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 16, 2015 D/A KKR European Fund IV L.P. File 021-230159 | $1,506,000 (est.) | $0 | $0 | JP Morgan Securities LLC BrokerCheck CRD 79 ↗ UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ Noah Holdings (Hong Kong) Limited no CRD number reported Cygnus Investments Partners no CRD number reported Dakota Funds Group, LLC no CRD number reported Grand Fund Investment Group, LLC BrokerCheck CRD 143253 ↗ | EDGAR ↗ |
| Dec 16, 2015 D/A KKR European Fund IV ESC L.P. File 021-230168 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 16, 2015 D/A KKR European Fund IV Private Investors L.P. File 021-230162 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 16, 2015 D/A KKR European Fund IV SBS L.P. File 021-230170 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 19, 2015 D KKR Real Estate Partners Europe (EEA) L.P. File 021-251560 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 5, 2015 D KKR REPE (TE) Feeder L.P. File 021-245133 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 5, 2015 D KKR Real Estate Partners Europe Private Investors L.P. File 021-245132 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 5, 2015 D KKR Real Estate Partners Europe SBS L.P. File 021-245136 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 3, 2015 D CoPromote, Inc. File 021-241004 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 10, 2015 D CoPromote, Inc. File 021-233810 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 10, 2014 D KKR Global Infrastructure Investors II L.P. File 021-228021 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 10, 2014 D KKR Global Infrastructure Investors II SBS L.P. File 021-228036 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 28, 2013 D Xpress Natural Gas LLC File 021-198765 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Apr 16, 2013 D CoPromote, Inc. File 021-195101 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 28, 2011 D/A Highstar Capital IV, L.P. File 021-149653 | $5,000,000 (est.) | $0 | $0 The General Partner or its affiliates will be entitled to customary management fees and incentive income, as further detailed in the Issuer's offering documents. | Probitas Funds Group, LLC BrokerCheck CRD 115876 ↗ PineBridge Securities LLC BrokerCheck CRD 5967 ↗ PineBridge Investments Japan Co., Ltd. (not soliciting in U.S.) no CRD number reported | EDGAR ↗ |
| Oct 28, 2011 D/A Highstar Capital IV-A, L.P. File 021-149658 | $5,000,000 (est.) | $0 | $0 The General Partner or its affiliates will be entitled to customary management fees and incentive income, as further detailed in the Issuer's offering documents. | Probitas Funds Group, LLC BrokerCheck CRD 115876 ↗ PineBridge Securities LLC BrokerCheck CRD 5967 ↗ PineBridge Investments Japan Co., Ltd. (not soliciting in U.S.) no CRD number reported | EDGAR ↗ |
| Oct 27, 2011 D/A Highstar Capital IV Prism, L.P. File 021-149661 | $5,000,000 (est.) | $0 | $0 The General Partner or its affiliates will be entitled to customary management fees and incentive income, as further detailed in the Issuer's offering documents. | Probitas Funds Group, LLC BrokerCheck CRD 115876 ↗ PineBridge Securities LLC BrokerCheck CRD 5967 ↗ PineBridge Investments Japan Co., Ltd. (not soliciting in U.S.) no CRD number reported | EDGAR ↗ |