Christopher Johnson is listed as an executive officer, director, and promoter on 5 SEC Form D filings by 5 issuers between Jan 2010 and Nov 2019: StyleQ, Inc. (Marina Del Rey, CA — retailing — 2010; $210K reported sold to 6 investors), Peralta Series Fund 6, A Separate Series of Membership Interests of Peralta Capital Holdings LLC (Redwood City, CA — residential — 2019), Peralta Series Fund 5, A Separate Series of Membership Interests of Peralta Capital Holdings LLC (Redwood City, CA — residential — 2019), Peralta Series Fund 4, A Separate Series of Membership Interests of Peralta Capital Holdings LLC (Redwood City, CA — residential — 2019) and Peralta Series Fund 3, A Separate Series of Membership Interests of Peralta Capital Holdings LLC (Redwood City, CA — residential — 2019).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer, director, and promoter, over about 9 years. Across those companies the filings report $210K sold in total.
Listed alongside Anthony Peterson (4 shared filings) and IVAN K BROWN (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Christopher. Each name links to their own page.
4 of the issuers belong to the sponsor group Peralta (4 issuers, $0 reported sold, 2019).
What this means A sponsor group is one team that sets up a new company for each deal. Peralta has 4 companies on file and $0 reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 5 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Christopher Johnson and found 7 differences, 1 worth asking the sponsor about: Form D filed 175 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.