Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:21 AM ET

Sponsor Check › Person

No photo found yet (own website and image search run after this page is viewed)

Christopher Cain

Named as an officer, director or promoter on SEC Form D filings · MA · Nov 21, 2025 → Nov 21, 2025

1deal (issuers)

$285Mreported sold

48investors

1Form D filing

2025year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Christopher Cain is listed as a director on 1 SEC Form D filing by 1 issuer in Nov 2025: Galecto, Inc. (Boston, MA — biotechnology — 2025; $285M reported sold to 48 investors).

What this means One deal on file with the SEC, filed Nov 2025. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Amit Munshi (1 shared filing), Carl Goldfischer (1 shared filing), Garrett Winslow (1 shared filing), Hans Schambye (1 shared filing), Jayson Dallas (1 shared filing) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Christopher. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 39 bankruptcy cases matching the name listed in Key records below.

What this means 39 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Christopher Cain and found 1 difference, 1 worth asking the sponsor about: Bankruptcy case: Christopher R. Cain.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Christopher Cain has not run yet — it is joining a line of 31,224 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Christopher Cain..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

39 cases: 5 open, 34 closed (disposition not in docket feed)

Christopher Cain and Jessica Cain open

United States Bankruptcy Court, N.D. Illinois · No. 26-09376 · Filed Jun 2, 2026

Role of Christopher Cain and Jessica Cain: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in IL (not a filing state)

Christopher A Cain open

United States Bankruptcy Court, N.D. Illinois · No. 25-04977 · Filed Mar 31, 2025

Role of Christopher A Cain: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in IL (not a filing state)

Christopher B. Cain and Elizabeth J Cain closed

United States Bankruptcy Court, D. Maine · No. 22-10043 · Filed Mar 15, 2022 · Closed Jul 11, 2022

Role of Christopher B. Cain and Elizabeth J Cain: Debtor · Outcome: Case closed 2022-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in ME (not a filing state)

Christopher L Cain and Jessica N Cain open

United States Bankruptcy Court, E.D. Kentucky · No. 19-70647 · Filed Nov 6, 2019

Role of Christopher L Cain and Jessica N Cain: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in KY (not a filing state)

Christopher P Cain open

United States Bankruptcy Court, S.D. Indiana · No. 19-90721 · Filed May 8, 2019

Role of Christopher P Cain: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in IN (not a filing state)

Christopher C. Cain closed

United States Bankruptcy Court, D. Delaware · No. 18-12746 · Filed Dec 5, 2018 · Closed Mar 10, 2022

Role of Christopher C. Cain: Debtor · Outcome: Case closed 2022-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in DE (not a filing state)

Christopher E. Cain and Cynthia D. Cain open

United States Bankruptcy Court, M.D. Louisiana · No. 17-10786 · Filed Aug 16, 2017

Role of Christopher E. Cain and Cynthia D. Cain: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in LA (not a filing state)

Christopher B. Cain and Rachel L Cain closed

United States Bankruptcy Court, N.D. Oklahoma · No. 17-10409 · Filed Mar 15, 2017 · Closed Jul 6, 2017

Role of Christopher B. Cain and Rachel L Cain: Debtor · Outcome: Case closed 2017-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in OK (not a filing state)

Christopher T. Cain closed

United States Bankruptcy Court, E.D. Missouri · No. 13-51235 · Filed Dec 19, 2013 · Closed Mar 6, 2020

Role of Christopher T. Cain: Debtor · Outcome: Case closed 2020-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in MO (not a filing state)

Christopher Cain closed

United States Bankruptcy Court, N.D. Illinois · No. 13-24719 · Filed Jun 15, 2013 · Closed Oct 8, 2013

Role of Christopher Cain: Debtor · Outcome: Case closed 2013-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in IL (not a filing state)

Christopher K Cain and Kimberly R Cain closed

United States Bankruptcy Court, W.D. Kentucky · No. 12-50297 · Filed Mar 29, 2012 · Closed Jul 17, 2012

Role of Christopher K Cain and Kimberly R Cain: Debtor · Outcome: Case closed 2012-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in KY (not a filing state)

Christopher L Cain and Tiffiny K Cain closed

United States Bankruptcy Court, D. Minnesota · No. 10-45573 · Filed Jul 27, 2010 · Closed Nov 12, 2010

Role of Christopher L Cain and Tiffiny K Cain: Debtor · Outcome: Case closed 2010-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in MN (not a filing state)

Christopher L Cain closed

United States Bankruptcy Court, E.D. Kentucky · No. 10-60861 · Filed May 28, 2010 · Closed Sep 30, 2010

Role of Christopher L Cain: Debtor · Outcome: Case closed 2010-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in KY (not a filing state)

CHRISTOPHER S. CAIN and TONYA B. CAIN closed

United States Bankruptcy Court, S.D. Mississippi · No. 10-50859 · Filed Apr 14, 2010 · Closed Sep 21, 2015

Role of CHRISTOPHER S. CAIN and TONYA B. CAIN: Debtor · Outcome: Case closed 2015-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in MS (not a filing state)

Christopher S Cain closed

United States Bankruptcy Court, N.D. Indiana · No. 08-33611 · Filed Oct 16, 2008 · Closed Feb 11, 2009

Role of Christopher S Cain: Debtor · Outcome: Case closed 2009-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in IN (not a filing state)

Christopher Cain closed

United States Bankruptcy Court, N.D. Alabama · No. 08-04953 · Filed Oct 6, 2008 · Closed Apr 9, 2009

Role of Christopher Cain: Debtor · Outcome: Case closed 2009-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in AL (not a filing state)

Christopher E. Cain and Cynthia D. Cain closed

United States Bankruptcy Court, M.D. Louisiana · No. 06-11127 · Filed Dec 7, 2006 · Closed Aug 11, 2009

Role of Christopher E. Cain and Cynthia D. Cain: Debtor · Outcome: Case closed 2009-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in LA (not a filing state)

Christopher B Cain closed

United States Bankruptcy Court, M.D. Florida · No. 6:05-bk-15209 · Filed Oct 14, 2005 · Closed Jul 19, 2006

Role of Christopher B Cain: Debtor · Outcome: Case closed 2006-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in FL (not a filing state)

Christopher B. Cain closed

United States Bankruptcy Court, D. Maine · No. 05-12429 · Filed Oct 1, 2005 · Closed Feb 13, 2006

Role of Christopher B. Cain: Debtor · Outcome: Case closed 2006-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in ME (not a filing state)

CHRISTOPHER S. CAIN and TONYA B. CAIN closed

United States Bankruptcy Court, S.D. Mississippi · No. 04-53289 · Filed Jul 20, 2004 · Closed Mar 27, 2008

Role of CHRISTOPHER S. CAIN and TONYA B. CAIN: Debtor · Outcome: Case closed 2008-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in MS (not a filing state)

Christopher R Cain closed

United States Bankruptcy Court, D. Kansas · No. 04-13341 · Filed Jun 17, 2004 · Closed Mar 1, 2006

Role of Christopher R Cain: Debtor · Outcome: Case closed 2006-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in KS (not a filing state)

Christopher Cain closed

United States Bankruptcy Court, N.D. Alabama · No. 04-03343 · Filed Apr 13, 2004 · Closed Sep 9, 2004

Role of Christopher Cain: Debtor · Outcome: Case closed 2004-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in AL (not a filing state)

Christopher T. Cain closed

United States Bankruptcy Court, E.D. Missouri · No. 03-56819 · Filed Dec 17, 2003 · Closed Aug 14, 2007

Role of Christopher T. Cain: Debtor · Outcome: Case closed 2007-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in MO (not a filing state)

Christopher B. Cain and Pamela D. Cain closed

United States Bankruptcy Court, M.D. Florida · No. 8:03-bk-22331 · Filed Oct 27, 2003 · Closed Jan 30, 2004

Role of Christopher B. Cain and Pamela D. Cain: Debtor · Outcome: Case closed 2004-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in FL (not a filing state)

Christopher R. Cain closed

United States Bankruptcy Court, W.D. Oklahoma · No. 03-11145 · Filed Feb 5, 2003 · Closed Aug 19, 2003

Role of Christopher R. Cain: Debtor · Outcome: Case closed 2003-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in OK (not a filing state)

CHRISTOPHER M CAIN closed

United States Bankruptcy Court, M.D. Tennessee · No. 3:03-bk-00906 · Filed Jan 24, 2003 · Closed Aug 6, 2008

Role of CHRISTOPHER M CAIN: Debtor · Outcome: Case closed 2008-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in TN (not a filing state)

Christopher S Cain closed

United States Bankruptcy Court, S.D. Ohio · No. 3:02-bk-38156 · Filed Oct 29, 2002 · Closed Mar 10, 2003

Role of Christopher S Cain: Debtor · Outcome: Case closed 2003-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in OH (not a filing state)

Christopher T. Cain closed

United States Bankruptcy Court, E.D. Missouri · No. 02-52204 · Filed Oct 23, 2002 · Closed Apr 4, 2003

Role of Christopher T. Cain: Debtor · Outcome: Case closed 2003-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in MO (not a filing state)

Christopher G. Cain closed

United States Bankruptcy Court, E.D. Wisconsin · No. 01-25392 · Filed May 7, 2001 · Closed Aug 21, 2001

Role of Christopher G. Cain: Debtor · Outcome: Case closed 2001-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in WI (not a filing state)

Christopher R. Cain and Lynn P. Cain closed

United States Bankruptcy Court, N.D. California · No. 00-11252 · Filed May 19, 2000 · Closed Sep 1, 2000

Role of Christopher R. Cain and Lynn P. Cain: Debtor · Outcome: Case closed 2000-09-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in CA (not a filing state)

Christopher B Cain and Rosalyn E Cain closed

United States Bankruptcy Court, C.D. California · No. 6:99-bk-27969 · Filed Oct 27, 1999 · Closed Feb 16, 2000

Role of Christopher B Cain and Rosalyn E Cain: Debtor · Outcome: Case closed 2000-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in CA (not a filing state)

Christopher T. Cain closed

United States Bankruptcy Court, E.D. California · No. 99-22792 · Filed Mar 2, 1999 · Closed Jun 22, 1999

Role of Christopher T. Cain: Debtor · Outcome: Case closed 1999-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in CA (not a filing state)

Christopher Cain closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 99-20989 · Filed Feb 12, 1999 · Closed May 27, 1999

Role of Christopher Cain: Debtor · Outcome: Case closed 1999-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in PA (not a filing state)

Christopher D. Cain and Jeanne L. Cain closed

United States Bankruptcy Court, W.D. Kentucky · No. 98-50830 · Filed Jul 13, 1998 · Closed Jan 15, 1999

Role of Christopher D. Cain and Jeanne L. Cain: Debtor · Outcome: Case closed 1999-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in KY (not a filing state)

Christopher L. Cain closed

United States Bankruptcy Court, M.D. Florida · No. 8:98-bk-06910 · Filed Apr 28, 1998 · Closed Aug 21, 1998

Role of Christopher L. Cain: Debtor · Outcome: Case closed 1998-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in FL (not a filing state)

Christopher L. Cain closed

United States Bankruptcy Court, N.D. Ohio · No. 96-14669 · Filed Aug 29, 1996 · Closed Jan 24, 1997

Role of Christopher L. Cain: Debtor · Outcome: Case closed 1997-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in OH (not a filing state)

Christopher E. Cain and Cynthia D. Cain closed

United States Bankruptcy Court, M.D. Louisiana · No. 96-10483 · Filed Mar 27, 1996 · Closed Jul 25, 1996

Role of Christopher E. Cain and Cynthia D. Cain: Debtor · Outcome: Case closed 1996-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in LA (not a filing state)

Christopher R. Cain closed

United States Bankruptcy Court, D. Massachusetts · No. 89-12067 · Filed Jul 21, 1989 · Closed Dec 20, 1989

Role of Christopher R. Cain: Debtor · Outcome: Case closed 1989-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in the person's filing state (MA)

Christopher Cain closed

United States Bankruptcy Court, M.D. Florida · No. 6:85-bk-01944 · Filed Dec 16, 1985 · Closed Jun 15, 1987

Role of Christopher Cain: Debtor · Outcome: Case closed 1987-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); court in FL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

1 difference found between the filings for Christopher Cain — 1 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · Jul 21, 1989 – Dec 20, 1989

Bankruptcy case: Christopher R. Cain — filed Jul 21, 1989

United States Bankruptcy Court, D. Massachusetts docket "Christopher R. Cain" filed Jul 21, 1989, closed Dec 20, 1989. Christopher Cain is listed as Debtor ("Christopher R. Cain"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Massachusetts ↗

Sources

Docket · United States Bankruptcy Court, D. Massachusetts ↗ (Jul 21, 1989)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 1 reports finder's fees totalling $17,100,000; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Nov 21, 2025 D Galecto, Inc. File 021-564756	$0	$17,100,000	$0	Jefferies LLC BrokerCheck CRD 2347 ↗ Leerink Partners LLC BrokerCheck CRD 39011 ↗ UBS Securities LLC BrokerCheck CRD 7654 ↗ LifeSci Capital, LLC BrokerCheck CRD 168404 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Christopher Cain on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Biotechnology

Galecto, Inc.

Boston, MA · Nov 21, 2025

Nov 21, 2025 · D · $285,000,000 sold of $285,000,000 · 48 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $285M from 48 investors (100% of the $285M target) as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Christopher 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Garrett Winslow

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Cain. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Carl Goldfischer

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Christopher Cain. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Lori Firmani

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Cain. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Amit Munshi

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Amit Munshi is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jayson Dallas

Director · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Cain. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Julianne Bruno

Director · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Cain. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Peter Harwin

Director · 1 shared filing (1 issuer) · also on 19 other issuers

Peter Harwin is on 20 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Hans Schambye

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Cain. Their page shows their other deals.

The team behind the deals

Same business address

51 other issuers file from the same address (first 50 shown)

AG Capital Onshore Fund, L.P. Boston, MA · 2020
Timestamp Energy Inc. Boston, MA · 2026
315 ORKILA LLC Boston, MA · 2023
1TAB Ventures, LLC Boston, MA · 2022
Lucidity Lights, Inc. Boston, MA · 2013
ENVEL, INC. Boston, MA · 2019
M/C Partners VIII, L.P. Boston, MA · 2018
GPE VIII CCC Co-Investment (Delaware) Limited Partnership Boston, MA · 2017
GPE VII OT Co-Investment Limited Partnership Boston, MA · 2016
GPE VIII-A OT Co-Investment Limited Partnership Boston, MA · 2016
GPE VII-A OT Co-Investment Limited Partnership Boston, MA · 2016
Sunley House Capital Master Limited Partnership Boston, MA · 2015
Genoa-QoL Investment Holdings, LP Boston, MA · 2015
Advent International GPE VIII-B-3 Limited Partnership Boston, MA · 2016
Advent International GPE VIII-B-2 Limited Partnership Boston, MA · 2016
Advent International GPE VIII-B-1 Limited Partnership Boston, MA · 2016
Advent International GPE VIII-L Limited Partnership Boston, MA · 2016
Advent International GPE VIII-K Limited Partnership Boston, MA · 2016
Advent International GPE VIII-J Limited Partnership Boston, MA · 2016
Advent International GPE VIII-I Limited Partnership Boston, MA · 2016
Advent International GPE VIII-H Limited Partnership Boston, MA · 2016
Advent International GPE VIII-G Limited Partnership Boston, MA · 2016
Advent International GPE VIII-F Limited Partnership Boston, MA · 2016
Advent International GPE VIII-E Limited Partnership Boston, MA · 2016
Advent International GPE VIII-D Limited Partnership Boston, MA · 2016
Advent International GPE VIII-C Limited Partnership Boston, MA · 2016
Advent International GPE VIII-B Limited Partnership Boston, MA · 2016
Advent International GPE VIII-A Limited Partnership Boston, MA · 2016
Advent International GPE VIII Limited Partnership Boston, MA · 2016
LAPEF V AD CO-INVESTMENT LIMITED PARTNERSHIP Boston, MA · 2014
LAPEF V-A AD Co-Investment Limited Partnership Boston, MA · 2014
LAPEF V-B AD Co-Investment Limited Partnership Boston, MA · 2014
M/C Partners VII, L.P. Boston, MA · 2013
Advent LAPEF VI Feeder Limited Partnership Boston, MA · 2014
Advent Latin American Private Equity Fund VI-H Limited Partnership Boston, MA · 2014
Advent Latin American Private Equity Fund VI-G Limited Partnership Boston, MA · 2014
Advent Latin American Private Equity Fund VI-F Limited Partnership Boston, MA · 2014
Advent Latin American Private Equity Fund VI-E Limited Partnership Boston, MA · 2014
Advent Latin American Private Equity Fund VI-D Limited Partnership Boston, MA · 2014
Advent Latin American Private Equity Fund VI-C Limited Partnership Boston, MA · 2014
Advent Latin American Private Equity Fund VI-B Limited Partnership Boston, MA · 2014
Advent Latin American Private Equity Fund VI-A Limited Partnership Boston, MA · 2014
Advent Latin American Private Equity Fund VI Limited Partnership Boston, MA · 2014
Wellington Management Legacy Securities PPIF (Offshore), LP Boston, MA · 2009
Wellington Management Legacy Securities PPIF Master Fund, LP Boston, MA · 2009
Wellington Management Legacy Securities PPIF, LP Boston, MA · 2009
Advent Latin American Private Equity Fund V-H Limited Partnership Boston, MA · 2009
Advent Latin American Private Equity Fund V-G Limited Partnership Boston, MA · 2009
Advent Partners Japan 2009 (Cayman-A) Limited Partnership Boston, MA · 2009
Advent Partners Japan 2009 Limited Partnership Boston, MA · 2009

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Christopher Cain by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Christopher Cain is listed on: none on file. No website or social profile named in Galecto, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #52,523 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Christopher Cain

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Bankruptcy case: Christopher R. Cain — filed Jul 21, 1989

5. Money to insiders

Deals 1

People around Christopher 8

The team behind the deals

51 other issuers file from the same address (first 50 shown)

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

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Monitor this person