Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:37 AM ET

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Christopher J. Monte

Named as an officer, director or promoter on SEC Form D filings · TN · Apr 16, 2009 → May 16, 2022

2deals (issuers)

$611Kreported sold

11investors

7Form D filings

2009–2022years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Christopher J. Monte is listed as an executive officer on 7 SEC Form D filings by 2 issuers between Apr 2009 and May 2022: LAKE CUMBERLAND SURGERY CENTER LP (Brentwood, TN — other health care — 2009–2022; $530K reported sold to 9 investors) and HAVASU REGIONAL MEDICAL CENTER, LLC (Brentwood, TN — hospitals and physicians — 2012–2018; $81K reported sold to 2 investors).

What this means 2 separate companies raised money with this person listed as executive officer, over about 13 years. Across those companies the filings report $611K sold in total.

Listed alongside J. Michael Grooms (4 shared filings), R. Scott Raplee (4 shared filings), Bradley R. Owens (3 shared filings), Historic LifePoint Hospitals, Inc. (3 shared filings, management entity), Jonathan C. Wall (3 shared filings) and 45 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Christopher. Each name links to their own page.

All 2 issuers belong to the sponsor group Lifepoint Health (2 issuers, $530K reported sold, 2009–2022).

What this means A sponsor group is one team that sets up a new company for each deal. Lifepoint Health has 2 companies on file and $530K reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 7 public filings for Christopher J. Monte and found 7 differences, 1 worth asking the sponsor about: 3983% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Christopher J. Monte has not run yet — it is joining a line of 37,186 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Christopher J. Monte..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Christopher J. Monte — 1 worth asking about (compared 7 filings on Oct 24, 2026)

Note · Sep 15, 2000 – Jun 25, 2001

Bankruptcy case: PROVINCE HEALTHCARE COMPANY v. NEW AMERICAN HEALTHCARE CORPORATION — filed Sep 15, 2000

United States Bankruptcy Court, M.D. Tennessee docket "PROVINCE HEALTHCARE COMPANY v. NEW AMERICAN HEALTHCARE CORPORATION" filed Sep 15, 2000, closed Jun 25, 2001. S. Province Healthcare Company (listed on the same filings) is listed as Party ("PROVINCE HEALTHCARE COMPANY v. NEW AMERICAN HEALTHCARE CORPORATION"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, M.D. Tennessee ↗S. Province Healthcare Company — PartnerFacts page ↗

Sources

Worth asking · Jan 11, 2018

3983% of the money raised went to insiders — HAVASU REGIONAL MEDICAL CENTER, LLC

The Jan 11, 2018 Form D/A reports $80,700 sold and $3,214,550 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Proceeds from the sale of Class A units in this offering will be used to redeem units in the Issuer from PHC-Lake Havasu, LLC.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Jan 11, 2018 ↗HAVASU REGIONAL MEDICAL CENTER, LLC — PartnerFacts page ↗

Sources

Form D/A · Jan 11, 2018 ↗ (Jan 11, 2018)
HAVASU REGIONAL MEDICAL CENTER, LLC — PartnerFacts page ↗ (May 27, 2022)

Note · May 16, 2022 – May 27, 2022

Christopher J. Monte appears on 2 deals that stopped filing before reaching their target

HAVASU REGIONAL MEDICAL CENTER, LLC (last filing May 27, 2022; $80,700 sold of $9,198,000); LAKE CUMBERLAND SURGERY CENTER LP (last filing May 16, 2022; $530,166 sold of $1,285,250). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

HAVASU REGIONAL MEDICAL CENTER, LLC — PartnerFacts page ↗LAKE CUMBERLAND SURGERY CENTER LP — PartnerFacts page ↗

Sources

HAVASU REGIONAL MEDICAL CENTER, LLC — PartnerFacts page ↗ (May 27, 2022)
LAKE CUMBERLAND SURGERY CENTER LP — PartnerFacts page ↗ (May 16, 2022)

Note · May 1, 2022 – May 16, 2022

No amendment in the last 12 months on an offering that may still be open — LAKE CUMBERLAND SURGERY CENTER LP (latest filing May 16, 2022)

The latest filing for this offering is dated May 16, 2022 (first sale May 1, 2022). It reports $530,166 sold of $536,477 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 16, 2022 ↗LAKE CUMBERLAND SURGERY CENTER LP — PartnerFacts page ↗

Sources

Form D · May 16, 2022 ↗ (May 16, 2022)
LAKE CUMBERLAND SURGERY CENTER LP — PartnerFacts page ↗ (May 16, 2022)

Note · May 15, 2018 – May 25, 2018

No amendment in the last 12 months on an offering that may still be open — LAKE CUMBERLAND SURGERY CENTER LP (latest filing May 25, 2018)

The latest filing for this offering is dated May 25, 2018 (first sale May 15, 2018). It reports $156,000 sold of $650,000 offered. No later amendment is in our index as of Oct 24, 2026.

Form D · May 25, 2018 ↗LAKE CUMBERLAND SURGERY CENTER LP — PartnerFacts page ↗

Sources

Form D · May 25, 2018 ↗ (May 25, 2018)
LAKE CUMBERLAND SURGERY CENTER LP — PartnerFacts page ↗ (May 16, 2022)

Note · Dec 29, 2017 – Jan 11, 2018

No amendment in the last 12 months on an offering that may still be open — HAVASU REGIONAL MEDICAL CENTER, LLC (latest filing Jan 11, 2018)

The latest filing for this offering is dated Jan 11, 2018 (first sale Dec 29, 2017). It reports $80,700 sold of $3,214,550 offered. No later amendment is in our index as of Oct 24, 2026.

Form D/A · Jan 11, 2018 ↗HAVASU REGIONAL MEDICAL CENTER, LLC — PartnerFacts page ↗

Sources

Form D/A · Jan 11, 2018 ↗ (Jan 11, 2018)
HAVASU REGIONAL MEDICAL CENTER, LLC — PartnerFacts page ↗ (May 27, 2022)

Note · Nov 17, 2017 – Jan 11, 2018

Offering amount changed between filings — HAVASU REGIONAL MEDICAL CENTER, LLC

The Nov 17, 2017 filing says $2,407,550 offered; the Jan 11, 2018 Form D/A says $3,214,550.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Nov 17, 2017 ↗Form D/A (later) · Jan 11, 2018 ↗HAVASU REGIONAL MEDICAL CENTER, LLC — PartnerFacts page ↗

Sources

Form D (earlier) · Nov 17, 2017 ↗ (Nov 17, 2017)
Form D/A (later) · Jan 11, 2018 ↗ (Jan 11, 2018)
HAVASU REGIONAL MEDICAL CENTER, LLC — PartnerFacts page ↗ (May 27, 2022)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 6 offerings report sales commissions totalling $120,000; 0 report finder's fees; 4 report proceeds to related persons totalling $6,945,800. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
May 16, 2022 D LAKE CUMBERLAND SURGERY CENTER LP File 021-445754	$0	$0	$0 The cash proceeds will be used to redeem from the General Partner an equal number of Units in the Issuer at a redemption price of $63,115 per Unit.	None listed on this filing	EDGAR ↗
May 25, 2018 D LAKE CUMBERLAND SURGERY CENTER LP File 021-313294	$0	$0	$0 The cash proceeds will be used to redeem from Somerset General Partner, LLC, the General partner, an equal number of Units in the Partnership at a redemption price of $52,000 per Unit.	None listed on this filing	EDGAR ↗
Jan 11, 2018 D/A HAVASU REGIONAL MEDICAL CENTER, LLC File 021-298982	$50,000	$0	$3,214,550 (est.) Proceeds from the sale of Class A units in this offering will be used to redeem units in the Issuer from PHC-Lake Havasu, LLC.	The Securities Group, LLC BrokerCheck CRD 118148 ↗ via Chase Neal (CRD 4625349 ↗)	EDGAR ↗
May 1, 2012 D HAVASU REGIONAL MEDICAL CENTER, LLC File 021-177532	$45,000	$0	$1,632,000 (est.) Proceeds from the sale of Class A units in this offering will be used to redeem units in the Issuer from PHC-Lake Havasu, LLC.	The Securities Group, LLC BrokerCheck CRD 118148 ↗ via Chase Neal (CRD 4625349 ↗)	EDGAR ↗
Mar 10, 2011 D LAKE CUMBERLAND SURGERY CENTER LP File 021-156495	$0	$0	$1,285,250 The gross proceeds will be used to redeem units of limited partnership interest from Somerset Surgery Partner, LLC, the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Apr 16, 2009 D LAKE CUMBERLAND SURGERY CENTER LP File 021-50630	$25,000	$0	$814,000 The gross proceeds will be used to redeem units of limited partnership interest from Somerset Surgery Partner, LLC	Rob Parrish BrokerCheck CRD 1525898 ↗ via Harpeth Securities, LLC (CRD 109821 ↗)	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Christopher J. Monte on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Health Care · group: Lifepoint Health

LAKE CUMBERLAND SURGERY CENTER LP

Brentwood, TN · Apr 16, 2009 → May 16, 2022 · 4 filings

May 16, 2022 · D · $530,166 sold of $536,477 · 9 investors · min. $63,115 · role: Executive Officer (Vice President of Issuer) EDGAR ↗
May 25, 2018 · D · $156,000 sold of $650,000 · 2 investors · min. $52,000 · role: Executive Officer (Vice President of Issuer) EDGAR ↗
Mar 10, 2011 · D · $0 sold of $1,285,250 · 0 investors · min. $48,500 · role: Executive Officer EDGAR ↗
Apr 16, 2009 · D · $0 sold of $814,000 · 0 investors · min. $37,000 · role: Executive Officer EDGAR ↗

Raised $530K from 9 investors (99% of the $536K target) as of the latest filing. Christopher is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Hospitals and Physicians · group: Lifepoint Health

HAVASU REGIONAL MEDICAL CENTER, LLC

Brentwood, TN · May 1, 2012 → Jan 11, 2018 · 3 filings

Jan 11, 2018 · D/A · $80,700 sold of $3,214,550 · 2 investors · min. $13,450 · role: Executive Officer EDGAR ↗
Nov 17, 2017 · D · $0 sold of $2,407,550 · 0 investors · min. $13,450 · role: Executive Officer EDGAR ↗
May 1, 2012 · D · $0 sold of $1,632,000 · 0 investors · min. $12,000 · role: Executive Officer EDGAR ↗

Raised $81K from 2 investors (3% of the $3.21M target) as of the latest filing. Christopher is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Hospitals and Physicians / 506(b) (147 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Christopher L. Monte — TN, 1 issuer, Dec 17, 2013 → Dec 17, 2013 · shares 1 issuer with this record

People around Christopher 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity