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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:52 AM ET

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CW

Christopher C. Whitney

Named as an officer, director or promoter on SEC Form D filings · NY, CT · Mar 15, 2010 → Apr 18, 2013

1deal (issuers)
$19.4Mreported sold
11investors
6Form D filings
2010–2013years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: not yet

The short version

Christopher C. Whitney is listed as a director on 6 SEC Form D filings by 1 issuer between Mar 2010 and Jun 2014: PERENNIAL CAPITAL LLC (Stamford, CT — pooled investment fund — 2010–2014; $19.4M reported sold to 11 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside John J. Cassidy (6 shared filings), Perennial Fund Management LLC (4 shared filings, management entity), Peter M. Cirino (3 shared filings) and Perennial Fund Management LLC (2 shared filings, management entity).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Christopher. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 15 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 16 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

LOWENSCHUSS, FRED v. WHITNEY, CHRISTOPHER D. closed
District Court, D. Nevada · No. · Filed May 2, 1995 · Closed Feb 9, 1996 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of WHITNEY, CHRISTOPHER D.: Defendant · Outcome: Terminated 1996-02-09 — FJC Integrated Database disposition: Appeal affirmed (magistrate judge) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); court in NV (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

15 cases: 15 closed (disposition not in docket feed)

Christopher R. Whitney and Ashley S. Whitney closed
United States Bankruptcy Court, D. Nebraska · No. 20-40398 · Filed Mar 18, 2020 · Closed Jul 14, 2020
Role of Christopher R. Whitney and Ashley S. Whitney: Debtor · Outcome: Case closed 2020-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); middle initial differs
Christopher E. Whitney and Christina Whitney closed
United States Bankruptcy Court, D. Maine · No. 16-20298 · Filed May 23, 2016 · Closed Apr 25, 2022
Role of Christopher E. Whitney and Christina Whitney: Debtor · Outcome: Case closed 2022-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); court in ME (not a filing state); middle initial differs
Christopher Whitney closed
United States Bankruptcy Court, N.D. California · No. 13-56149 · Filed Nov 26, 2013 · Closed Nov 20, 2015
Role of Christopher Whitney: Debtor · Outcome: Case closed 2015-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); court in CA (not a filing state)
Christopher R Whitney closed
United States Bankruptcy Court, N.D. California · No. 13-55225 · Filed Oct 1, 2013 · Closed Nov 18, 2013
Role of Christopher R Whitney: Debtor · Outcome: Case closed 2013-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); court in CA (not a filing state); middle initial differs
Christopher R. Whitney and Heather C. Whitney closed
United States Bankruptcy Court, W.D. New York · No. 1-13-10088 · Filed Jan 14, 2013 · Closed Apr 17, 2018
Role of Christopher R. Whitney and Heather C. Whitney: Debtor · Outcome: Case closed 2018-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); court in the person's filing state (NY); middle initial differs
Christopher Whitney and Julie Whitney closed
United States Bankruptcy Court, M.D. Florida · No. 8:12-bk-15499 · Filed Oct 11, 2012 · Closed Oct 30, 2014
Role of Christopher Whitney and Julie Whitney: Debtor · Outcome: Case closed 2014-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); court in FL (not a filing state); middle initial differs
CHRISTOPHER T WHITNEY and ELAINE M WHITNEY closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:10-bk-01064 · Filed Feb 3, 2010 · Closed Nov 12, 2015
Role of CHRISTOPHER T WHITNEY and ELAINE M WHITNEY: Debtor · Outcome: Case closed 2015-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); court in TN (not a filing state); middle initial differs
Christopher D Whitney closed
United States Bankruptcy Court, W.D. Washington · No. 09-16946 · Filed Jul 15, 2009 · Closed Oct 19, 2009
Role of Christopher D Whitney: Debtor · Outcome: Case closed 2009-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); court in WA (not a filing state); middle initial differs
Christopher R. Whitney closed
United States Bankruptcy Court, E.D. Washington · No. 08-02982 · Filed Jul 29, 2008 · Closed Nov 5, 2008
Role of Christopher R. Whitney: Debtor · Outcome: Case closed 2008-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); court in WA (not a filing state); middle initial differs
Christopher J. Whitney and Rose Whitney closed
United States Bankruptcy Court, D. Massachusetts · No. 02-12832 · Filed Apr 18, 2002 · Closed Oct 4, 2002
Role of Christopher J. Whitney and Rose Whitney: Debtor · Outcome: Case closed 2002-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); court in MA (not a filing state); middle initial differs
Christopher J. Whitney and Lisa Renee Whitney closed
United States Bankruptcy Court, E.D. California · No. 00-93369 · Filed Sep 6, 2000 · Closed Dec 19, 2000
Role of Christopher J. Whitney and Lisa Renee Whitney: Debtor · Outcome: Case closed 2000-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); court in CA (not a filing state); middle initial differs
CHRISTOPHER W WHITNEY and LISA M WHITNEY closed
United States Bankruptcy Court, D. Minnesota · No. 94-41115 · Filed Mar 4, 1994 · Closed Jun 30, 1994
Role of CHRISTOPHER W WHITNEY and LISA M WHITNEY: Debtor · Outcome: Case closed 1994-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); court in MN (not a filing state); middle initial differs
Christopher T. Whitney and Elaine Marie Whitney closed
United States Bankruptcy Court, E.D. Missouri · No. 91-43521 · Filed May 28, 1991 · Closed Jul 22, 1992
Role of Christopher T. Whitney and Elaine Marie Whitney: Debtor · Outcome: Case closed 1992-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); court in MO (not a filing state); middle initial differs
Christopher S. Whitney closed
United States Bankruptcy Court, D. Massachusetts · No. 91-41294 · Filed May 21, 1991 · Closed Dec 9, 1991
Role of Christopher S. Whitney: Debtor · Outcome: Case closed 1991-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); court in MA (not a filing state); middle initial differs
Christopher P. Whitney closed
United States Bankruptcy Court, D. Connecticut · No. 87-20033 · Filed Jan 14, 1987 · Closed May 27, 1988
Role of Christopher P. Whitney: Debtor · Outcome: Case closed 1988-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); court in the person's filing state (CT); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 20, 2014 D/A
PERENNIAL CAPITAL LLC
File 021-128261
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Christopher C. Whitney on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund

PERENNIAL CAPITAL LLC

Stamford, CT · Mar 15, 2010 → Jun 20, 2014 · 6 filings
  • Jun 20, 2014 · D/A · $19,400,000 sold of $500,000,000 · 11 investors · min. $5,000,000 · role: Director (Member) EDGAR ↗
  • Jun 20, 2013 · D/A · $7,831,200 sold of $500,000,000 · 7 investors · min. $5,000,000 · role: Director (Member) EDGAR ↗
  • Apr 18, 2013 · D/A · $7,568,400 sold of $500,000,000 · 7 investors · min. $5,000,000 · role: Director (Member) EDGAR ↗
  • Mar 14, 2012 · D/A · $5,550,100 sold of $500,000,000 · 6 investors · min. $5,000,000 · role: Director (Member) EDGAR ↗
  • Mar 15, 2011 · D/A · $10,988,500 sold of $500,000,000 · 9 investors · min. $5,000,000 · role: Director (Member) EDGAR ↗
  • Mar 15, 2010 · D/A · $16,452,000 sold of $500,000,000 · 10 investors · min. $5,000,000 · role: Director (Member) EDGAR ↗

Raised $19.4M from 11 investors (4% of the $500M target) as of the latest filing. Christopher is listed as director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Christopher 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Perennial Fund Management LLC

Director · 4 shared filings (1 issuer)

Listed on the same filings as Christopher C. Whitney. Their page shows their other deals.

Management entity

Perennial Fund Management LLC

Director · 2 shared filings (1 issuer)

Listed on the same filings as Christopher C. Whitney. Their page shows their other deals.

Person

John J. Cassidy

Director · 6 shared filings (1 issuer)

Listed on the same filings as Christopher C. Whitney. Their page shows their other deals.

Person

Peter M. Cirino

Director · 3 shared filings (1 issuer)

Listed on the same filings as Christopher C. Whitney. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Stamford, CT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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