Christopher Ellis is listed as an executive officer, director, and promoter on 8 SEC Form D filings by 2 issuers between Apr 2020 and Mar 2024: SparkCharge, Inc. (Somerville, MA — other technology — 2020–2021; $29M reported sold to 40 investors) and REIN Technologies (US) Inc. (Boston, MA — other technology — 2020–2024; $11.5M reported sold to 22 investors).
What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 4 years. Across those companies the filings report $40.5M sold in total.
Listed alongside Jack S. Griswold (5 shared filings), Stephen Rabbitt (5 shared filings), Joshua Aviv (3 shared filings), Michael Cummings (3 shared filings), Patrick Coleman (3 shared filings) and 7 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Christopher. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 8 public filings for Christopher Ellis and found 12 differences, 1 worth asking the sponsor about: Christopher Ellis is no longer listed on the May 27, 2022 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.