Sponsor Check › Person
Related person on Form D filings · address state as listed: NY · listed Apr 15, 2009 → Apr 15, 2010
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 21 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Apr 15, 2010 D/A File 021-92364 | $0 (est.) | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive a fee in an amount equal to a specified percentage of assets under management. | Citi Group Global Markets Inc. and Affiliates no CRD number reported Credit Suisse First Boston LLC no CRD number reported LGT Bank in Liechtenstein Ltd. no CRD number reported PNC Bank National Association and Affiliates no CRD number reported Thomas Weisel Partners, LLC no CRD number reported UBS Financial Services, Inc. no CRD number reported Union Bancaire Privee Nassau Branch no CRD number reported |
| EDGAR ↗ | Apr 15, 2010 D/A File 021-120743 | $0 (est.) | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive a fee in an amount equal to a specified percentage of assets under management. | PNC Bank, National Association and Affiliates no CRD number reported Union Bancaire Privee Nassau Branch no CRD number reported |
| EDGAR ↗ | Apr 16, 2009 D/A File 021-66403 | $0 (est.) | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | Citigroup Global Markets Inc. and Affiliates no CRD number reported Credit Suisse First Boston LLC no CRD number reported Deutsche Bank (Suisse) SA no CRD number reported Deutsche Bank AG, Singapore Branch no CRD number reported Deutsche Bank Securities Inc. no CRD number reported HSBC Private Bank (Suisse) SA, Hong Kong Branch no CRD number reported HSBC Private Bank (Suisse) SA, Singapore Branch no CRD number reported LGT Bank in Liechtenstein Ltd. no CRD number reported Lloyds TSB Bank no CRD number reported Morgan Stanley & Co. International Limited no CRD number reported Morgan Stanley DW Inc. no CRD number reported PNC Bank, National Association and Affiliates no CRD number reported Rhone Group Advisors L.L.C. no CRD number reported Thomas Weisel Partners, LLC no CRD number reported UBS Financial Services, Inc. no CRD number reported Union Bancaire Privee Nassau Branch no CRD number reported Deutsche Bank AG, Hong Kong Branch no CRD number reported |
| EDGAR ↗ | Apr 15, 2009 D/A File 021-92284 | $0 (est.) | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | Citigroup Global Markets Inc. and Affiliates no CRD number reported Credit Suisse First Boston LLC no CRD number reported Deutsche Bank (Suisse) SA no CRD number reported Deutsche Bank AG, Hong Kong Branch no CRD number reported Deutsche Bank AG, Singapore Branch no CRD number reported Deutsche Bank Securities Inc. no CRD number reported HSBC Private Bank (Suisse) SA, Hong Kong Branch no CRD number reported HSBC Private Bank (Suisse) SA, Singapore Branch no CRD number reported LGT Bank in Liechtenstein Ltd. no CRD number reported PNC Bank, National Association and Affiliates no CRD number reported Rhone Group Advisors L.L.C. no CRD number reported Thomas Weisel Partners, LLC no CRD number reported Union Bancaire Privee Nassau Branch no CRD number reported |
| EDGAR ↗ | Apr 15, 2009 D/A File 021-58581 | $0 (est.) | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | Citigroup Global Markets Inc. and Affiliates no CRD number reported Credit Suisse First Boston LLC no CRD number reported Deutsche Bank Securities Inc. no CRD number reported HSBC Private Bank (Suisse) SA, Hong Kong Branch no CRD number reported HSBC Private Bank (Suisse) SA, Singapore Branch no CRD number reported LGT Bank in Liechtenstein Ltd. no CRD number reported Morgan Stanley & Co. International Limited no CRD number reported Rhone Group Advisors L.L.C. no CRD number reported Thomas Weisel Partners, LLC no CRD number reported UBS Financial Services, Inc. no CRD number reported Union Bancaire Privee Nassau Branch no CRD number reported Wachovia Alternative Strategies, Inc no CRD number reported Morgan Stanley DW Inc. no CRD number reported |
| EDGAR ↗ | Apr 15, 2009 D/A File 021-102826 | $0 (est.) | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | Citigroup Global Markets Inc. and Affiliates no CRD number reported Credit Suisse First Boston LLC no CRD number reported Morgan Stanley & Co. International Limited no CRD number reported Morgan Stanley DW Inc. no CRD number reported PNC Bank National Association and Affiliates no CRD number reported Rhone Group Advisors L.L.C. no CRD number reported Thomas Weisel Partners, LLC no CRD number reported UBS Financial Services, Inc. no CRD number reported Union Bancaire Privee Nassau Branch no CRD number reported |
| EDGAR ↗ | Apr 15, 2009 D/A File 021-120746 | $0 (est.) | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | PNC Bank, National Association and Affiliates no CRD number reported Rhone Group Advisors L.L.C. no CRD number reported Union Bancaire Privee Nassau Branch no CRD number reported |
| EDGAR ↗ | Apr 15, 2009 D/A File 021-119246 | $0 (est.) | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | PNC Bank, National Association and Affiliates no CRD number reported Rhone Group Advisors L.L.C. no CRD number reported Union Bancaire Privee Nassau Branch no CRD number reported |
| EDGAR ↗ | Apr 15, 2009 D/A File 021-119456 | $0 (est.) | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | Rhone Group Advisors L.L.C. no CRD number reported PNC Bank, National Association and Affiliates no CRD number reported Citigroup Global Markets Inc.and Affiliates no CRD number reported |
| EDGAR ↗ | Apr 15, 2009 D File 021-130257 | $0 (est.) | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | Credit Suisse First Boston LLC no CRD number reported LGT Bank in Liechtenstein Ltd. no CRD number reported PNC Bank, National Association and Affiliates no CRD number reported Rhone Group Advisors L.L.C. no CRD number reported Thomas Weisel Partners, LLC no CRD number reported Union Bancaire Privee Nassau Branch no CRD number reported |
| EDGAR ↗ | Apr 15, 2009 D/A File 021-124530 | $0 (est.) | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | PNC Bank, National Association and Affiliates no CRD number reported Rhone Group Advisors L.L.C. no CRD number reported Union Bancaire Privee Nassau Branch no CRD number reported |
| EDGAR ↗ | Apr 15, 2009 D/A File 021-76739 | $0 (est.) | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | Citi Group Global Markets Inc. and Affiliates (CPB) no CRD number reported Credit Suisse First Boston LLC no CRD number reported Deutsche Bank Securities Inc. no CRD number reported PNC Bank, National Association and Affiliates no CRD number reported Rhone Group Advisors L.L.C. no CRD number reported Thomas Weisel Partners, LLC no CRD number reported UBS Financial Services, Inc. no CRD number reported Wachovia Alternative Strategies, Inc no CRD number reported |
| EDGAR ↗ | Apr 15, 2009 D/A File 021-93507 | $0 (est.) | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | PNC Bank, National Association and Affiliates no CRD number reported Rhone Group Advisors L.L.C. no CRD number reported |
| EDGAR ↗ | Apr 15, 2009 D/A File 021-83467 | $0 (est.) | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | Citigroup Global Markets Inc. and Affiliates no CRD number reported Credit Suisse First Boston LLC no CRD number reported Deutsche Bank Securities Inc. no CRD number reported PNC Bank, National Association and Affiliates no CRD number reported Rhone Group Advisors L.L.C. no CRD number reported Thomas Weisel Partners, LLC no CRD number reported UBS Financial Services, Inc. no CRD number reported |
| EDGAR ↗ | Apr 15, 2009 D File 021-130259 | $0 (est.) | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | Citigroup Global Markets Inc. and Affiliates no CRD number reported Credit Suisse First Boston LLC no CRD number reported Deutsche Bank Securities Inc. no CRD number reported LGT Bank in Liechtenstein Ltd. no CRD number reported Morgan Stanley DW Inc. no CRD number reported PNC Bank, National Association and Affiliates no CRD number reported Rhone Group Advisors L.L.C. no CRD number reported Union Bancaire Privee Nassau Branch no CRD number reported |
| EDGAR ↗ | Apr 15, 2009 D/A File 021-112264 | $0 (est.) | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | Rhone Group Advisors L.L.C. no CRD number reported PNC Bank, National Association and Affiliates no CRD number reported |
| EDGAR ↗ | Apr 15, 2009 D File 021-130262 | $0 (est.) | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | Rhone Group Advisors L.L.C. no CRD number reported PNC Bank, National Association and Affiliates no CRD number reported |
| EDGAR ↗ | Apr 15, 2009 D File 021-130263 | $0 (est.) | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | Citigroup Global Markets Inc. and Affiliates no CRD number reported PNC Bank, National Association and Affiliates no CRD number reported Rhone Group Advisors L.L.C. no CRD number reported |
| EDGAR ↗ | Apr 15, 2009 D/A File 021-118828 | $0 (est.) | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | Rhone Group Advisors L.L.C. no CRD number reported PNC Bank, National Association and Affiliates no CRD number reported |
| EDGAR ↗ | Apr 15, 2009 D/A File 021-97139 | $0 (est.) | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | Rhone Group Advisors L.L.C. no CRD number reported PNC Bank, National Association and Affiliates no CRD number reported |
| EDGAR ↗ | Apr 15, 2009 D/A File 021-115214 | $0 (est.) | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | Rhone Group Advisors L.L.C. no CRD number reported PNC Bank, National Association and Affiliates no CRD number reported Citigroup Global Markets Inc.and Affiliates no CRD number reported |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Selectinvest ARV PLUS 2.00X Ltd. group: Selectinvest | Director | Apr 15, 2010 | D/A | Indefinite | $75,873,102 | 33 | $1,000,000 |
| EDGAR ↗ | Selectinvest Focused Recovery Access Fund, SPC - Segregated Portfolio One B group: Selectinvest | Director Christopher A. Ito is also an executive officer of UBP Asset Management LLC, the Investment Manager of the Issuer. | Apr 15, 2010 | D/A | Indefinite | $61,200,000 | 3 | $1,000,000 |
| EDGAR ↗ | Selectinvest MultiStrategy Ltd. group: Selectinvest | Director . | Apr 16, 2009 | D/A | Indefinite | $1,041,999,619 | 283 | $1,000,000 |
| EDGAR ↗ | SELECTINVEST PORTABLE ALPHA FUND SPC SEGREGATED PORTFOLIO TWO - CLASS I group: Selectinvest | Director . | Apr 15, 2009 | D/A | Indefinite | $44,827,014 | 1 | $5,000,000 |
| EDGAR ↗ | Selectinvest Focused Recovery Fund, SPC - Segregated Portfolio One A group: Selectinvest | Director . | Apr 15, 2009 | D/A | Indefinite | $44,827,014 | 1 | $5,000,000 |
| EDGAR ↗ | Selectinvest Portable Alpha Fund SPC-Segregated Portfolio Three - Class IV group: Selectinvest | Director . | Apr 15, 2009 | D/A | Indefinite | $5,000,000 | 1 | $5,000,000 |
| EDGAR ↗ | Selectinvest Portable Alpha Fund SPC Segregated Portfolio One - Class III group: Selectinvest | Director Christopher A. Ito is also an executive officer of UBP Asset Management LLC, the Investment Manager of the Issuer. | Apr 15, 2009 | D/A | Indefinite | $72,000,000 | 2 | $5,000,000 |
| EDGAR ↗ | Selectinvest Portable Alpha Fund SPC Segregated Portfolio One - Class II group: Selectinvest | Director | Apr 15, 2009 | D | Indefinite | $1,400,000 | 1 | $5,000,000 |
| EDGAR ↗ | Selectinvest Portable Alpha Fund SPC, Segregated Portfolio One - Class I group: Selectinvest | Director . | Apr 15, 2009 | D | Indefinite | $54,673,057 | 1 | $5,000,000 |
| EDGAR ↗ | SELECTINVEST PORTABLE ALPHA FUND SPC SEGREGATED PORTFOLIO FOUR-CLASS I group: Selectinvest | Director . | Apr 15, 2009 | D/A | Indefinite | $16,900,000 | 2 | $5,000,000 |
| EDGAR ↗ | Selectinvest MultiStrategy Advantage Ltd. group: Selectinvest | Director | Apr 15, 2009 | D | Indefinite | $24,970,000 | 12 | $1,000,000 |
| EDGAR ↗ | Selectinvest Institutional MultiStrategy Ltd. group: Selectinvest | Director . | Apr 15, 2009 | D/A | Indefinite | $291,810,604 | 25 | $1,000,000 |
| EDGAR ↗ | Selectinvest Institutional Global Equities L/S Ltd. group: Selectinvest | Director | Apr 15, 2009 | D/A | Indefinite | $15,224,985 | 2 | $1,000,000 |
| EDGAR ↗ | Selectinvest Institutional ARV Ltd group: Selectinvest | Director . | Apr 15, 2009 | D/A | Indefinite | $732,101,370 | 58 | $1,000,000 |
| EDGAR ↗ | Selectinvest Global Resources Fund Ltd. group: Selectinvest | Director Christopher A. Ito is also an executive officer of UBP Asset Management LLC, the Investment Manager of the Issuer. | Apr 15, 2009 | D/A | Indefinite | $5,425,000 | 1 | $1,000,000 |
| EDGAR ↗ | Dinvest Global Equities L/S Ltd. | Director . | Apr 15, 2009 | D | Indefinite | $83,928,112 | 7 | $1,000,000 |
| EDGAR ↗ | Selectinvest Focused Recovery Fund, SPC - Segregated Portfolio One A group: Selectinvest | Director . | Apr 15, 2009 | D/A | Indefinite | $57,000,000 | 203 | $1,000,000 |
| EDGAR ↗ | Selectinvest Focused Recovery Fund, SPC - Segregated Portfolio One B group: Selectinvest | Director Christopher A. Ito is also an executive officer of UBP Asset Management LLC, the Investment Manager of the Issuer. | Apr 15, 2009 | D/A | Indefinite | $61,200,000 | 68 | $1,000,000 |
| EDGAR ↗ | Selectinvest Focused Recovery Access Fund, SPC - Segregated Portfolio One B group: Selectinvest | Director Christopher A. Ito is also an executive officer of UBP Asset Management LLC, the Investment Manager of the Issuer. | Apr 15, 2009 | D/A | Indefinite | $35,000,000 | 3 | $1,000,000 |
| EDGAR ↗ | Selectinvest Focused Recovery Access Fund, SPC - Segregated Portfolio One A group: Selectinvest | Director Christopher A. Ito is also an executive officer of UBP Asset Management LLC, the Investment Manager of the Issuer. | Apr 15, 2009 | D/A | Indefinite | $500,000 | 1 | $1,000,000 |
| EDGAR ↗ | Selectinvest ARV PLUS 2.00X Ltd. group: Selectinvest | Director . | Apr 15, 2009 | D/A | Indefinite | $75,873,102 | 33 | $1,000,000 |
| EDGAR ↗ | Selectinvest ARV PLUS 1.25X Ltd. group: Selectinvest | Director . | Apr 15, 2009 | D/A | Indefinite | $65,422,555 | 73 | $1,000,000 |
| EDGAR ↗ | Selectinvest ARV Ltd. group: Selectinvest | Director . | Apr 15, 2009 | D/A | Indefinite | $1,041,999,619 | 283 | $1,000,000 |
| EDGAR ↗ | Selectinvest ARV II Ltd. group: Selectinvest | Director . | Apr 15, 2009 | D/A | Indefinite | $618,011,569 | 165 | $1,000,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
Market context: not shown for these offerings — fewer than 30 Form D filings in the last 5 years share the offering's industry and exemption, or the exemption claimed is not Rule 506(b)/506(c). No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Christopher A. Ito. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Export this report as PDF (members · included free during the launch period)
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Christopher A. Ito appears on a new Form D, or when a court case or SEC action is matched to them. See plans →