Christopher Bostwick is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Aug 2016: ALAMOS GOLD INC (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2016; $55.8M reported sold to 2 investors).
What this means One deal on file with the SEC, filed Aug 2016. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Andrew Cormier (1 shared filing), Aoife McGrath (1 shared filing), Christine Barwell (1 shared filing), Claire Kennedy (1 shared filing), Colin Webster (1 shared filing) and 14 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Christopher. Each name links to their own page.
The issuer belongs to the sponsor group Alamos (2 issuers, $55.9M reported sold, 2013–2016).
What this means A sponsor group is one team that sets up a new company for each deal. Alamos has 2 companies on file and $55.9M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Christopher Bostwick and found 1 difference: No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.