Sponsor Check › Person
Related person on Form D filings · address states as listed: E9, P8, NY, IL, D0, L2 · listed Mar 9, 2009 → Oct 21, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:55 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
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None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:55 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
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None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:55 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
10 of 178 offerings report sales commissions totalling $32,117,028; 2 report finder's fees totalling $706,244; 10 report proceeds to related persons totalling $317,500. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 21, 2026 D/A File 021-527313 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid a fixed fee and non-affiliated Directors are paid customary directors' fees. | Raymond James & Associates, Inc. BrokerCheck CRD 000000705 ↗ Raymond James Financial Services, Inc. BrokerCheck CRD 000006694 ↗ Oppenheimer & Co., Inc. BrokerCheck CRD 000000249 ↗ Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 000007691 ↗ J.P. Morgan Securities LLC BrokerCheck CRD 000000079 ↗ Morgan Stanley BrokerCheck CRD 000149777 ↗ |
| EDGAR ↗ | Oct 13, 2026 D/A File 021-113634 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 13, 2026 D/A File 021-143519 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 9, 2026 D/A File 021-377951 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Oct 2, 2026 D/A File 021-185903 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Oct 2, 2026 D/A File 021-227170 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 11, 2026 D/A File 021-140059 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Jun 22, 2026 D/A File 021-98200 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 20, 2026 D/A File 021-204276 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary director's fees. | None listed on this filing |
| EDGAR ↗ | May 1, 2026 D/A File 021-55754 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid a fixed fee and non-affiliated Directors are paid customary directors' fees. | Park Hill Group LLC BrokerCheck CRD 000135898 ↗ J.P. Morgan Securities LLC BrokerCheck CRD 000000079 ↗ Morgan Stanley BrokerCheck CRD 000149777 ↗ |
| EDGAR ↗ | Apr 29, 2026 D/A File 021-344420 | $0 | $0 | $0 (est.) The Issuer's affiliates receive management fees and incentive allocations as described in the Issuer's offering documents. | None listed on this filing |
| EDGAR ↗ | Apr 28, 2026 D File 021-582098 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | OLD CITY SECURITIES LLC BrokerCheck CRD 000171910 ↗ |
| EDGAR ↗ | Mar 12, 2026 D/A File 021-94726 | $4,185,519 (est.) | $0 (est.) | $0 (est.) Director of the Issuer | 16 Points LLC BrokerCheck CRD 277033 ↗ River Wey no CRD number reported 21 Capital Advisors no CRD number reported via Opalesque 21 |
| EDGAR ↗ | Feb 20, 2026 D/A File 021-111251 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 26, 2026 D/A File 021-127686 | $0 | $0 | $0 THE INVESTMENT MANAGER MAY RECEIVE A FEE BASED ON EACH INVESTOR'S CAPITAL ACCOUNT AND AN INCENTIVE FEE AS SET FORTH IN THE OFFERING MATERIALS. | None listed on this filing |
| EDGAR ↗ | Jan 16, 2026 D/A File 021-201154 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | Stonehaven, LLC BrokerCheck CRD 000118913 ↗ |
| EDGAR ↗ | Dec 29, 2025 D/A File 021-109286 | $0 | $0 | $0 (est.) Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing |
| EDGAR ↗ | Dec 29, 2025 D/A File 021-133754 | $0 | $0 | $0 (est.) Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing |
| EDGAR ↗ | Dec 29, 2025 D/A File 021-170225 | $0 | $0 | $0 (est.) Customary advisory fees will be paid by the Issuer to the Investment Manager as provided for in the Issuer's offering documents. | None listed on this filing |
| EDGAR ↗ | Dec 29, 2025 D/A File 021-342796 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 29, 2025 D/A File 021-352151 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 5, 2025 D/A File 021-127702 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | PJT PARTNERS LP BrokerCheck CRD 000171058 ↗ |
| EDGAR ↗ | Nov 26, 2025 D/A File 021-73564 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 5, 2025 D/A File 021-60239 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | PJT PARTNERS LP BrokerCheck CRD 000171058 ↗ |
| EDGAR ↗ | Oct 31, 2025 D/A File 021-379802 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Jul 9, 2025 D File 021-551109 | $0 | $0 | $105,000 (est.) Fees were charged in connection with annual directors' fees. | None listed on this filing |
| EDGAR ↗ | Jan 21, 2025 D/A File 021-94772-4N | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 17, 2025 D/A File 021-231982 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 2, 2024 D/A File 021-381790 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 2, 2024 D/A File 021-382204 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 21, 2024 D/A File 021-173592 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 21, 2024 D/A File 021-494483 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 17, 2024 D/A File 021-442050 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 31, 2023 D/A File 021-287493 | $0 (est.) | $0 | $0 The Investment Manager, J.H. Lane Partners, LP, is entitled to receive a management fee that is equal to a percentage of the Issuer's net asset value. | MIRIAM FREIER BrokerCheck CRD 5166619 ↗ via Fulcrum Capital Markets LLC (CRD 155634 ↗) OLD CITY SECURITIES LLC BrokerCheck CRD 171910 ↗ |
| EDGAR ↗ | Dec 21, 2022 D/A File 021-356878 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 16, 2022 D/A File 021-80260 | $8,424,966 (est.) | $0 | $0 The investment manager is entitled to a management fee that is fully described in the Issuer's confidential offering materials. | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | Mar 14, 2022 D/A File 021-333156 | $688 | $0 | $0 | Stonehaven LLC BrokerCheck CRD 118913 ↗ 16 Points LLC BrokerCheck CRD 277033 ↗ Brighton House Associates BrokerCheck CRD 168883 ↗ Capital Management Partners, Inc. no CRD number reported |
| EDGAR ↗ | Mar 14, 2022 D/A File 021-333157 | $0 | $0 | $0 | Stonehaven LLC BrokerCheck CRD 118913 ↗ 16 Points LLC BrokerCheck CRD 277033 ↗ Brighton House Associates BrokerCheck CRD 168883 ↗ Capital Management Partners, Inc. no CRD number reported |
| EDGAR ↗ | Mar 9, 2021 D/A File 021-362307 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Oct 13, 2020 D/A File 021-204375 | $0 | $0 | $0 Vassalou Capital Management, LP, the Investment Manager of the Issuer, is entitled to receive a management fee as a percentage of the Issuer's net asset value on an ongoing basis. Fees are also paid to the independent directors. | Profor Advisors BrokerCheck CRD 136084 ↗ FocusPoint Private Capital Group BrokerCheck CRD 122341 ↗ |
| EDGAR ↗ | Aug 6, 2020 D/A File 021-330640 | $0 | $705,000 (est.) | $0 | AccessAlpha Worldwide LLC BrokerCheck CRD 142279 ↗ Moelis & Company LLC BrokerCheck CRD 145115 ↗ |
| EDGAR ↗ | Apr 30, 2020 D/A File 021-196024 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 24, 2020 D/A File 021-338258 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid a fixed fee and non-affiliated Directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Mar 25, 2020 D File 021-363617 | $0 (est.) | $0 (est.) | $0 (est.) | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Mar 20, 2020 D/A File 021-53048 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 14, 2020 D/A File 021-280938 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jan 16, 2020 D/A File 021-211657 | $0 | $0 | $0 THE INVESTMENT MANAGER MAY RECEIVE A FEE BASED ON EACH INVESTOR'S CAPITAL ACCOUNT AND AN INCENTIVE FEE AS SET FORTH IN THE OFFERING MATERIALS. | None listed on this filing |
| EDGAR ↗ | Jan 10, 2020 D/A File 021-210275 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 14, 2019 D/A File 021-341786 | $0 | $0 | $0 The issuer intends to use the proceeds for the development and maintenance of its business. | None listed on this filing |
| EDGAR ↗ | Jul 19, 2019 D/A File 021-268478 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 24, 2019 D/A File 021-159891 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jun 24, 2019 D/A File 021-316014 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jun 12, 2019 D/A File 021-337787 | $0 | $0 | $0 The issuer intends to use the proceeds for the development and maintenance of its business. | None listed on this filing |
| EDGAR ↗ | May 2, 2019 D/A File 021-113633 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 2, 2019 D/A File 021-146464 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 2, 2019 D/A File 021-163152 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 2, 2019 D/A File 021-213413 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 2, 2019 D/A File 021-220943 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 2, 2019 D/A File 021-222950 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 2, 2019 D/A File 021-241213 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 8, 2019 D/A File 021-124511 | $17,534 | $0 | $0 | Oppenheimer Asset Management BrokerCheck CRD 105559 ↗ Summit Equities Inc. BrokerCheck CRD 11039 ↗ Kestra Investment Services, LLC BrokerCheck CRD 42046 ↗ |
| EDGAR ↗ | Dec 31, 2018 D/A File 021-127706 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Nov 20, 2018 D/A File 021-274796 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 10, 2018 D/A File 021-294289 | $0 | $0 | $0 (est.) The Investment Manager receives an annual management fee equal to a percentage of the Issuer's net asset value. | None listed on this filing |
| EDGAR ↗ | Jul 11, 2018 D/A File 021-166468 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 27, 2018 D File 021-315476 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 14, 2018 D/A File 021-143451 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 14, 2018 D/A File 021-143459 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 5, 2018 D/A File 021-244478 | $0 | $0 | $0 The Investment Manager and its affiliates receive fees and allocations calculated as a percentage of net assets and annual net profits. | None listed on this filing |
| EDGAR ↗ | May 15, 2018 D/A File 021-199730 | $0 | $0 | $66,000 (est.) Fees were charged in connection with annual directors' fees. | None listed on this filing |
| EDGAR ↗ | May 4, 2018 D/A File 021-305785 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 27, 2018 D/A File 021-214023 | $0 | $0 | $0 CUSTOMARY MANAGEMENT FEES WILL BE PAID TO GLENHILL CAPITAL ADVISORS, LLC, AN ENTITY CONTROLLED BY GLENN J. KREVLIN, AS DISCLOSED IN THE FUND DOCUMENTATION. | None listed on this filing |
| EDGAR ↗ | Mar 26, 2018 D/A File 021-214024 | $0 | $0 | $0 CUSTOMARY MANAGEMENT FEES WILL BE PAID TO GLENHILL CAPITAL ADVISORS, LLC, AN ENTITY CONTROLLED BY GLENN J. KREVLIN, AS DISCLOSED IN THE FUND DOCUMENTATION. | None listed on this filing |
| EDGAR ↗ | Mar 8, 2018 D/A File 021-180774 | $0 | $0 | $10,000 Please note the proceeds listed above are paid in Euros -- specifically, directors are paid 10,000 Euros per annum for services. | None listed on this filing |
| EDGAR ↗ | Jan 16, 2018 D/A File 021-137809 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 15, 2017 D/A File 021-253419 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jul 31, 2017 D/A File 021-284938 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jun 14, 2017 D/A File 021-143454 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 14, 2017 D/A File 021-143465 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 5, 2017 D/A File 021-224719 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 14, 2017 D/A File 021-114339 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jan 13, 2017 D/A File 021-83320 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 5, 2017 D/A File 021-47885 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary diretors' fees, as provided in the Issuer's offering documents. | None listed on this filing |
| EDGAR ↗ | Dec 16, 2016 D/A File 021-76832 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jul 29, 2016 D/A File 021-119695 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jul 29, 2016 D/A File 021-221921 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | May 9, 2016 D/A File 021-210043 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid a management fee as provided in the Issuer's offering documents and non-affiliated Directors are paid customary directors' fees. | Park Hill Group LLC BrokerCheck CRD 135898 ↗ J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Mar 28, 2016 D/A File 021-198989 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing |
| EDGAR ↗ | Feb 26, 2016 D/A File 021-140878 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | Sep 21, 2015 D/A File 021-134284 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 21, 2015 D/A File 021-225040 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 21, 2015 D/A File 021-225043 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 6, 2015 D/A File 021-225871 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Aug 6, 2015 D/A File 021-228055 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jul 31, 2015 D/A File 021-101272 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. | None listed on this filing |
| EDGAR ↗ | Jun 15, 2015 D/A File 021-127043 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 13, 2015 D/A File 021-60769 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 12, 2015 D/A File 021-173514 | $0 | $0 | $0 (est.) Issuer's confidential offering materials discuss management fees. | None listed on this filing |
| EDGAR ↗ | Dec 10, 2014 D File 021-229805 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Oct 31, 2014 D/A File 021-200113 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Adviser and its affiliates may receive a 3% fee based on the dollar amount invested, an annual fee of 1.5% of the net asset value and a performance fee of 20% of certain profits and unrealized losses, as set forth in the offering materials. | None listed on this filing |
| EDGAR ↗ | Aug 7, 2014 D/A File 021-100724 | $0 | $0 | $0 (est.) | N/A no CRD number reported via Chartwell Advisors LLC (CRD 139725 ↗) |
| EDGAR ↗ | Aug 7, 2014 D/A File 021-55508 | $0 (est.) | $0 (est.) | $0 (est.) | N/A no CRD number reported via Chartwell Advisors LLC (CRD 139725 ↗) |
| EDGAR ↗ | Apr 22, 2014 D/A File 021-120852 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jan 30, 2014 D/A File 021-191062 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jan 10, 2014 D/A File 021-137765 | $0 | $1,244 | $0 The investment manager is entitled to a management fee and the managing member shall receive a performance allocation. The fee and allocation are discussed in detail in the Issuer's confidential offering materials. | Security Research Associates, Inc. BrokerCheck CRD 8200 ↗ via Craig S. Lewis (CRD 5501107 ↗) |
| EDGAR ↗ | Nov 6, 2013 D/A File 021-186785 | $0 (est.) | $0 (est.) | $10,000 (est.) The issuer pays fees of approximately $10,000 per annum to its directors. The investment adviser of the issuer receives investment management fees and performance fees. | None listed on this filing |
| EDGAR ↗ | Oct 4, 2013 D File 021-204014 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 13, 2013 D/A File 021-99087 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 13, 2013 D/A File 021-104206 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 19, 2013 D/A File 021-144557 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 19, 2013 D/A File 021-144561 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 9, 2013 D/A File 021-180727 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jul 3, 2013 D/A File 021-93782 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jul 3, 2013 D/A File 021-93707 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jun 26, 2013 D/A File 021-135316 | $0 | $0 | $0 (est.) The Investment Manager will receive a management fee as determined by the Investment Manager and the Issuer. | None listed on this filing |
| EDGAR ↗ | Mar 21, 2013 D/A File 021-139929 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 13, 2013 D/A File 021-84540 | $2,746,660 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents | J.P. Morgan Securities Inc. BrokerCheck CRD 79 ↗ XT Capital Partners, LLC BrokerCheck CRD 118719 ↗ |
| EDGAR ↗ | Mar 13, 2013 D/A File 021-153234 | $0 | $0 | $0 (est.) Customary advisory fees are paid by the Issuer to the Investment Manager as provided in the Issuer's offering materials. | None listed on this filing |
| EDGAR ↗ | Jan 29, 2013 D/A File 021-172572 | $1,352,000 (est.) | $0 (est.) | $0 (est.) Issuer's confidential offering materials fully discuss management fees and performance allocations. | Oakpoint Advisors, LLC no CRD number reported via Weiss Multi-Strategy Funds LLC (CRD 130991 ↗) Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ |
| EDGAR ↗ | Jan 18, 2013 D/A File 021-154741 | $0 (est.) | $0 (est.) | $0 (est.) None, although the investment adviser of the issuer receives investment management fees and performance fees. | None listed on this filing |
| EDGAR ↗ | Jan 16, 2013 D/A File 021-131312 | $0 (est.) | $0 (est.) | $10,000 (est.) The issuer pays fees of approximately $10,000 per annum to its directors. The investment adviser of the issuer receives management fees and an option the value of which is based on the performance of the fund. | None listed on this filing |
| EDGAR ↗ | Dec 20, 2012 D/A File 021-148853 | $0 | $0 | $0 (est.) Investment Manager receives fees and other compensation calculated as a percentage of net assets and annual net profits. | None listed on this filing |
| EDGAR ↗ | Sep 26, 2012 D/A File 021-166562 | $0 (est.) | $0 (est.) | $0 (est.) None, although the investment adviser of the issuer receives investment management fees and performance fees. | None listed on this filing |
| EDGAR ↗ | Sep 4, 2012 D/A File 021-134789 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Aug 31, 2012 D/A File 021-138486 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees and/or performance allocations, the amounts of which cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | Jul 19, 2012 D/A File 021-143474 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 21, 2012 D File 021-175301 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 20, 2012 D File 021-175243 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 13, 2012 D/A File 021-111272 | $1,791,371 (est.) | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Mar 13, 2012 D/A File 021-97153 | $4,974,726 (est.) | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | J P Morgan Securities LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Mar 13, 2012 D/A File 021-128687 | $8,288,308 (est.) | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | J P Morgan Securities LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Mar 12, 2012 D/A File 021-114952 | $0 (est.) | $0 (est.) | $43,750 (est.) The issuer pays fees of approximately $43,750 per annum to its directors. The investment adviser of the issuer receives investment management fees and performance fees. | None listed on this filing |
| EDGAR ↗ | Mar 12, 2012 D/A File 021-98410 | $0 (est.) | $0 (est.) | $43,750 (est.) The issuer pays fees of approximately $43,750 per annum to its directors. The investment adviser of the issuer receives investment management fees and performance fees. | None listed on this filing |
| EDGAR ↗ | Mar 5, 2012 D/A File 021-128983 | $0 | $0 | $0 (est.) An affiliate of Issuer serves as investment manager and is entitles to a management fee. The Issuer's confidential offering materials sets forth detailed discusisons of the management fee and all other fees. | None listed on this filing |
| EDGAR ↗ | Feb 28, 2012 D/A File 021-56879 | $0 (est.) | $0 (est.) | $10,000 (est.) The issuer pays fees of approximately $10,000 per annum to its directors. The investment adviser of the issuer receives investment management fees and performance fees. | None listed on this filing |
| EDGAR ↗ | Feb 27, 2012 D/A File 021-139563 | $0 (est.) | $0 (est.) | $10,000 (est.) The issuer pays fees of approximateloy $10,000 per annum to its directors. The investment adviser of the issuer receives investment management fees and performance fees. | None listed on this filing |
| EDGAR ↗ | Feb 23, 2012 D/A File 021-72840 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 17, 2012 D/A File 021-54811 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 8, 2011 D/A File 021-114828 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Oct 24, 2011 D/A File 021-149483 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | J.P. Morgan Securities Inc. BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Jul 7, 2011 D/A File 021-143469 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 13, 2011 D/A File 021-143455 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 22, 2011 D/A File 021-96673 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 23, 2011 D/A File 021-106829 | $335,256 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | N/A no CRD number reported via Sword Securities Corporation (CRD 32244 ↗) N/A no CRD number reported via Mondiale Securities LLC (CRD 150323 ↗) N/A no CRD number reported via Silver Leaf Partners LLC (CRD 126694 ↗) |
| EDGAR ↗ | Mar 21, 2011 D/A File 021-128671 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Mar 15, 2011 D/A File 021-44898 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Oct 12, 2010 D/A File 021-117531 | $0 (est.) | $0 | $0 (est.) THE INVESTMENT MANAGER IS ENTITLED TO A PERIODIC FEE FOR ITS INVESTMENT MANAGEMENT SERVICES IN ACCORDANCE WITH THE ORGANIZATIONAL DOCUMENTS OF THE ISSUER. | None listed on this filing |
| EDGAR ↗ | Jul 26, 2010 D File 021-145460 | $0 | $0 | $0 (est.) The Investment Manager receives management fees calculated as a percentage of net assets and annual net profits. | None listed on this filing |
| EDGAR ↗ | Jun 9, 2010 D/A File 021-119208 | $0 (est.) | $0 (est.) | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees and/or incentive fees. The amounts of such fees cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | Mar 9, 2010 D/A File 021-101310 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 8, 2010 D/A File 021-128925 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 4, 2010 D/A File 021-91606 | $0 | $0 | $0 (est.) The Issuer's confidential offering materials fully discuss the annual fees entitled by the Investment Manager, an affiliate. | None listed on this filing |
| EDGAR ↗ | Mar 4, 2010 D/A File 021-118892 | $0 | $0 | $0 (est.) The Issuer's confidential offering materials fully discuss the annual fees entitled by the Investment Manager, an affiliate. | None listed on this filing |
| EDGAR ↗ | Mar 4, 2010 D/A File 021-118821 | $0 | $0 | $0 (est.) The Issuer's confidential offering materials fully discuss the annual fees entitled by the Investment Manager, an affiliate. | None listed on this filing |
| EDGAR ↗ | Feb 18, 2010 D File 021-66941 | $0 | $0 | $9,000 (est.) The services of Mr. Lang and Mr. Bowring as directors of the Fund are provided by International Management Services Ltd. (IMS). IMS reveives appromimately $9,000 annually. Mr. Aronson, the managing partner of the adviser, receives no compensation. | None listed on this filing |
| EDGAR ↗ | Sep 22, 2009 D/A File 021-88840 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jul 27, 2009 D/A File 021-104964 | $0 (est.) | $0 (est.) | $0 (est.) The Manager (or its affilitates) are entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Jul 15, 2009 D File 021-132777 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 15, 2009 D File 021-132778 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 17, 2009 D File 021-132024 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 17, 2009 D File 021-132026 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 17, 2009 D File 021-132027 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 17, 2009 D File 021-132028 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 17, 2009 D File 021-132032 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 17, 2009 D File 021-132033 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 17, 2009 D File 021-132034 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 17, 2009 D File 021-132035 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 18, 2009 D File 021-131321 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 22, 2009 D File 021-130419 | $0 | $0 | $0 Viathon Capital, LP and its affiliates receive customary management fees (based on net asset value) and performance fees and / or allocations based on limited partners' investments in the Issuer. | None listed on this filing |
| EDGAR ↗ | Apr 17, 2009 D/A File 021-82597 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 17, 2009 D/A File 021-86579 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 15, 2009 D File 021-130236 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 26, 2009 D/A File 021-118915 | $0 | $0 | $0 (est.) The Issuer's confidential offering materials fully discuss the annual fees entitled by the Investment Manager, an affiliate. | None listed on this filing |
| EDGAR ↗ | Mar 17, 2009 D/A File 021-73524 | $0 (est.) | $0 (est.) | $0 (est.) None, although the investment advisor of the issuer receives investment management fees and performance fees. | None listed on this filing |
| EDGAR ↗ | Mar 13, 2009 D/A File 021-115355 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 13, 2009 D/A File 021-125418 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 13, 2009 D File 021-127866 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 10, 2009 D/A File 021-113324 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Coatue Offshore Fund II, Ltd. | Director | Oct 21, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $115,257,736 | 172 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM HEALTHCARE OFFSHORE FUND LTD group: Pfm Healthcare | Director | Oct 13, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,894,125,635 | 517 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Value Japan Fund Offshore Ltd. | Director | Oct 13, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $244,168,410 | 13 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MAC Alpha Capital International Small Cap Offshore Fund, Ltd. group: Mac Alpha | Director | Oct 9, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,348,058 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST TECHNOLOGY PARTNERS, LTD. group: Senvest | Director | Oct 2, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,171,059 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SIRIOS FOCUS FUND LTD group: Sirios | Director | Oct 2, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $397,341,273 | 11 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST PARTNERS, LTD. group: Senvest | Director | Sep 11, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $380,432,666 | 40 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HBK Multi-Strategy Offshore Fund Ltd. group: Hbk | Director | Jun 22, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,715,924,674 | 858 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE LONG ONLY OFFSHORE FUND, LTD. group: Coatue | Director | May 20, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,272,586,881 | 66 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE OFFSHORE FUND LTD | Director | May 1, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,682,784,708 | 1132 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SILVERARC CAPITAL ALPHA FUND II, LTD. group: Silverarc | Director | Apr 29, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $333,639,450 | 117 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Totem Point Falcon Offshore, Ltd. group: Totem Point | Director | Apr 28, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HITE HEDGE OFFSHORE, LTD. group: Hite Mlp | Director Director of the Issuer | Mar 12, 2026 | D/A | Indefinite | $846,162,360 | 235 | $1,000,000 |
| EDGAR ↗ | SIRIOS OVERSEAS FUND LTD group: Sirios | Director | Feb 20, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,006,759,892 | 117 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund, Ltd. group: Aleutian | Director | Jan 26, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $14,194,341,672 | 580 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Totem Point Offshore Fund, Ltd. group: Totem Point | Director | Jan 16, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,500,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pentwater Unconstrained Fund Ltd. group: Pentwater | Director Director of the Issuer | Dec 29, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Pentwater Credit Fund Ltd. group: Pentwater | Director Director of the Issuer | Dec 29, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $341,026,600 | 40 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EVENT FUND LTD group: Pentwater | Director | Dec 29, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,006,462,981 | 229 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EQUITY OPPORTUNITIES FUND LTD. group: Pentwater | Director | Dec 29, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,557,924,753 | 144 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER MERGER ARBITRAGE FUND LTD. group: Pentwater | Director | Dec 29, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,358,869,814 | 231 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OPPORTUNITY OFFSHORE FUND, LTD. group: Redwood | Director | Dec 5, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,137,917,500 | 81 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOATHOUSE ROW OFFSHORE MINYAN, LTD. group: Boathouse Row | Director | Nov 26, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $512,817,774 | 84 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OFFSHORE FUND LTD group: Redwood | Director | Nov 5, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,657,400,930 | 138 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MAC Alpha Capital Global Offshore Fund, Ltd. group: Mac Alpha | Director | Oct 31, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,869,183 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Coatue Offshore Fund II, Ltd. | Director | Oct 21, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $14,009,100 | 45 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Value Japan Fund Offshore Ltd. | Director | Oct 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $244,168,410 | 13 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MAC Alpha Capital International Small Cap Offshore Fund, Ltd. group: Mac Alpha | Director | Oct 10, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,348,058 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SIRIOS FOCUS FUND LTD group: Sirios | Director | Oct 10, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $397,341,273 | 11 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST TECHNOLOGY PARTNERS, LTD. group: Senvest | Director | Oct 3, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,171,059 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM HEALTHCARE OFFSHORE FUND LTD group: Pfm Healthcare | Director | Sep 17, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,888,805,096 | 509 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST PARTNERS, LTD. group: Senvest | Director | Sep 12, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $375,232,025 | 39 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Rosalind Master Fund L.P. | Director DIRECTOR OF ROSALIND (CAYMAN) LTD., GP TO ROSALIND MASTER FUND L.P. | Jul 9, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $2,200,000 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HBK Multi-Strategy Offshore Fund Ltd. group: Hbk | Director | Jun 20, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,180,429,163 | 838 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE LONG ONLY OFFSHORE FUND, LTD. group: Coatue | Director | May 20, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $921,135,485 | 56 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SILVERARC CAPITAL ALPHA FUND II, LTD. group: Silverarc | Director | May 2, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $310,980,688 | 100 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE OFFSHORE FUND LTD | Director | May 2, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,483,048,225 | 996 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HITE HEDGE OFFSHORE, LTD. group: Hite Mlp | Director Director of the Issuer | Mar 12, 2025 | D/A | Indefinite | $834,306,731 | 232 | $1,000,000 |
| EDGAR ↗ | SIRIOS OVERSEAS FUND LTD group: Sirios | Director | Feb 21, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,006,759,892 | 117 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund, Ltd. group: Aleutian | Director | Jan 24, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $9,270,772,656 | 470 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Basswood Financial Fund, Ltd. group: Basswood Tarp | Director | Jan 21, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $37,845,331 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Totem Point Offshore Fund, Ltd. group: Totem Point | Director | Jan 17, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,500,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nitorum Offshore Fund, Ltd. group: Nitorum | Director | Jan 17, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,065,524,781 | 155 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pentwater Credit Fund Ltd. group: Pentwater | Director Director of the Issuer | Dec 27, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $255,211,000 | 29 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EQUITY OPPORTUNITIES FUND LTD. group: Pentwater | Director | Dec 27, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,538,709,708 | 142 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EVENT FUND LTD group: Pentwater | Director | Dec 27, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,850,651,436 | 222 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER MERGER ARBITRAGE FUND LTD. group: Pentwater | Director | Dec 27, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,041,859,212 | 197 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Pentwater Unconstrained Fund Ltd. group: Pentwater | Director Director of the Issuer | Dec 27, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OPPORTUNITY OFFSHORE FUND, LTD. group: Redwood | Director | Dec 6, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $940,167,500 | 73 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Basswood International Fund, Ltd. group: Basswood Tarp | Director | Dec 2, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,833,320 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD CO-INVESTMENT PARTNERS, LTD. group: Basswood Tarp | Director | Dec 2, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $95,561,000 | 9 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOATHOUSE ROW OFFSHORE MINYAN, LTD. group: Boathouse Row | Director | Nov 26, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $511,317,774 | 82 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OFFSHORE FUND LTD group: Redwood | Director | Nov 8, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,624,200,930 | 135 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MAC Alpha Capital Global Offshore Fund, Ltd. group: Mac Alpha | Director | Nov 1, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,769,183 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD FINANCIAL LONG ONLY FUND, L.P. group: Basswood Tarp | Director DIRECTOR OF BASSWOOD FINANCIAL LONG ONLY FUND, LTD. | Oct 21, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $43,282,450 | 39 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD CO-INVESTMENT FUND, LTD. group: Basswood Tarp | Director | Oct 21, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,073,248 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Coatue Offshore Fund II, Ltd. | Director | Oct 21, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Value Japan Fund Offshore Ltd. | Director | Oct 17, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $244,168,410 | 13 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MAC Alpha Capital International Small Cap Offshore Fund, Ltd. group: Mac Alpha | Director | Oct 11, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,348,058 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SIRIOS FOCUS FUND LTD group: Sirios | Director | Oct 11, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $397,341,273 | 11 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST TECHNOLOGY PARTNERS, LTD. group: Senvest | Director | Oct 3, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,171,059 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE LONG ONLY OFFSHORE FUND, LTD. group: Coatue | Director | Sep 27, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $571,433,807 | 39 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST PARTNERS, LTD. group: Senvest | Director | Sep 13, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $363,282,025 | 36 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM HEALTHCARE OFFSHORE FUND LTD group: Pfm Healthcare | Director | Aug 29, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,879,063,150 | 487 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HBK Multi-Strategy Offshore Fund Ltd. group: Hbk | Director | Jun 21, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,872,907,237 | 824 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SILVERARC CAPITAL ALPHA FUND II, LTD. group: Silverarc | Director | May 24, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $192,989,687 | 66 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE OFFSHORE FUND LTD | Director | May 3, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,080,284,042 | 884 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Basswood International Long Only Fund, Ltd. group: Basswood Tarp | Director | Apr 17, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,683,348 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HITE HEDGE OFFSHORE, LTD. group: Hite Mlp | Director Director of the Issuer | Mar 14, 2024 | D/A | Indefinite | $798,815,029 | 217 | $1,000,000 |
| EDGAR ↗ | SIRIOS OVERSEAS FUND LTD group: Sirios | Director | Feb 22, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,974,759,892 | 117 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund, Ltd. group: Aleutian | Director | Jan 26, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,176,198,132 | 341 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Totem Point Offshore Fund, Ltd. group: Totem Point | Director | Jan 19, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,500,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nitorum Offshore Fund, Ltd. group: Nitorum | Director | Jan 18, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,065,493,781 | 155 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Basswood Financial Fund, Ltd. group: Basswood Tarp | Director | Jan 18, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $37,620,540 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Pentwater Unconstrained Fund Ltd. group: Pentwater | Director Director of the Issuer | Dec 27, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER MERGER ARBITRAGE FUND LTD. group: Pentwater | Director | Dec 27, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,655,812,932 | 155 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EVENT FUND LTD group: Pentwater | Director | Dec 27, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,809,429,050 | 218 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EQUITY OPPORTUNITIES FUND LTD. group: Pentwater | Director | Dec 27, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,538,064,515 | 142 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Pentwater Credit Fund Ltd. group: Pentwater | Director Director of the Issuer | Dec 27, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $255,211,000 | 29 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OPPORTUNITY OFFSHORE FUND, LTD. group: Redwood | Director | Dec 7, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $733,167,500 | 66 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Basswood International Fund, Ltd. group: Basswood Tarp | Director | Dec 1, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,287,403 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD CO-INVESTMENT PARTNERS, LTD. group: Basswood Tarp | Director | Dec 1, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $95,561,000 | 9 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOATHOUSE ROW OFFSHORE MINYAN, LTD. group: Boathouse Row | Director | Nov 29, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $508,317,774 | 80 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OFFSHORE FUND LTD group: Redwood | Director | Nov 8, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,612,725,930 | 133 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MAC Alpha Capital Global Offshore Fund, Ltd. group: Mac Alpha | Director | Nov 3, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,769,183 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Value Japan Fund Offshore Ltd. | Director | Nov 1, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $244,168,410 | 13 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pentwater Unconstrained Fund Ltd. group: Pentwater | Director Director of the Issuer | Oct 31, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Pentwater Credit Fund Ltd. group: Pentwater | Director Director of the Issuer | Oct 31, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $255,211,000 | 29 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD FINANCIAL LONG ONLY FUND, L.P. group: Basswood Tarp | Director DIRECTOR OF BASSWOOD FINANCIAL LONG ONLY FUND, LTD. | Oct 20, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $43,202,450 | 37 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MAC Alpha Capital International Small Cap Offshore Fund, Ltd. group: Mac Alpha | Director | Oct 13, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,023,058 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SIRIOS FOCUS FUND LTD group: Sirios | Director | Oct 12, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $397,341,273 | 11 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD CO-INVESTMENT FUND, LTD. group: Basswood Tarp | Director | Oct 11, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $4,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST TECHNOLOGY PARTNERS, LTD. group: Senvest | Director | Oct 3, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,171,059 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE LONG ONLY OFFSHORE FUND, LTD. group: Coatue | Director | Sep 29, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $252,355,626 | 30 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST PARTNERS, LTD. group: Senvest | Director | Sep 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $352,637,025 | 35 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM HEALTHCARE OFFSHORE FUND LTD group: Pfm Healthcare | Director | Aug 8, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,855,226,271 | 460 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HBK Multi-Strategy Offshore Fund Ltd. group: Hbk | Director | Jun 23, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,691,122,862 | 809 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SILVERARC CAPITAL ALPHA FUND II, LTD. group: Silverarc | Director | Jun 21, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $170,338,233 | 60 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | J.H. Lane Partners Offshore Fund, Ltd. group: J H Lane | Director | May 31, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $122,427,593 | 22 similar: 4–27 | $2,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE OFFSHORE FUND LTD | Director | May 5, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,934,334,645 | 858 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Basswood International Long Only Fund, Ltd. group: Basswood Tarp | Director | Apr 17, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,664,298 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HITE HEDGE OFFSHORE, LTD. group: Hite Mlp | Director Director of the Issuer | Mar 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $580,036,721 | 148 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SIRIOS OVERSEAS FUND LTD group: Sirios | Director | Feb 23, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,964,759,892 | 117 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund, Ltd. group: Aleutian | Director | Jan 27, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,358,608,155 | 274 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Totem Point Offshore Fund, Ltd. group: Totem Point | Director | Jan 20, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,500,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Basswood Financial Fund, Ltd. group: Basswood Tarp | Director | Jan 18, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $37,579,415 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Nitorum Offshore Fund, Ltd. group: Nitorum | Director | Jan 17, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,065,493,781 | 155 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER MERGER ARBITRAGE FUND LTD. group: Pentwater | Director | Dec 27, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,399,109,276 | 126 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EVENT FUND LTD group: Pentwater | Director | Dec 27, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,808,338,884 | 218 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EQUITY OPPORTUNITIES FUND LTD. group: Pentwater | Director | Dec 27, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,537,949,349 | 142 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Sirios Absolute Return Fund, Ltd. group: Sirios | Director | Dec 21, 2022 | D/A | $10,000,000 similar: $155,000–$5,250,000 | $10,000,000 | 1 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OPPORTUNITY OFFSHORE FUND, LTD. group: Redwood | Director | Dec 7, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $541,417,500 | 49 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD CO-INVESTMENT PARTNERS, LTD. group: Basswood Tarp | Director | Dec 1, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $561,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Basswood International Fund, Ltd. group: Basswood Tarp | Director | Dec 1, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,129,153 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OFFSHORE FUND LTD group: Redwood | Director | Nov 8, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,470,725,930 | 130 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Value Japan Fund Offshore Ltd. | Director | Nov 4, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $229,168,410 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MAC Alpha Capital Global Offshore Fund, Ltd. group: Mac Alpha | Director | Nov 4, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,787,915 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pentwater Unconstrained Fund Ltd. group: Pentwater | Director Director of the Issuer | Oct 31, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Pentwater Credit Fund Ltd. group: Pentwater | Director Director of the Issuer | Oct 31, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $255,211,000 | 29 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD FINANCIAL LONG ONLY FUND, L.P. group: Basswood Tarp | Director DIRECTOR OF BASSWOOD FINANCIAL LONG ONLY FUND, LTD. | Oct 31, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $41,287,294 | 35 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOATHOUSE ROW OFFSHORE MINYAN, LTD. group: Boathouse Row | Director | Oct 19, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $501,461,104 | 77 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MAC Alpha Capital International Small Cap Offshore Fund, Ltd. group: Mac Alpha | Director | Oct 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,023,058 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SIRIOS FOCUS FUND LTD group: Sirios | Director | Oct 13, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $397,341,273 | 11 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST TECHNOLOGY PARTNERS, LTD. group: Senvest | Director | Oct 5, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,171,059 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE LONG ONLY OFFSHORE FUND, LTD. group: Coatue | Director | Sep 30, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $245,133,404 | 28 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST PARTNERS, LTD. group: Senvest | Director | Sep 16, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $352,367,924 | 34 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SOUTHPAW CREDIT OPPORTUNITY FUND FTE LTD group: Southpaw | Director | Aug 16, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,199,871,487 | 879 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM HEALTHCARE OFFSHORE FUND LTD group: Pfm Healthcare | Director | Jul 22, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,830,004,379 | 450 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HBK Multi-Strategy Offshore Fund Ltd. group: Hbk | Director | Jun 27, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,566,539,278 | 802 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HITE HEDGE OFFSHORE, LTD. group: Hite Mlp | Director Director of the Issuer | Jun 22, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $278,665,375 | 94 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SILVERARC CAPITAL ALPHA FUND II, LTD. group: Silverarc | Director | Jun 21, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $140,436,233 | 46 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOATHOUSE ROW OFFSHORE MINYAN, LTD. group: Boathouse Row | Director | Jun 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $496,883,328 | 75 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | J.H. Lane Partners Offshore Fund, Ltd. group: J H Lane | Director | May 31, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $122,252,250 | 22 similar: 4–27 | $2,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE OFFSHORE FUND LTD | Director | May 6, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,852,494,575 | 838 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Basswood International Long Only Fund, Ltd. group: Basswood Tarp | Director | Apr 15, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $3,400,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST TECHNOLOGY PARTNERS, LTD. group: Senvest | Director | Mar 18, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,171,059 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HITE Energy, Ltd. group: Hite Mlp | Director Director of the Issuer | Mar 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,885,000 | 5 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HITE Carbon Offset Ltd. group: Hite Mlp | Director Director of the Issuer | Mar 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $136,689,128 | 21 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SIRIOS OVERSEAS FUND LTD group: Sirios | Director | Feb 24, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,964,759,892 | 117 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund, Ltd. group: Aleutian | Director | Jan 27, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,307,758,154 | 237 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Totem Point Offshore Fund, Ltd. group: Totem Point | Director | Jan 21, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,500,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Basswood Financial Fund, Ltd. group: Basswood Tarp | Director | Jan 20, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $37,007,315 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Nitorum Offshore Fund, Ltd. group: Nitorum | Director | Jan 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,030,298,071 | 152 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sirios Absolute Return Fund, Ltd. group: Sirios | Director | Jan 4, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,000,000 | 1 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EQUITY OPPORTUNITIES FUND LTD. group: Pentwater | Director | Dec 27, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,537,894,490 | 142 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EVENT FUND LTD group: Pentwater | Director | Dec 27, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,796,299,025 | 218 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER MERGER ARBITRAGE FUND LTD. group: Pentwater | Director | Dec 27, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,316,454,417 | 125 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OPPORTUNITY OFFSHORE FUND, LTD. group: Redwood | Director | Dec 17, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $444,817,500 | 43 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Basswood International Fund, Ltd. group: Basswood Tarp | Director | Dec 1, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,881,939 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD CO-INVESTMENT PARTNERS, LTD. group: Basswood Tarp | Director | Dec 1, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $361,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OFFSHORE FUND LTD group: Redwood | Director | Nov 12, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,331,225,930 | 125 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MAC Alpha Capital Global Offshore Fund, Ltd. group: Mac Alpha | Director | Nov 5, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,787,915 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Value Japan Fund Offshore Ltd. | Director | Nov 2, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $179,168,410 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD FINANCIAL LONG ONLY FUND, L.P. group: Basswood Tarp | Director DIRECTOR OF BASSWOOD FINANCIAL LONG ONLY FUND, LTD. | Nov 1, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $35,817,551 | 30 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pentwater Credit Fund Ltd. group: Pentwater | Director Director of the Issuer | Nov 1, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $244,411,000 | 27 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Pentwater Unconstrained Fund Ltd. group: Pentwater | Director Director of the Issuer | Nov 1, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | BOATHOUSE ROW OFFSHORE MINYAN, LTD. group: Boathouse Row | Director | Oct 21, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $484,058,348 | 68 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MAC Alpha Capital International Small Cap Offshore Fund, Ltd. group: Mac Alpha | Director | Oct 15, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,023,058 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SIRIOS FOCUS FUND LTD group: Sirios | Director | Oct 14, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $392,641,273 | 11 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE LONG ONLY OFFSHORE FUND, LTD. group: Coatue | Director | Oct 1, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $228,133,404 | 28 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST PARTNERS, LTD. group: Senvest | Director | Sep 17, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $352,350,929 | 34 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SOUTHPAW CREDIT OPPORTUNITY FUND FTE LTD group: Southpaw | Director | Jul 29, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,199,871,487 | 879 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM HEALTHCARE OFFSHORE FUND LTD group: Pfm Healthcare | Director | Jul 22, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,790,427,345 | 433 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SILVERARC CAPITAL ALPHA FUND II, LTD. group: Silverarc | Director | Jul 14, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $113,176,700 | 36 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HBK Multi-Strategy Offshore Fund Ltd. group: Hbk | Director | Jun 25, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,351,298,141 | 793 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HITE HEDGE OFFSHORE, LTD. group: Hite Mlp | Director | Jun 23, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $266,251,270 | 89 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | J.H. Lane Partners Offshore Fund, Ltd. group: J H Lane | Director | May 28, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $122,045,749 | 22 similar: 4–27 | $2,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE OFFSHORE FUND LTD | Director | May 6, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,418,837,103 | 761 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST TECHNOLOGY PARTNERS, LTD. group: Senvest | Director | Mar 19, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,171,059 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sierpinski Capital Offshore Fund Ltd group: Sierpinski | Director | Mar 9, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $984,500 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SIRIOS OVERSEAS FUND LTD group: Sirios | Director | Feb 25, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,964,759,892 | 117 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HITE Carbon Offset Ltd. group: Hite Mlp | Director Director of the Issuer | Feb 11, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $118,297,838 | 11 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HITE Energy, Ltd. group: Hite Mlp | Director Director of the Issuer | Feb 11, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,250,000 | 3 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund, Ltd. group: Aleutian | Director | Jan 27, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,757,330,620 | 227 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Basswood Financial Fund, Ltd. group: Basswood Tarp | Director | Jan 22, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $33,448,815 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Totem Point Offshore Fund, Ltd. group: Totem Point | Director | Jan 22, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,500,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nitorum Offshore Fund, Ltd. group: Nitorum | Director | Jan 14, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $957,576,739 | 140 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sirios Absolute Return Fund, Ltd. group: Sirios | Director | Jan 4, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,000,000 | 1 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EQUITY OPPORTUNITIES FUND LTD. group: Pentwater | Director | Dec 23, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,537,758,634 | 142 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER MERGER ARBITRAGE FUND LTD. group: Pentwater | Director | Dec 23, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,185,998,726 | 114 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EVENT FUND LTD group: Pentwater | Director | Dec 23, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,790,188,169 | 215 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OPPORTUNITY OFFSHORE FUND, LTD. group: Redwood | Director | Dec 18, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $435,117,500 | 41 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Basswood International Fund, Ltd. group: Basswood Tarp | Director | Dec 4, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD CO-INVESTMENT PARTNERS, LTD. group: Basswood Tarp | Director | Dec 1, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $361,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OFFSHORE FUND LTD group: Redwood | Director | Nov 13, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,285,325,930 | 121 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MAC Alpha Capital Global Offshore Fund, Ltd. group: Mac Alpha | Director | Nov 5, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $224,500 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pentwater Unconstrained Fund Ltd. group: Pentwater | Director Director of the Issuer | Oct 30, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Pentwater Credit Fund Ltd. group: Pentwater | Director Director of the Issuer | Oct 30, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $221,911,000 | 23 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | SILVERARC CAPITAL ALPHA FUND II, LTD. group: Silverarc | Director | Oct 26, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,500,100 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Value Japan Fund Offshore Ltd. | Director | Oct 22, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $174,118,400 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOATHOUSE ROW OFFSHORE MINYAN, LTD. group: Boathouse Row | Director | Oct 21, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $477,558,348 | 66 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SIRIOS FOCUS FUND LTD group: Sirios | Director | Oct 16, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $392,641,273 | 11 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MAC Alpha Capital International Small Cap Offshore Fund, Ltd. group: Mac Alpha | Director | Oct 15, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $223,204 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | VCM Global Macro Offshore Fund Ltd. group: Perella Weinberg | Director | Oct 13, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $206,576,552 | 19 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE LONG ONLY OFFSHORE FUND, LTD. group: Coatue | Director | Oct 2, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $194,233,404 | 24 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST PARTNERS, LTD. group: Senvest | Director | Sep 18, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $351,940,929 | 33 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MRP Value Fund I, LP group: Mrp | Director | Aug 6, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $94,625,000 | 37 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | SOUTHPAW CREDIT OPPORTUNITY FUND FTE LTD group: Southpaw | Director | Aug 4, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,199,871,487 | 879 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HBK Multi-Strategy Offshore Fund Ltd. group: Hbk | Director | Jun 26, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,863,062,104 | 777 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HITE HEDGE OFFSHORE, LTD. group: Hite Mlp | Director | Jun 22, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $264,711,270 | 86 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | J.H. Lane Partners Offshore Fund, Ltd. group: J H Lane | Director | May 28, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $121,950,832 | 22 similar: 4–27 | $2,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM HEALTHCARE OFFSHORE FUND LTD group: Pfm Healthcare | Director | May 21, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,685,490,345 | 422 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE OFFSHORE FUND LTD | Director | May 6, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,126,637,103 | 674 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD FINANCIAL FUND, INC. group: Basswood Tarp | Director | Apr 30, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $165,491,492 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE QUANT OFFSHORE FEEDER FUND LTD. group: Coatue | Director | Apr 24, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $30,009,649 | 10 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Coatue Opportunity Offshore Fund I Ltd. | Director | Mar 25, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II SRI, LTD. group: Bogle | Director | Mar 20, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $130,380,000 | 12 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST TECHNOLOGY PARTNERS, LTD. group: Senvest | Director | Mar 20, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,707,797 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOATHOUSE ROW OFFSHORE MINYAN, LTD. group: Boathouse Row | Director | Mar 16, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $477,558,348 | 66 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sierpinski Capital Offshore Fund Ltd group: Sierpinski | Director | Mar 9, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $400,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SIRIOS OVERSEAS FUND LTD group: Sirios | Director | Feb 26, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,964,759,892 | 117 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SOUTHPAW CREDIT OPPORTUNITY FUND FTE LTD group: Southpaw | Director | Feb 21, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,199,871,487 | 878 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AB Alpha Europe Long Only Fund LP group: Alpha Europe Long Only | Director Director of the General Partner | Feb 14, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $31,250,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | HITE Energy, Ltd. group: Hite Mlp | Director Director of the Issuer | Feb 11, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HITE Carbon Offset Ltd. group: Hite Mlp | Director Director of the Issuer | Feb 11, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $35,612,839 | 4 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Totem Point Offshore Fund, Ltd. group: Totem Point | Director | Jan 24, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,500,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Basswood Financial Fund, Ltd. group: Basswood Tarp | Director | Jan 22, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $31,891,315 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund 2, Ltd. group: Aleutian | Director | Jan 16, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $479,397,413 | 95 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund, Ltd. group: Aleutian | Director | Jan 16, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,342,122,342 | 214 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nitorum Offshore Fund, Ltd. group: Nitorum | Director | Jan 14, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $889,981,601 | 127 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sirios Liquid Alternatives Fund, Ltd. group: Sirios | Director | Jan 10, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $9,900,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Sirios Absolute Return Fund, Ltd. group: Sirios | Director | Jan 2, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER MERGER ARBITRAGE FUND LTD. group: Pentwater | Director | Dec 24, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $756,611,456 | 103 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EVENT FUND LTD group: Pentwater | Director | Dec 24, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,722,500,899 | 212 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EQUITY OPPORTUNITIES FUND LTD. group: Pentwater | Director | Dec 24, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,466,146,364 | 141 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OPPORTUNITY OFFSHORE FUND, LTD. group: Redwood | Director | Dec 20, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $377,117,500 | 37 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OFFSHORE FUND LTD group: Redwood | Director | Nov 14, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,150,325,930 | 113 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pentwater Credit Fund Ltd. group: Pentwater | Director Director of the Issuer | Oct 30, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Value Japan Fund Offshore Ltd. | Director | Oct 22, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $174,118,400 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SIRIOS FOCUS FUND LTD group: Sirios | Director | Oct 17, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $392,641,273 | 11 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | VCM Global Macro Offshore Fund Ltd. group: Perella Weinberg | Director | Oct 11, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $206,576,552 | 19 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE LONG ONLY OFFSHORE FUND, LTD. group: Coatue | Director | Oct 4, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $188,233,404 | 25 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST PARTNERS, LTD. group: Senvest | Director | Sep 20, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $322,208,926 | 33 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Adaptive Holdings Ltd | Director | Aug 14, 2019 | D/A | $10,513,300 similar: $1,100,015–$10,001,163 | $10,513,300 | 25 similar: 2–14 | $10,000 similar: $5,000–$50,000 |
| EDGAR ↗ | BASSWOOD CO-INVESTMENT PARTNERS, LTD. group: Basswood Tarp | Director | Jul 19, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $129,900,146 | 15 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SILVERARC CAPITAL ALPHA FUND II, LTD. group: Silverarc | Director | Jul 16, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $500,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | HBK Multi-Strategy Offshore Fund Ltd. group: Hbk | Director | Jun 27, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,748,484,595 | 763 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pentwater Unconstrained Fund Ltd. group: Pentwater | Director Director of the Issuer | Jun 26, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | HITE HEDGE OFFSHORE, LTD. group: Hite Mlp | Director | Jun 24, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $198,471,238 | 78 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HITE MLP Advantage Caymans, Ltd. group: Hite Mlp | Director | Jun 24, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $85,000,000 | 1 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HITE MLP Caymans Ltd. group: Hite Mlp | Director | Jun 24, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $72,300,248 | 56 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Adaptive Holdings Ltd | Director | Jun 13, 2019 | D | $6,760,000 similar: $1,100,015–$10,001,163 | $6,760,000 | 15 similar: 2–14 | $50,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Adaptive Holdings Ltd | Director | Jun 12, 2019 | D/A | $4,029,918 similar: $1,100,015–$10,001,163 | $4,029,918 | 31 similar: 2–14 | $25,000 similar: $5,000–$50,000 |
| EDGAR ↗ | J.H. Lane Partners Offshore Fund, Ltd. group: J H Lane | Director | May 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $118,153,865 | 20 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE OFFSHORE FUND LTD | Director | May 6, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,073,693,845 | 653 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD FINANCIAL FUND, INC. group: Basswood Tarp | Director | May 2, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $163,491,492 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Healthcare Emerging Growth Offshore Fund, Ltd. group: Pfm Healthcare | Director | May 2, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $173,443,145 | 22 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Global Long Alpha Offshore Fund, Ltd. group: Pfm Healthcare | Director | May 2, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Therapeutics Offshore Fund, Ltd. group: Pfm Healthcare | Director | May 2, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $271,637,702 | 36 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Thematic Growth Offshore Fund, Ltd. group: Pfm Healthcare | Director | May 2, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,914,492,306 | 113 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Thematic Growth Offshore Fund A.I., Ltd. group: Pfm Healthcare | Director | May 2, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $746,695,554 | 11 similar: 4–27 | $25,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Thematic Growth Offshore Institutional Fund, Ltd. group: Pfm Healthcare | Director | May 2, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $658,543,829 | 26 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM HEALTHCARE OFFSHORE FUND LTD group: Pfm Healthcare | Director | May 2, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,555,344,748 | 394 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Healthcare Offshore Fund A.I., Ltd. group: Pfm Healthcare | Director | May 2, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $67,611,642 | 7 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE QUANT OFFSHORE FEEDER FUND LTD. group: Coatue | Director | Apr 26, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Adaptive Holdings Ltd | Director | Apr 22, 2019 | D | $2,828,117 similar: $1,100,015–$10,001,163 | $2,828,117 | 22 similar: 2–14 | $25,000 similar: $5,000–$50,000 |
| EDGAR ↗ | SENVEST TECHNOLOGY PARTNERS, LTD. group: Senvest | Director | Mar 22, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,862,706 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II SRI, LTD. group: Bogle | Director | Mar 21, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $129,880,000 | 12 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOATHOUSE ROW OFFSHORE MINYAN, LTD. group: Boathouse Row | Director | Mar 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $446,158,348 | 66 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | P&A DIVERSIFIED MANAGERS OFFSHORE FUND, LTD. group: P And A Multi Sector | Director Director of the Issuer | Mar 8, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,112,982 | 19 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SIRIOS OVERSEAS FUND LTD group: Sirios | Director | Feb 27, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,964,759,892 | 117 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SOUTHPAW CREDIT OPPORTUNITY FUND FTE LTD group: Southpaw | Director | Feb 21, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,189,601,487 | 826 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HITE Energy, Ltd. group: Hite Mlp | Director Director of the Issuer | Feb 20, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HITE Carbon Offset Ltd. group: Hite Mlp | Director Director of the Issuer | Feb 20, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AB Alpha Europe Long Only Fund LP group: Alpha Europe Long Only | Director Director of the General Partner | Feb 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,500,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Totem Point Offshore Fund, Ltd. group: Totem Point | Director | Jan 25, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,000,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Basswood Financial Fund, Ltd. group: Basswood Tarp | Director | Jan 23, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $31,759,315 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund 2, Ltd. group: Aleutian | Director | Jan 18, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $503,892,046 | 94 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund, Ltd. group: Aleutian | Director | Jan 18, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,304,226,224 | 206 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nitorum Offshore Fund, Ltd. group: Nitorum | Director | Jan 14, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $656,175,209 | 96 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sirios Liquid Alternatives Fund, Ltd. group: Sirios | Director | Jan 11, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $9,900,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OPPORTUNITY MASTER FUND, LTD. group: Redwood | Director | Dec 31, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $56,700,000 | 11 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OPPORTUNITY OFFSHORE FUND, LTD. group: Redwood | Director | Dec 31, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $365,117,500 | 37 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER MERGER ARBITRAGE FUND LTD. group: Pentwater | Director | Dec 27, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $596,519,305 | 88 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EVENT FUND LTD group: Pentwater | Director | Dec 27, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,465,469,198 | 203 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EQUITY OPPORTUNITIES FUND LTD. group: Pentwater | Director | Dec 27, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,391,749,663 | 129 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD CO-INVESTMENT FUND, LTD. group: Basswood Tarp | Director | Nov 20, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $103,427,761 | 19 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OFFSHORE FUND LTD group: Redwood | Director | Nov 15, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,066,726,000 | 103 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Therapeutics Offshore Fund, Ltd. group: Pfm Healthcare | Director | Nov 2, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $204,550,499 | 27 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Value Japan Fund Offshore Ltd. | Director | Oct 24, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $174,118,400 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SIRIOS FOCUS FUND LTD group: Sirios | Director | Oct 18, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $392,641,273 | 11 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | VCM Global Macro Offshore Fund Ltd. group: Perella Weinberg | Director | Oct 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $206,576,552 | 19 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE LONG ONLY OFFSHORE FUND, LTD. group: Coatue | Director | Oct 5, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $165,431,583 | 22 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST PARTNERS, LTD. group: Senvest | Director | Sep 21, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $118,064,126 | 27 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Castlerigg Merger Arbitrage Enhanced Fund, Ltd. group: Brookfield | Director | Sep 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,000,000 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD CO-INVESTMENT PARTNERS, LTD. group: Basswood Tarp | Director | Jul 26, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $129,900,146 | 15 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd. on behalf of & for the account of MDEF June 2011 Segretated Portfolio group: Mdf | Director | Jul 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,981,315 | 41 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | HITE HEDGE OFFSHORE, LTD. group: Hite Mlp | Director | Jul 5, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $167,771,238 | 77 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HITE MLP Caymans Ltd. group: Hite Mlp | Director | Jul 5, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $72,300,248 | 56 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HITE MLP Advantage Caymans, Ltd. group: Hite Mlp | Director | Jul 3, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $55,000,000 | 1 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HITE MLP Advantage Caymans, Ltd. group: Hite Mlp | Director | Jul 3, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $55,000,000 | 1 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HBK Multi-Strategy Offshore Fund Ltd. group: Hbk | Director | Jun 27, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,257,384,018 | 727 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HBK Multi-Strategy Offshore Fund Ltd. group: Hbk | Director | Jun 27, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $10,257,384,018 | 727 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Cerberus March 2009 Segregated Portfolio group: Mdf | Director | Jun 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $51,823,176 | 131 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/HF March 2009 Segregated Portfolio group: Mdf | Director | Jun 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $32,844,574 | 93 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Cerberus March 2009 Segregated Portfolio group: Mdf | Director | Jun 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $51,823,176 | 131 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Engle Capital Partners Offshore, Ltd. group: Engle | Director | Jun 5, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $136,640,000 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | J.H. Lane Partners Offshore Fund, Ltd. group: J H Lane | Director | May 25, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $67,669,626 | 15 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Rosalind Master Fund L.P. | Director DIRECTOR OF ROSALIND (CAYMAN) LTD., GP TO ROSALIND MASTER FUND L.P. | May 15, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $32,000,000 | 16 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE OFFSHORE FUND LTD | Director | May 7, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,865,195,794 | 387 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Thematic Growth Offshore Institutional Fund, Ltd. group: Pfm Healthcare | Director | May 4, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $657,993,829 | 26 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Thematic Growth Offshore Fund, Ltd. group: Pfm Healthcare | Director | May 4, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,849,197,306 | 111 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Thematic Growth Offshore Fund A.I., Ltd. group: Pfm Healthcare | Director | May 4, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $746,420,974 | 11 similar: 4–27 | $25,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Global Long Alpha Offshore Institutional Fund, Ltd. group: Pfm Healthcare | Director | May 4, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,800,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Global Long Alpha Offshore Fund, Ltd. group: Pfm Healthcare | Director | May 4, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Therapeutics Offshore Fund, Ltd. group: Pfm Healthcare | Director | May 4, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $183,843,253 | 22 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Healthcare Offshore Fund A.I., Ltd. group: Pfm Healthcare | Director | May 4, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $46,413,785 | 7 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Healthcare Emerging Growth Offshore Fund, Ltd. group: Pfm Healthcare | Director | May 4, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $163,793,197 | 22 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM HEALTHCARE OFFSHORE FUND LTD group: Pfm Healthcare | Director | May 4, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,278,783,314 | 350 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD FINANCIAL FUND, INC. group: Basswood Tarp | Director | May 3, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $132,841,454 | 13 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EQUITY OPPORTUNITIES FUND LTD. group: Pentwater | Director | Mar 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,391,590,101 | 129 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EVENT FUND LTD group: Pentwater | Director | Mar 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,449,484,636 | 200 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER MERGER ARBITRAGE FUND LTD. group: Pentwater | Director | Mar 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $582,164,743 | 88 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Glenhill Long Fund Ltd. group: Glenhill | Director | Mar 27, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $77,283,848 | 12 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | GLENHILL CAPITAL OVERSEAS PARTNERS LTD group: Glenhill | Director | Mar 26, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $632,446,335 | 45 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST TECHNOLOGY PARTNERS, LTD. group: Senvest | Director | Mar 23, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,662,706 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II SRI, LTD. group: Bogle | Director | Mar 22, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $119,080,000 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOATHOUSE ROW OFFSHORE MINYAN, LTD. group: Boathouse Row | Director | Mar 15, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $390,958,348 | 63 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | P&A DIVERSIFIED MANAGERS OFFSHORE FUND, LTD. group: P And A Multi Sector | Director Director of the Issuer | Mar 9, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,112,982 | 19 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Rocksure Property Capital Fund | Director | Mar 8, 2018 | D/A | $2,394,231 similar: $155,000–$5,250,000 | $2,394,231 | 19 similar: 4–27 | $70,962 similar: $1,000–$100,000 |
| EDGAR ↗ | SIRIOS OVERSEAS FUND LTD group: Sirios | Director | Feb 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,964,759,892 | 117 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SOUTHPAW CREDIT OPPORTUNITY FUND FTE LTD group: Southpaw | Director | Feb 21, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,149,356,487 | 725 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AB Alpha Europe Long Only Fund LP group: Alpha Europe Long Only | Director Director of the General Partner | Feb 16, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,500,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Global Long Alpha Offshore Institutional Fund, Ltd. group: Pfm Healthcare | Director | Feb 15, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $15,800,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Totem Point Offshore Fund, Ltd. group: Totem Point | Director | Jan 25, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,000,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund 2, Ltd. group: Aleutian | Director | Jan 19, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,253,401,499 | 90 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund, Ltd. group: Aleutian | Director | Jan 19, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,543,214,909 | 203 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Meridian Capital Fund, Ltd group: Mdf | Director | Jan 16, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $65,694,115 | 38 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sirios Liquid Alternatives Fund, Ltd. group: Sirios | Director | Jan 12, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,900,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Nitorum Offshore Fund, Ltd. group: Nitorum | Director | Jan 12, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $472,290,556 | 58 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Basswood Financial Fund, Ltd. group: Basswood Tarp | Director | Jan 12, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,560,485 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OPPORTUNITY MASTER FUND, LTD. group: Redwood | Director | Dec 29, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $56,700,000 | 11 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OPPORTUNITY OFFSHORE FUND, LTD. group: Redwood | Director | Dec 29, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $308,117,500 | 35 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Conatus Capital Long Opportunities Overseas Ltd. group: Conatus | Director | Dec 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,650,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD CO-INVESTMENT FUND, LTD. group: Basswood Tarp | Director | Nov 20, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $103,427,761 | 19 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OFFSHORE FUND LTD group: Redwood | Director | Nov 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,043,726,000 | 102 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Value Japan Fund Offshore Ltd. | Director | Oct 25, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $170,108,400 | 9 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SIRIOS FOCUS FUND LTD group: Sirios | Director | Oct 20, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $323,750,000 | 11 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | VCM Global Macro Offshore Fund Ltd. group: Perella Weinberg | Director | Oct 11, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $206,568,032 | 19 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE LONG ONLY OFFSHORE FUND, LTD. group: Coatue | Director | Oct 6, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $138,487,006 | 18 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST PARTNERS, LTD. group: Senvest | Director | Sep 22, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,966,238 | 24 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Castlerigg Merger Arbitrage Enhanced Fund, Ltd. group: Brookfield | Director | Sep 8, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD CO-INVESTMENT PARTNERS, LTD. group: Basswood Tarp | Director | Aug 7, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $36,980,145 | 13 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Conatus Capital Media Disruption Overseas Ltd. group: Conatus | Director | Jul 31, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,500,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Therapeutics Offshore Fund, Ltd. group: Pfm Healthcare | Director | Jul 19, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $157,848,253 | 17 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd. on behalf of & for the account of MDEF June 2011 Segretated Portfolio group: Mdf | Director | Jul 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,559,415 | 39 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | HBK Multi-Strategy Offshore Fund Ltd. group: Hbk | Director | Jun 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $9,513,206,070 | 683 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MPPLTD/March 2009 Segregated Portfolio group: Mdf | Director | Jun 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,083,188 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/HF March 2009 Segregated Portfolio group: Mdf | Director | Jun 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,713,537 | 55 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Eton Park March 2009 Segregated Portfolio group: Mdf | Director | Jun 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $7,455,812 | 44 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Cerberus March 2009 Segregated Portfolio group: Mdf | Director | Jun 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,957,894 | 78 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Engle Capital Partners Offshore, Ltd. group: Engle | Director | Jun 5, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $84,040,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | J.H. Lane Partners Offshore Fund, Ltd. group: J H Lane | Director | May 25, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $2,192,427 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Thematic Growth Offshore Institutional Fund, Ltd. group: Pfm Healthcare | Director | May 5, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $451,201,663 | 20 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Global Long Alpha Offshore Fund, Ltd. group: Pfm Healthcare | Director | May 5, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Thematic Growth Offshore Fund, Ltd. group: Pfm Healthcare | Director | May 5, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,804,387,553 | 107 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Thematic Growth Offshore Fund A.I., Ltd. group: Pfm Healthcare | Director | May 5, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $739,845,794 | 11 similar: 4–27 | $25,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Therapeutics Offshore Fund, Ltd. group: Pfm Healthcare | Director | May 5, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $157,848,253 | 17 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Healthcare Opportunities Offshore Fund, Ltd. group: Pfm Healthcare | Director | May 5, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $18,480,512 | 7 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Healthcare Emerging Growth Offshore Fund, Ltd. group: Pfm Healthcare | Director | May 5, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $14,697,130 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE OFFSHORE FUND LTD | Director | May 5, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,317,040,523 | 354 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Healthcare Offshore Fund A.I., Ltd. group: Pfm Healthcare | Director | May 5, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,562,505 | 6 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM HEALTHCARE OFFSHORE FUND LTD group: Pfm Healthcare | Director | May 5, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $363,097,219 | 49 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD FINANCIAL FUND, INC. group: Basswood Tarp | Director | May 4, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $116,400,000 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Conatus Capital Media Disruption Overseas Ltd. group: Conatus | Director | Apr 17, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $16,500,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER MERGER ARBITRAGE FUND LTD. group: Pentwater | Director | Mar 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $402,761,051 | 65 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EVENT FUND LTD group: Pentwater | Director | Mar 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,402,737,980 | 194 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EQUITY OPPORTUNITIES FUND LTD. group: Pentwater | Director | Mar 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,333,335,025 | 125 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST TECHNOLOGY PARTNERS, LTD. group: Senvest | Director | Mar 23, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,792,706 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Glenhill Long Fund Ltd. group: Glenhill | Director | Mar 23, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $77,283,848 | 12 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | GLENHILL CAPITAL OVERSEAS PARTNERS LTD group: Glenhill | Director | Mar 23, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $620,246,335 | 45 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II SRI, LTD. group: Bogle | Director | Mar 22, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $119,080,000 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOATHOUSE ROW OFFSHORE MINYAN, LTD. group: Boathouse Row | Director | Mar 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $357,115,380 | 57 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Conatus Capital Overseas Ltd. group: Conatus | Director | Mar 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,802,252,714 | 244 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | P&A DIVERSIFIED MANAGERS OFFSHORE FUND, LTD. group: P And A Multi Sector | Director Director of the Issuer | Mar 10, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,112,982 | 19 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SIRIOS OVERSEAS FUND LTD group: Sirios | Director | Mar 1, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,964,497,407 | 117 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SOUTHPAW CREDIT OPPORTUNITY FUND FTE LTD group: Southpaw | Director | Feb 21, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,982,121,487 | 676 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AB Alpha Europe Long Only Fund LP group: Alpha Europe Long Only | Director Director of the General Partner | Feb 17, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $5,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund 2, Ltd. group: Aleutian | Director | Feb 3, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,369,101,084 | 77 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund, Ltd. group: Aleutian | Director | Feb 3, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,632,105,571 | 187 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Totem Point Offshore Fund, Ltd. group: Totem Point | Director | Jan 26, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,000,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sirios Liquid Alternatives Fund, Ltd. group: Sirios | Director | Jan 13, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,900,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MERIDIAN DIVERSIFIED ERISA FUND LTD group: Mdf | Director | Jan 13, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,034,985 | 20 similar: 4–27 | $75,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Meridian Capital Fund, Ltd group: Mdf | Director | Jan 13, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $325,682,375 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Basswood Financial Fund, Ltd. group: Basswood Tarp | Director | Jan 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,423,285 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Nitorum Offshore Fund, Ltd. group: Nitorum | Director | Jan 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $152,084,533 | 23 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Addison Clark Offshore Fund, Ltd. group: Addison Clark | Director | Jan 5, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $403,226,401 | 116 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OPPORTUNITY OFFSHORE FUND, LTD. group: Redwood | Director | Dec 30, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $192,117,500 | 27 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OPPORTUNITY MASTER FUND, LTD. group: Redwood | Director | Dec 30, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $56,700,000 | 11 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Conatus Capital Long Opportunities Overseas Ltd. group: Conatus | Director | Dec 16, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,650,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MERIDIAN DIVERSIFIED FUND LTD group: Mdf | Director | Dec 16, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $38,498,271 | 16 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD CO-INVESTMENT FUND, LTD. group: Basswood Tarp | Director | Nov 18, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $99,127,761 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OFFSHORE FUND LTD group: Redwood | Director | Nov 17, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $844,726,000 | 85 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Value Japan Fund Offshore Ltd. | Director | Oct 25, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $123,208,400 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SIRIOS FOCUS FUND LTD group: Sirios | Director | Oct 21, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $249,750,000 | 8 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | VCM Global Macro Offshore Fund Ltd. group: Perella Weinberg | Director | Oct 11, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $198,535,251 | 18 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE LONG ONLY OFFSHORE FUND, LTD. group: Coatue | Director | Oct 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $131,487,006 | 16 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST PARTNERS, LTD. group: Senvest | Director | Sep 22, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,216,214 | 19 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd. on behalf of & for the account of MDEF June 2011 Segretated Portfolio group: Mdf | Director | Sep 21, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,106,804 | 35 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | HITE MLP Caymans Ltd. group: Hite Mlp | Director | Sep 19, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $71,800,748 | 56 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HITE HEDGE OFFSHORE, LTD. group: Hite Mlp | Director | Sep 19, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $120,782,756 | 77 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Healthcare Opportunities Offshore Fund, Ltd. group: Pfm Healthcare | Director | Aug 19, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,830,512 | 5 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Global Long Alpha Offshore Fund, Ltd. group: Pfm Healthcare | Director | Aug 19, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,000,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD CO-INVESTMENT PARTNERS, LTD. group: Basswood Tarp | Director | Aug 8, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $21,500,000 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PWP Alpha Europe Long Only Offshore Fund Ltd. group: Perella Weinberg | Director | Jul 29, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $220,136 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PWP Diversified Equities Offshore Fund Ltd. group: Perella Weinberg | Director | Jul 29, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $350,521 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Therapeutics Offshore Fund, Ltd. group: Pfm Healthcare | Director | Jul 12, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $140,918,253 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HBK Multi-Strategy Offshore Fund Ltd. group: Hbk | Director | Jul 5, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,799,839,672 | 634 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MPPLTD/March 2009 Segregated Portfolio group: Mdf | Director | Jun 14, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,858,009 | 16 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/HF March 2009 Segregated Portfolio group: Mdf | Director | Jun 14, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,713,538 | 55 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Eton Park March 2009 Segregated Portfolio group: Mdf | Director | Jun 14, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $7,455,813 | 44 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Cerberus March 2009 Segregated Portfolio group: Mdf | Director | Jun 14, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,957,894 | 78 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Healthcare Emerging Growth Offshore Fund, Ltd. group: Pfm Healthcare | Director | May 31, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $13,697,130 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | EXUMA OFFSHORE FUND LTD. group: Coatue | Director | May 9, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $109,349,287 | 25 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE OFFSHORE FUND LTD | Director | May 9, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,042,847,418 | 317 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD FINANCIAL FUND, INC. group: Basswood Tarp | Director | May 4, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $67,250,000 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pentwater Credit Opportunities Fund Ltd group: Pentwater | Director | Mar 28, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,500,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EQUITY OPPORTUNITIES FUND LTD. group: Pentwater | Director | Mar 28, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,333,177,025 | 125 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EVENT FUND LTD group: Pentwater | Director | Mar 28, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,376,367,980 | 192 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER MERGER ARBITRAGE FUND LTD. group: Pentwater | Director | Mar 28, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $318,493,902 | 48 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST TECHNOLOGY PARTNERS, LTD. group: Senvest | Director | Mar 24, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,242,706 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GLENHILL CAPITAL OVERSEAS PARTNERS LTD group: Glenhill | Director | Mar 23, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $549,857,335 | 43 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Glenhill Long Fund Ltd. group: Glenhill | Director | Mar 23, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $34,083,848 | 10 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II SRI, LTD. group: Bogle | Director | Mar 15, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $112,800,000 | 8 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Meridian Capital Fund, Ltd group: Mdf | Director | Mar 15, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $323,832,375 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Thematic Growth Offshore Institutional Fund, Ltd. group: Pfm Healthcare | Director | Mar 14, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $442,101,663 | 19 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Healthcare Offshore Fund A.I., Ltd. group: Pfm Healthcare | Director | Mar 14, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,562,505 | 6 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Conatus Capital Overseas Ltd. group: Conatus | Director | Mar 14, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,745,726,977 | 241 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE OFFSHORE FUND LTD | Director | Mar 11, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,015,597,418 | 310 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | P&A DIVERSIFIED MANAGERS OFFSHORE FUND, LTD. group: P And A Multi Sector | Director Director of the Issuer | Mar 11, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,112,982 | 19 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SIRIOS OVERSEAS FUND LTD group: Sirios | Director | Mar 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,943,247,407 | 117 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WCG Offshore Fund, Ltd. group: Wcg | Director | Feb 26, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $340,377,852 | 25 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SOUTHPAW CREDIT OPPORTUNITY FUND FTE LTD group: Southpaw | Director | Feb 19, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,756,321,487 | 645 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund, Ltd. group: Aleutian | Director | Feb 3, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,424,698,112 | 156 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund 2, Ltd. group: Aleutian | Director | Feb 3, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,358,774,619 | 57 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MERIDIAN DIVERSIFIED ERISA FUND LTD group: Mdf | Director | Jan 15, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $116,143,219 | 23 similar: 4–27 | $75,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sirios Liquid Alternatives Fund, Ltd. group: Sirios | Director | Jan 15, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,900,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | EXUMA OFFSHORE FUND LTD. group: Coatue | Director | Jan 14, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $109,349,287 | 25 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Basswood Financial Fund, Ltd. group: Basswood Tarp | Director | Jan 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,321,285 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Nitorum Offshore Fund, Ltd. group: Nitorum | Director | Jan 12, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $88,369,496 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Addison Clark Offshore Fund, Ltd. group: Addison Clark | Director | Jan 8, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $403,226,401 | 116 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM HEALTHCARE OFFSHORE FUND LTD group: Pfm Healthcare | Director | Jan 7, 2016 | D/A | $500,000,000 similar: $155,000–$5,250,000 | $137,016,658 | 20 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Thematic Growth Offshore Fund, Ltd. group: Pfm Healthcare | Director | Jan 7, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,631,670,481 | 102 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Thematic Growth Offshore Fund A.I., Ltd. group: Pfm Healthcare | Director | Jan 7, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $737,616,913 | 11 similar: 4–27 | $25,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OPPORTUNITY OFFSHORE FUND, LTD. group: Redwood | Director | Dec 30, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $167,117,500 | 25 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OPPORTUNITY MASTER FUND, LTD. group: Redwood | Director | Dec 30, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $56,700,000 | 11 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Conatus Capital Long Opportunities Overseas Ltd. group: Conatus | Director | Dec 18, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $11,550,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MERIDIAN DIVERSIFIED FUND LTD group: Mdf | Director | Dec 14, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $58,258,399 | 21 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | REDWOOD OFFSHORE FUND LTD group: Redwood | Director | Nov 17, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $734,390,000 | 77 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SIRIOS FOCUS FUND LTD group: Sirios | Director | Oct 26, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $243,000,000 | 6 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Value Japan Fund Offshore Ltd. | Director | Oct 23, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $118,208,400 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | VCM Global Macro Offshore Fund Ltd. group: Perella Weinberg | Director | Oct 9, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $192,480,198 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE LONG ONLY OFFSHORE FUND, LTD. group: Coatue | Director | Oct 6, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $93,600,000 | 10 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST PARTNERS, LTD. group: Senvest | Director | Sep 24, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,186,214 | 11 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MDF SPECIAL INVESTMENTS SPC, LTD., ON BEHALF OF & FOR THE ACCOUNT OF MDFLTD/HARBINGER JUNE 2009 SEGREGATED PORTFOLIO group: Mdf | Director | Sep 21, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $704,202 | 20 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd. on behalf of & for the account of MDEF June 2011 Segretated Portfolio group: Mdf | Director | Sep 21, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,106,804 | 35 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | BCM SELECT EQUITY I OFFSHORE, LTD group: Basswood Tarp | Director | Sep 21, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $36,685,000 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BCM SELECT EQUITY I ONSHORE, LTD group: Basswood Tarp | Director | Sep 21, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,303,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HITE MLP Caymans Ltd. group: Hite Mlp | Director | Sep 18, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $54,625,748 | 73 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HITE HEDGE OFFSHORE, LTD. group: Hite Mlp | Director | Sep 18, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $107,796,074 | 92 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Global Long Alpha Offshore Fund, Ltd. group: Pfm Healthcare | Director | Aug 21, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,000,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Healthcare Opportunities Offshore Fund, Ltd. group: Pfm Healthcare | Director | Aug 21, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,424,270 | 3 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | OC OFFSHORE INVESTMENTS II, SPC-SEGREGATED PORTFOLIO A group: Mdf | Director | Aug 6, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,919,000 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | OC OFFSHORE INVESTMENTS II, SPC - SEGREGATED PORTFOLIO B group: Mdf | Director | Aug 6, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,000,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Orange Capital Offshore I, Ltd. group: Mdf | Director | Jul 31, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $235,751,169 | 30 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PWP Diversified Equities Offshore Fund Ltd. group: Perella Weinberg | Director | Jul 29, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $350,521 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PWP Alpha Europe Long Only Offshore Fund Ltd. group: Perella Weinberg | Director | Jul 29, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $220,136 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Cerberus March 2009 Segregated Portfolio group: Mdf | Director | Jul 14, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,957,894 | 78 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Therapeutics Offshore Fund, Ltd. group: Pfm Healthcare | Director | Jul 13, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $81,100,000 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HBK Multi-Strategy Offshore Fund Ltd. group: Hbk | Director | Jul 2, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,151,109,376 | 596 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MPPLTD/March 2009 Segregated Portfolio group: Mdf | Director | Jun 15, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,858,009 | 16 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/HF March 2009 Segregated Portfolio group: Mdf | Director | Jun 15, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,713,538 | 55 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Eton Park March 2009 Segregated Portfolio group: Mdf | Director | Jun 15, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $7,455,813 | 44 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF SPECIAL INVESTMENTS SPC LTD - MDF SI 2008 SEGREGATED PORTFOLIO group: Mdf | Director | Jun 15, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,884,628 | 35 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Healthcare Emerging Growth Offshore Fund, Ltd. group: Pfm Healthcare | Director | Jun 5, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BASSWOOD FINANCIAL FUND, INC. group: Basswood Tarp | Director | May 5, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $63,000,000 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST TECHNOLOGY PARTNERS, LTD. group: Senvest | Director | Apr 1, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,242,706 | 1 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST PARTNERS, LTD. group: Senvest | Director | Apr 1, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,611,214 | 10 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EVENT FUND LTD group: Pentwater | Director | Mar 27, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,071,440,567 | 170 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Pentwater Credit Opportunities Fund Ltd group: Pentwater | Director | Mar 27, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,500,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER MERGER ARBITRAGE FUND LTD. group: Pentwater | Director | Mar 27, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $57,594,408 | 16 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PENTWATER EQUITY OPPORTUNITIES FUND LTD. group: Pentwater | Director | Mar 27, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,229,070,363 | 111 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GLENHILL CAPITAL OVERSEAS PARTNERS LTD group: Glenhill | Director | Mar 23, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $476,215,802 | 42 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Glenhill Long Fund Ltd. group: Glenhill | Director | Mar 23, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $34,083,848 | 10 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II SRI, LTD. group: Bogle | Director | Mar 13, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $102,150,000 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Healthcare Offshore Fund A.I., Ltd. group: Pfm Healthcare | Director | Mar 13, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,750,000 | 4 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PFM Thematic Growth Offshore Institutional Fund, Ltd. group: Pfm Healthcare | Director | Mar 13, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $441,101,663 | 19 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COATUE OFFSHORE FUND LTD | Director | Mar 13, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,888,313,255 | 286 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SAB OVERSEAS FUND LTD group: Sculptor | Director | Mar 13, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,667,181,923 | 210 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Conatus Capital Overseas Ltd. group: Conatus | Director | Mar 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,722,379,777 | 236 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | P&A DIVERSIFIED MANAGERS OFFSHORE FUND, LTD. group: P And A Multi Sector | Director Director of the Issuer | Mar 11, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,112,982 | 19 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SIRIOS OVERSEAS FUND LTD group: Sirios | Director | Mar 3, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,914,642,407 | 117 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MDF SPECIAL INVESTMENTS SPC LTD - MDF SI 2008 SEGREGATED PORTFOLIO group: Mdf | Director | Mar 2, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,884,628 | 35 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | SOUTHPAW CREDIT OPPORTUNITY FUND FTE LTD group: Southpaw | Director | Feb 27, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,544,646,487 | 623 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund 2, Ltd. group: Aleutian | Director | Feb 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $690,891,000 | 30 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Whiteside Energy Offshore Ltd group: Whiteside Energy | Director | Feb 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $164,362,000 | 34 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund, Ltd. group: Aleutian | Director | Feb 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,490,394,723 | 119 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WCG Offshore Fund, Ltd. group: Wcg | Director | Feb 9, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $340,377,852 | 25 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SENVEST PARTNERS, LTD. group: Senvest | Director | Feb 9, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,536,214 | 9 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Meridian Capital Fund, Ltd group: Mdf | Director | Jan 15, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $323,732,375 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
Showing the latest 500 of 914 filings; the PDF export and search include all of them.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Christopher Bowring. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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